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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Alset Inc | NASDAQ:AEI | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.5152 | 0.5152 | 0.5593 | 0 | 09:00:00 |
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ALSET
EHOME INTERNATIONAL, INC.
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(Name of
Issuer)
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Common
Stock, par value $0.001 per share
|
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(Title of Class of
Securities)
|
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|
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40438A105
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(CUSIP
Number)
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March
12, 2021
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(Date of Event
Which Requires Filing of this Statement)
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☐
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Rule
13d-1(b)
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☐
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Rule
13d-1(c)
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☑
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Rule
13d-1(d)
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1.
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Names of Reporting
Persons.
CHF
First Generation Trust of 2020
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||
2.
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Check the
Appropriate Box if a Member of a Group (See
Instructions)
(a) ☐
(b) ☐
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||
3.
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SEC Use
Only
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||
4.
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Citizenship of
Place of Organization
The
State of New York
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||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5.
|
Sole Voting
Power
255,875
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|
6.
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Shared Voting
Power
0
|
||
7.
|
Sole Dispositive
Power
255,875
|
||
8.
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Shared Dispositive
Power
0
|
||
9.
|
Aggregate Amount
Beneficially Owned by each Reporting Person
255,875
|
||
10.
|
Check if the
Aggregate Amount in Row (9) Excludes Certain Shares
☐
n/a
|
||
11.
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Percent of Class
Represented by Amount in Row 9
2.2%
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||
12.
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Type of Reporting
Person (See Instructions)
OO
|
1.
|
Names of Reporting
Persons.
Darrin
Michael Ocasio
|
||
2.
|
Check the
Appropriate Box if a Member of a Group (See
Instructions)
(a) ☐
(b) ☐
|
||
3.
|
SEC Use
Only
|
||
4.
|
Citizenship of
Place of Organization
The
United States
|
||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
5.
|
Sole Voting
Power
255,875
[1]
|
|
6.
|
Shared Voting
Power
0
|
||
7.
|
Sole Dispositive
Power
255,875
[1]
|
||
8.
|
Shared Dispositive
Power
0
|
||
9.
|
Aggregate Amount
Beneficially Owned by each Reporting Person
255,875
[1]
|
||
10.
|
Check if the
Aggregate Amount in Row (9) Excludes Certain Shares
☐
n/a
|
||
11.
|
Percent of Class
Represented by Amount in Row 9
2.2%
[2]
|
||
12.
|
Type of Reporting
Person (See Instructions)
IN
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|
(a)
|
☐
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Broker or
dealer registered under section 15 of the Act (15 U.S.C.
78o);
|
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(b)
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☐
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Bank as
defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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☐
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Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c);
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(d)
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☐
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Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C 80a-8);
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(e)
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☐
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An investment
adviser in accordance with
§240.13d-1(b)(1)(ii)(E);
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(f)
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☐
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An employee
benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
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(g)
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☐
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A parent
holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
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(h)
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☐
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A savings
associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
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(i)
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☐
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A church plan
that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3);
|
|
|
|
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(j)
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☐
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A non-U.S.
institution, in accordance with
§240.13d-1(b)(1)(ii)(J);
|
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(k)
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☐
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Group, in
accordance with §240.13d-1(b)(1)(ii)(K).
|
|
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If filing as
a non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J), please specify the type of
institution: ___________________________.
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(i)
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Sole power to vote
or to direct the vote
|
255,875
|
|
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(ii)
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Shared power to
vote or to direct the vote
|
0
|
|
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(iii)
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Sole power to
dispose or to direct the disposition of
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255,875
|
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(iv)
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Shared power to dispose or to direct the disposition of
|
0
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(3)
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Based
on 8,570,000 shares of common stock of the Issuer issued and
outstanding as of December 29, 2020 per quarterly report filed on
Form 10-Q before the Securities and Exchange Commission on December
29, 2020.
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CHF
First Generation Trust of 2020
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Dated: March 15,
2021
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By:
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/s/ Darrin M. Ocasio
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Name: Darrin M.
Ocasio
|
|
|
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Title:
Trustee
|
|
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