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AEMD Aethlon Medical Inc

0.4199
-0.0071 (-1.66%)
24 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Aethlon Medical Inc NASDAQ:AEMD NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.0071 -1.66% 0.4199 0.4124 0.42 0.45 0.405 0.45 585,163 00:49:44

Initial Statement of Beneficial Ownership (3)

07/01/2021 10:40pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

LAROSA STEVEN P
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/4/2021 

3. Issuer Name and Ticker or Trading Symbol

AETHLON MEDICAL INC [AEMD]
(Last)        (First)        (Middle)

C/O AETHLON MEDICAL, INC., 9635 GRANITE RIDGE DRIVE SUITE 100
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Medical Officer /
(Street)

SAN DIEGO, CA 92123      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:

Remarks:
No securities are beneficially owned
No securities are beneficially owned.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
LAROSA STEVEN P
C/O AETHLON MEDICAL, INC.
9635 GRANITE RIDGE DRIVE SUITE 100
SAN DIEGO, CA 92123


Chief Medical Officer

Signatures
/s/ James B. Frakes, Attorney-in-fact1/7/2021
**Signature of Reporting PersonDate

1 Year Aethlon Medical Chart

1 Year Aethlon Medical Chart

1 Month Aethlon Medical Chart

1 Month Aethlon Medical Chart

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