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Share Name | Share Symbol | Market | Type |
---|---|---|---|
AudioEye Inc | NASDAQ:AEYE | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 19.09 | 18.00 | 19.49 | 2 | 12:00:00 |
1. Name and Address of Reporting Person * Sero Capital LLC | 2. Issuer Name and Ticker or Trading Symbol AUDIOEYE INC [ AEYE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) See Remarks |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 8/20/2020 | A(1) | 55000 | A | (1) | 250586 (2) | D (3) | |||
Common Stock | 8/20/2020 | A(4) | 50000 | A | (4) | 300586 (2) | D (3) | |||
Common Stock | 8/20/2020 | A(5) | 50000 | A | (5) | 350586 (2) | D (3) | |||
Common Stock | 2731265 | I | Through Sero Capital LLC (6) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Remarks: David Moradi serves as Interim Chief Executive Officer and Chief Strategy Officer of the Issuer. In addition to the PSAs reported above, David Moradi was also granted 105,000 PSAs, which are not included on this Form 4, on August 20, 2020, under the Plan that will vest upon the Issuer meeting certain revenue targets. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Sero Capital LLC 119 WASHINGTON AVE., SUITE 403 MIAMI BEACH, FL 33139 | X | X | See Remarks | ||
Moradi David 119 WASHINGTON AVE., SUITE 403 MIAMI BEACH, FL 33139 | X | X | See Remarks |
Signatures | ||
SERO CAPITAL LLC, Name: /s/ David Moradi, Title: Managing Partner | 8/24/2020 | |
**Signature of Reporting Person | Date | |
/s/ David Moradi | 8/24/2020 | |
**Signature of Reporting Person | Date |
1 Year AudioEye Chart |
1 Month AudioEye Chart |
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