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ALOT AstroNova Inc

17.27
0.00 (0.00%)
Pre Market
Last Updated: 09:16:53
Delayed by 15 minutes
Share Name Share Symbol Market Type
AstroNova Inc NASDAQ:ALOT NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 17.27 6.97 27.44 0 09:16:53

Statement of Changes in Beneficial Ownership (4)

24/03/2020 11:14pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Woods Gregory A
2. Issuer Name and Ticker or Trading Symbol

AstroNova, Inc. [ ALOT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CHIEF EXECUTIVE OFFICER
(Last)          (First)          (Middle)

C/O ASTRONOVA, INC., 600 E GREENWICH AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

3/20/2020
(Street)

W WARWICK, RI 02893
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 3/20/2020  M  4960 A$0.00 100771 D  
Common Stock 3/20/2020  M  119 A$0.00 100890 D  
Common Stock 3/20/2020  M  3717 A$0.00 104607 D  
Common Stock 3/20/2020  F  1481 D$6.73 103126 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit  (1)3/20/2020  M   4960     (2) (2)Common Stock 4960 $0.00 4963 D  
Restricted Stock Unit  (1)3/20/2020  M   119     (3) (3)Common Stock 119 $0.00 236 D  
Restricted Stock Unit  (1)3/20/2020  M   3717     (3) (3)Common Stock 3717 $0.00 7437 D  

Explanation of Responses:
(1) Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
(2) The remaining restricted stock units vest on March 20, 2021.
(3) The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Woods Gregory A
C/O ASTRONOVA, INC.
600 E GREENWICH AVENUE
W WARWICK, RI 02893
X
CHIEF EXECUTIVE OFFICER

Signatures
/s/ Ania Gomez, by power of attorney3/24/2020
**Signature of Reporting PersonDate

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