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ACMR ACM Research Inc

25.905
0.985 (3.95%)
Last Updated: 17:24:34
Delayed by 15 minutes
Share Name Share Symbol Market Type
ACM Research Inc NASDAQ:ACMR NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.985 3.95% 25.905 25.87 25.93 25.977 25.03 25.75 335,238 17:24:34

Amended Statement of Beneficial Ownership (3/a)

31/07/2018 9:47pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Wang Jian

2. Date of Event Requiring Statement (MM/DD/YYYY)
11/2/2017 

3. Issuer Name and Ticker or Trading Symbol

ACM Research, Inc. [ACMR]

(Last)        (First)        (Middle)

C/O ACM RESEARCH, INC., 42307 OSGOOD ROAD, SUITE I

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
See remarks /

(Street)

FREMONT, CA 94539       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

11/2/2017 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant (Right to Buy)   (1)   (2) 5/17/2023   Class A Common Stock   397502   $7.50   I   By Shengxin (Shanghai) Management Consulting Limited Partnership  

Explanation of Responses:
(1)  Represents a warrant held by Shengxin (Shanghai) Management Consulting Limited Partnership ("SMC"), which was inadvertently omitted from Mr. Wang's original Form 3 filing. Mr. Wang is a general partner of SMC and therefore may be deemed to beneficially own the securities held by SMC.
(2)  The warrant became exercisable immediately after the closing of the Issuer's initial public offering, which occurred on November 7, 2017.

Remarks:
Vice President, Research and Development of ACM Research (Shanghai), Inc., a subsidiary of the Issuer

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Wang Jian
C/O ACM RESEARCH, INC.
42307 OSGOOD ROAD, SUITE I
FREMONT, CA 94539


See remarks

Signatures
/s/ Mark L. Johnson, Attorney-in-Fact for Jian Wang 7/31/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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