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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Alset Inc | NASDAQ:AEI | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.00499 | -0.98% | 0.505 | 0.5001 | 1.15 | 0.54 | 0.484 | 0.49 | 37,497 | 05:00:01 |
1.
|
Names
of Reporting Persons:
The Second Generation Trust of 2020
|
2.
|
Check
the Appropriate Box if a Member of a Group (See
Instructions)
(a)
[ ]
(b)
[ ]
|
3.
|
SEC Use
Only
|
4.
|
Citizenship
or Place of Organization:
The State of New York
|
Number
of Shares by Each Reporting Person With
|
5.
|
Sole
Voting Power
350,000
|
6.
|
Shared
Voting Power
0
|
|
7.
|
Sole
Dispositive Power
350,000
|
|
8.
|
Shared
Dispositive Power
0
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
350,000
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
n/a
|
11.
|
Percent
of Class Represented by Amount in Row (9)
4.08 %
|
12.
|
Type of
Reporting Person (See Instructions)
OO
|
1.
|
Names
of Reporting Persons:
Jodie Shapiro-Shahar
|
2.
|
Check
the Appropriate Box if a Member of a Group (See
Instructions)
(a)
[ ]
(b)
[ ]
|
3.
|
SEC Use
Only
|
4.
|
Citizenship
or Place of Organization:
The United States
|
Number
of Shares Beneficially Owned by Each Reporting Person
With
|
5.
|
Sole
Voting Power
350,000 [1]
|
6.
|
Shared
Voting Power
0
|
|
7.
|
Sole
Dispositive Power
350,000 [1]
|
|
8.
|
Shared
Dispositive Power
0
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
350,000 [1]
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
n/a
|
11.
|
Percent
of Class Represented by Amount in Row (9)
4.08 % [2]
|
12.
|
Type of
Reporting Person (See Instructions)
IN
|
(a)
|
Name of
Issuer:
|
Alset EHome International, Inc.
|
|
|
|
(b)
|
Address
of Issuer’s Principal Executive Offices:
|
4800 Montgomery Lane, Suite 210
Bethesda, Maryland 20814
|
(a)
|
Name of
Person Filing
|
This
report is filed by The Second Generation Trust of 2020 and Jodie
Shapiro-Shahar with respect to the
shares of common stock, $0.001 par value per share, of the Issuer
that are directly beneficially owned by the Second Generation Trust
and indirectly owned by Jodie Shapiro-Shahar.
|
|
|
|
(b)
|
Address
of Principal Business Office or, if none,
Residence:
|
41 Birchwood Terrace
Clifton, NJ 07012
|
|
|
|
(c)
|
Citizenship:
|
Jodie Shapiro-Shahar is a citizen of the United States and the
Second Generation Trust is a New York trust.
|
|
|
|
(d)
|
Title
of Class of Securities:
|
Common Stock, par value $0.001 per share
|
|
|
|
(e)
|
CUSIP
Number:
|
40438A105
|
(a)
|
[ ]
|
Broker
or dealer registered under section 15 of the Act (15 U.S.C.
78o);
|
|
|
|
(b)
|
[ ]
|
Bank as
defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
|
|
(c)
|
[ ]
|
Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c);
|
|
|
|
(d)
|
[ ]
|
Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C. 80a-8);
|
|
|
|
(e)
|
[ ]
|
An
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E);
|
|
|
|
(f)
|
[ ]
|
An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
|
|
|
|
(g)
|
[ ]
|
A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
|
|
|
|
(h)
|
[ ]
|
A
savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
(i)
|
[ ]
|
A
church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
|
|
|
|
(j)
|
[ ]
|
A
non-U.S. institution in accordance with §
240.13d-1(b)(1)(ii)(J);
|
|
|
|
(k)
|
[ ]
|
Group,
in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a
non-U.S. institution in accordance with
§ 240.13d-1(b)(1)(ii)(J), please specify the type of
institution:
|
(a)
|
Amount
beneficially owned:
|
350,000
|
|
|
|
(b)
|
Percent
of class:
|
4.08 % [3]
|
|
|
|
(c)
|
Number
of shares as to which the person has:
|
|
|
(i)
|
Sole
power to vote or to direct the vote.
|
350,000
|
|
|
|
|
|
(ii)
|
Shared
power to vote or to direct the vote.
|
0
|
|
|
|
|
|
(iii)
|
Sole
power to dispose or to direct the
disposition
of.
|
350,000
|
|
|
|
|
|
(iv)
|
Shared
power to dispose or to direct the
disposition
of.
|
0
|
|
Dated:
April 7, 2021
|
||
|
|
||
|
The Second Generation Trust of 2020
|
||
|
By: /s/
Jodie Shapiro-Shahar
|
||
|
Name:
Jodie Shapiro-Shahar
|
||
|
Title:
Trustee
|
||
|
|
|
|
|
|
||
|
By:
/s/ Jodie
Shapiro-Shahar
|
||
|
Name:
Jodie Shapiro-Shahar
|
Attention:
|
Intentional misstatements or omissions of fact constitute
Federal criminal violations (See 18 U.S.C. 1001)
|
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