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ADAP Adaptimmune Therapeutics PLC

1.21
0.02 (1.68%)
04 May 2024 - Closed
Delayed by 15 minutes
Name Symbol Market Type
Adaptimmune Therapeutics PLC NASDAQ:ADAP NASDAQ Depository Receipt
  Price Change % Change Price Bid Price Offer Price High Price Low Price Open Price Traded Last Trade
  0.02 1.68% 1.21 0.85 3.00 1.24 1.17 1.22 852,996 05:00:01

Initial Statement of Beneficial Ownership (3)

06/07/2018 10:02pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Furey John

2. Date of Event Requiring Statement (MM/DD/YYYY)
7/5/2018 

3. Issuer Name and Ticker or Trading Symbol

Adaptimmune Therapeutics PLC [ADAP]

(Last)        (First)        (Middle)

446 BOXWOOD ROAD

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                            _____ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

BRYN MAWR, PA 19010       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option to purchase Ordinary Shares     (1) 7/5/2028   Ordinary Shares   284233   $1.96   (2) D    

Explanation of Responses:
(1)  Exercisable as to 71,058 Ordinary Shares on July 5, 2019 and will be exercisable as to the remainder in monthly installments of 8,882 Ordinary Shares on the fifth of each month from August 5, 2019 through June 5, 2021, and in one installment of 8,889 Ordinary Shares on July 5, 2021.
(2)  The exercise price was converted from GBP1.49 based on an exchange rate of $U.S. 1.3176 to GBP1.00. The actual exercise price will be the pounds sterling amount.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Furey John
446 BOXWOOD ROAD
BRYN MAWR, PA 19010
X



Signatures
/s/ John Furey 7/6/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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