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Share Name | Share Symbol | Market | Type |
---|---|---|---|
ALX Oncology Holdings Inc | NASDAQ:ALXO | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.31 | -1.77% | 17.25 | 17.23 | 17.30 | 17.56 | 17.0116 | 17.34 | 148,455 | 16:58:47 |
FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * LSV Associates, LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol ALX ONCOLOGY HOLDINGS INC [ALXO] |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below) | ||
5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person _X_ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned | |||
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Convertible Preferred Stock | (1) | (1) | Common Stock | 1633743 | (1) | I | See footnote (2) |
Series A Convertible Preferred Stock | (1) | (1) | Common Stock | 222752 | (1) | I | See footnote (3) |
Series A Convertible Preferred Stock | (1) | (1) | Common Stock | 683523 | (1) | I | See footnote (4) |
Series A Convertible Preferred Stock | (1) | (1) | Common Stock | 39758 | (1) | I | See footnote (5) |
Series B Convertible Preferred Stock | (6) | (6) | Common Stock | 59998 | (6) | I | See footnote (2) |
Series B Convertible Preferred Stock | (6) | (6) | Common Stock | 8175 | (6) | I | See footnote (3) |
Series B Convertible Preferred Stock | (6) | (6) | Common Stock | 150801 | (6) | I | See footnote (4) |
Series B Convertible Preferred Stock | (6) | (6) | Common Stock | 11110 | (6) | I | See footnote (5) |
Series C Convertible Preferred Stock | (7) | (7) | Common Stock | 137286 | (7) | I | See footnote (2) |
Series C Convertible Preferred Stock | (7) | (7) | Common Stock | 18705 | (7) | I | See footnote (3) |
Series C Convertible Preferred Stock | (7) | (7) | Common Stock | 664660 | (7) | I | See footnote (4) |
Series C Convertible Preferred Stock | (7) | (7) | Common Stock | 38660 | (7) | I | See footnote (5) |
Remarks: This amendment is being filed solely to add Henry A. Plain, Jr. as a reporting person to the original filing. There are no other changes to the original filing. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
LSV Associates, LLC C/O LSV CAPITAL MANAGEMENT, LLC 2884 SAND HILL ROAD, SUITE 121 MENLO PARK, CA 94025 | X | ||||
Lightstone Ventures, L.P. C/O LSV CAPITAL MANAGEMENT, LLC 2884 SAND HILL ROAD, SUITE 121 MENLO PARK, CA | X | ||||
Lightstone Ventures (A), L.P. C/O LSV CAPITAL MANAGEMENT, LLC 2884 SAND HILL ROAD, SUITE 121 MENLO PARK, CA 94025 | X | ||||
Lightstone Ventures II, L.P. C/O LSV CAPITAL MANAGEMENT, LLC 2884 SAND HILL ROAD, SUITE 121 MENLO PARK, CA 94025 | X | ||||
Lightstone Ventures II (A), L.P. C/O LSV CAPITAL MANAGEMENT, LLC 2884 SAND HILL ROAD, SUITE 121 MENLO PARK, CA 94025 | X | ||||
LSV Associates II, LLC C/O LSV CAPITAL MANAGEMENT, LLC 2884 SAND HILL ROAD, SUITE 121 MENLO PARK, CA 94025 | X | ||||
Carusi Michael A C/O LSV CAPITAL MANAGEMENT, LLC 2884 SAND HILL ROAD, SUITE 121 MENLO PARK, CA 94025 | X | ||||
George Jean C/O LSV CAPITAL MANAGEMENT, LLC 2884 SAND HILL ROAD, SUITE 121 MENLO PARK, CA 94025 | X | ||||
Plain Henry A JR C/O LSV CAPITAL MANAGEMENT, LLC 2884 SAND HILL ROAD, SUITE 121 MENLO PARK, CA 94025 | X |
Signatures | ||
/s/ Travis Boettner, by power of attorney for LSV Associates, LLC, the General Partner of Lightstone Ventures, L.P. | 7/21/2020 | |
**Signature of Reporting Person | Date | |
/s/ Travis Boettner, by power of attorney for LSV Associates, LLC, the General Partner of Lightstone Ventures(A), L.P. | 7/21/2020 | |
**Signature of Reporting Person | Date | |
/s/ Travis Boettner, by power of attorney for LSV Associates, LLC | 7/21/2020 | |
**Signature of Reporting Person | Date | |
/s/ Travis Boettner, by power of attorney for LSV Associates II, LLC, the General Partner of Lightstone Ventures II, L.P. | 7/21/2020 | |
**Signature of Reporting Person | Date | |
/s/ Travis Boettner, by power of attorney for LSV Associates II, LLC, the General Partner of Lightstone Ventures II(A), L.P. | 7/21/2020 | |
**Signature of Reporting Person | Date | |
/s/ Travis Boettner, by power of attorney for LSV Associates II, LLC | 7/21/2020 | |
**Signature of Reporting Person | Date | |
/s/ Travis Boettner, by power of attorney for Michael A. Carusi | 7/21/2020 | |
**Signature of Reporting Person | Date | |
/s/ Travis Boettner, by power of attorney for Jean M. George | 7/21/2020 | |
**Signature of Reporting Person | Date | |
/s/ Travis Boettner, by power of attorney for Henry A. Plain, Jr. | 7/21/2020 | |
**Signature of Reporting Person | Date |
1 Year ALX Oncology Chart |
1 Month ALX Oncology Chart |
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