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AMKR Amkor Technology Inc

32.34
0.68 (2.15%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Amkor Technology Inc NASDAQ:AMKR NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.68 2.15% 32.34 29.85 33.50 33.459 32.13 32.63 1,060,711 01:00:00

Statement of Changes in Beneficial Ownership (4)

04/11/2019 9:54pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Carolin Roger Anthony
2. Issuer Name and Ticker or Trading Symbol

AMKOR TECHNOLOGY, INC. [ AMKR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

7 GREAT VALLEY PARKWAY,, SUITE 190
3. Date of Earliest Transaction (MM/DD/YYYY)

11/1/2019
(Street)

MALVERN, PA 19355
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Amkor Technology, Inc., Common Stock  11/1/2019    M    20000  A $7.71  62383  D   
Amkor Technology, Inc., Common Stock  11/1/2019    S    20000  D $12.90 (1) 42383  D   
Amkor Technology, Inc., Common Stock  11/1/2019    M    20000  A $6.46  62383  D   
Amkor Technology, Inc., Common Stock  11/1/2019    S    20000  D $12.90 (1) 42383  D   
Amkor Technology, Inc., Common Stock                 40400  I  Held jointly with spouse 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Director Stock Option (Right-to-Buy)  $7.71  11/1/2019    M        20000   5/3/2011 (2) 5/3/2020  Amkor Technology, Inc., Common Stock  20000  $0.00  0  D   
Director Stock Option (Right-to-Buy)  $6.46  11/1/2019    M        20000   5/3/2012 (2) 5/3/2021  Amkor Technology, Inc., Common Stock  20000  $0.00  0  D   

Explanation of Responses:
(1)  The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.90 to 12.92.
(2)  These options vest over three years: 1/3 of the option shares become exercisable on each of the first three anniversaries of the grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Carolin Roger Anthony
7 GREAT VALLEY PARKWAY,
SUITE 190
MALVERN, PA 19355
X



Signatures
Jerry C. Allison, Attorney-in-Fact for Roger A. Carolin 11/4/2019
**Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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