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ALIM Alimera Sciences Inc

3.65
0.08 (2.24%)
09 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Alimera Sciences Inc NASDAQ:ALIM NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.08 2.24% 3.65 2.75 4.00 3.70 3.55 3.55 35,796 01:00:00

Amended Statement of Changes in Beneficial Ownership (4/a)

03/03/2020 9:31pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Ashman Philip
2. Issuer Name and Ticker or Trading Symbol

ALIMERA SCIENCES INC [ ALIM ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Operating Officer & SVP
(Last)          (First)          (Middle)

6120 WINDWARD PARKWAY, SUITE 290
3. Date of Earliest Transaction (MM/DD/YYYY)

1/29/2019
(Street)

ALPHARETTA, GA 30005
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

1/31/2019 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock         8146 (1)(2)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) On January 31, 2019, the reporting person filed a Form 4 that inadvertently omitted the reporting person's restricted stock unit award reported on Form 4 on January 25, 2019 from the calculation of total amount of securities owned in Column 5. This omission carried through both transactions reported on such Form 4.
(2) On November 14, 2019, after the close of business, the issuer effected a one-for-15 reverse stock split. The amount shown in Column 5 above reflects the amount that should have been reported in Column 5 of the original Form 4 after all transactions reported therein, after taking the reverse stock split into account. Without taking the reverse stock split into account, the amount shown in column 5 would have been 122,192 shares.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Ashman Philip
6120 WINDWARD PARKWAY
SUITE 290
ALPHARETTA, GA 30005


Chief Operating Officer & SVP

Signatures
/s/ Philip Ashman3/3/2020
**Signature of Reporting PersonDate

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