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VNRX VolitionRX Limited

0.78
0.06 (8.33%)
Pre Market
Last Updated: 13:09:26
Delayed by 15 minutes
Share Name Share Symbol Market Type
VolitionRX Limited AMEX:VNRX AMEX Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.06 8.33% 0.78 501 13:09:26

Statement of Changes in Beneficial Ownership (4)

12/08/2020 8:29pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Micallef Jacob Vincent
2. Issuer Name and Ticker or Trading Symbol

VOLITIONRX LTD [ VNRX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Scientific Officer
(Last)          (First)          (Middle)

13215 BEE CAVE PARKWAY, SUITE 125 GALLERIA OAKS B
3. Date of Earliest Transaction (MM/DD/YYYY)

8/10/2020
(Street)

AUSTIN, TX 78738
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 8/10/2020  M  65000 A$2.5 151166 D  
Common Stock 8/10/2020  F  55158 (1)D$3.5 96008 D  
Common Stock 8/10/2020  M  65000 A$3 161008 D  
Common Stock 8/10/2020  F  60080 (1)D$3.5 100928 D  
Common Stock         22000 I By Wife 
Common Stock         38113 I By Borlaug Limited (2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) $2.5 8/10/2020  M     65000  2/18/2015 8/18/2020 Common Stock 65000 $0 0 D  
Stock Option (Right to Buy) $3 8/10/2020  M     65000  2/18/2016 8/18/2020 Common Stock 65000 $0 0 D  

Explanation of Responses:
(1) Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.
(2) The shares of common stock are held directly by Borlaug Limited. Dr. Micallef is a controlling director of Borlaug Limited and has voting and dispositive control over the shares of common stock held by Borlaug Limited.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Micallef Jacob Vincent
13215 BEE CAVE PARKWAY
SUITE 125 GALLERIA OAKS B
AUSTIN, TX 78738


Chief Scientific Officer

Signatures
/s/ Jacob Vincent Micallef8/12/2020
**Signature of Reporting PersonDate

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