ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for charts Register for streaming realtime charts, analysis tools, and prices.

ADPT Adaptive Biotechnologies Corporation

2.79
0.00 (0.00%)
Pre Market
Last Updated: 12:12:59
Delayed by 15 minutes
Share Name Share Symbol Market Type
Adaptive Biotechnologies Corporation NASDAQ:ADPT NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 2.79 2.85 3.00 0 12:12:59

Statement of Changes in Beneficial Ownership (4)

05/02/2021 11:01pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RUBINSTEIN JULIE
2. Issuer Name and Ticker or Trading Symbol

Adaptive Biotechnologies Corp [ ADPT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President
(Last)          (First)          (Middle)

C/O ADAPTIVE BIOTECHNOLOGIES CORP., SUITE 200
3. Date of Earliest Transaction (MM/DD/YYYY)

2/3/2021
(Street)

SEATTLE, WA 98102
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/3/2021  M(1)  15000 A$6.32 15000 D  
Common Stock 2/3/2021  S(1)  8655 D$59.39 (2)6345 D  
Common Stock 2/3/2021  S(1)  5435 D$60.16 (3)910 D  
Common Stock 2/3/2021  S(1)  910 D$60.82 (4)0 D  
Common Stock 2/4/2021  M(1)  15000 A$6.32 15000 D  
Common Stock 2/4/2021  S(1)  8305 D$58.77 (5)6695 D  
Common Stock 2/4/2021  S(1)  6695 D$59.25 (6)0 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) $6.32 2/3/2021  M (1)    15000   (7)6/9/2025 Common Stock 15000 $0.00 50000 D  
Stock Option (Right to Buy) $6.32 2/4/2021  M (1)    15000   (7)6/9/2025 Common Stock 15000 $0.00 35000 D  

Explanation of Responses:
(1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.
(2) The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $58.79 to 59.78 inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.
(3) The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $59.79 to 60.77, inclusive.
(4) The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $60.79 to 61.05, inclusive.
(5) The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $58.01 to 58.99, inclusive.
(6) The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $59.00 to 59.59, inclusive.
(7) The option is fully vested and exercisable.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
RUBINSTEIN JULIE
C/O ADAPTIVE BIOTECHNOLOGIES CORP.
SUITE 200
SEATTLE, WA 98102


President

Signatures
/s/ Julie Rubinstein by Eric Billings, attorney-in-fact2/5/2021
**Signature of Reporting PersonDate

1 Year Adaptive Biotechnologies Chart

1 Year Adaptive Biotechnologies Chart

1 Month Adaptive Biotechnologies Chart

1 Month Adaptive Biotechnologies Chart

Your Recent History

Delayed Upgrade Clock