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APDN Applied DNA Sciences Inc

4.14
0.14 (3.50%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Applied DNA Sciences Inc NASDAQ:APDN NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.14 3.50% 4.14 3.85 4.28 4.3891 3.705 3.94 49,998 01:00:00

Statement of Changes in Beneficial Ownership (4)

03/11/2021 8:43pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Shorrock Clay
2. Issuer Name and Ticker or Trading Symbol

APPLIED DNA SCIENCES INC [ APDN ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Legal Officer
(Last)          (First)          (Middle)

50 HEALTH SCIENCES DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

11/1/2021
(Street)

STONY BROOK, NY 11790
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Incentive Stock Option (right to buy) $5.58 11/1/2021  A   19924     (1)10/31/2031 Common Stock 19924 $0 19924 D  
Non-Qualified Stock Option (right to buy) $5.58 11/1/2021  A   25205     (1)10/31/2031 Common Stock 25205 $0 25205 D  

Explanation of Responses:
(1) The options vest immediately.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Shorrock Clay
50 HEALTH SCIENCES DRIVE
STONY BROOK, NY 11790


Chief Legal Officer

Signatures
/s/ Beth Jantzen11/3/2021
**Signature of Reporting PersonDate

1 Year Applied DNA Sciences Chart

1 Year Applied DNA Sciences Chart

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1 Month Applied DNA Sciences Chart

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