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Name | Symbol | Market | Type |
---|---|---|---|
iShares MSCI Agriculture Producers ETF | AMEX:VEGI | AMEX | Exchange Traded Fund |
Price Change | % Change | Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.0721 | -0.20% | 35.237 | 35.41 | 35.21 | 35.30 | 13,164 | 21:15:00 |
|
December 30, 2019 |
(as revised June 1, 2020) |
|
2019 Prospectus |
• |
iShares MSCI Frontier 100 ETF | FM | NYSE ARCA
|
|
S-1 |
|
1 |
|
2 |
|
16 |
|
22 |
|
22 |
|
25 |
|
35 |
|
36 |
|
37 |
|
37 |
|
39 |
Ticker: FM | Stock Exchange: NYSE Arca |
1 | The amount rounded to 0.00%. |
1 Year | 3 Years | 5 Years | 10 Years | |||
$81 | $252 | $439 | $978 |
1 | The Fund’s year-to-date return as of September 30, 2019 was 10.50%. |
One Year | Five Years |
Since Fund
Inception |
|||
(Inception Date: 9/12/2012) | |||||
Return Before Taxes | -17.46% | 0.11% | 4.70% | ||
Return After Taxes on Distributions1 | -18.51% | -1.13% | 3.61% | ||
Return After Taxes on Distributions and Sale of Fund Shares1 | -10.03% | -0.08% | 3.51% | ||
MSCI Frontier Markets 100 Index (Index returns do not reflect deductions for fees, expenses or taxes) | -16.98% | 1.60% | 6.02% |
1 | After-tax returns in the table above are calculated using the historical highest individual U.S. federal marginal income tax rates and do not reflect the impact of state or local taxes. Actual after-tax returns depend on an investor’s tax situation and may differ from those shown, and after-tax returns shown are not relevant to tax-exempt investors or investors who hold shares through tax-deferred arrangements, such as 401(k) plans or individual retirement accounts (“IRAs”). Fund returns after taxes on distributions and sales of Fund shares are calculated assuming that an investor has sufficient capital gains of the same character from other investments to offset any capital losses from the sale of Fund shares. As a result, Fund returns after taxes on distributions and sales of Fund shares may exceed Fund returns before taxes and/or returns after taxes on distributions. |
■ | A lack of market liquidity and market efficiency; |
■ | Greater securities price volatility; |
■ | Exchange rate fluctuations and exchange controls; |
■ | Less availability of public information about issuers; |
■ | Limitations on foreign ownership of securities; |
■ | Imposition of withholding or other taxes; |
■ | Imposition of restrictions on the expatriation of the funds or other assets of the Fund; |
■ | Higher transaction and custody costs and delays in settlement procedures; |
■ | Difficulties in enforcing contractual obligations; |
■ | Lower levels of regulation of the securities markets; |
■ | Weaker accounting, disclosure and reporting requirements; and |
■ | Legal principles relating to corporate governance, directors’ fiduciary duties and liabilities and stockholders’ rights in markets in which the Fund invests may differ from and/or may not be as extensive or protective as those that apply in the U.S. |
■ | The risk of delays in settling portfolio transactions and the risk of loss arising out of the system of share registration and custody used in certain Eastern European countries; |
■ | Risks in connection with the maintenance of the Fund's portfolio securities and cash with foreign sub-custodians and securities depositories, including the risk that appropriate sub-custody arrangements will not be available to the Fund; |
■ | The risk that the Fund's ownership rights in portfolio securities could be lost through fraud or negligence as a result of the fact that ownership in shares of certain Eastern European companies is recorded by the companies themselves and by registrars, rather than a central registration system; |
■ | The risk that the Fund may not be able to pursue claims on behalf of its shareholders because of the system of share registration and custody, and because certain Eastern European banking institutions and registrars are not guaranteed by their respective governments; and |
■ | Risks in connection with Eastern European countries' dependence on the economic health of Western European countries and the European Union as a whole. |
Approximate
Value of a Creation Unit |
Creation
Unit Size |
Standard
Creation/ Redemption Transaction Fee |
Maximum Additional
Charge for Creations* |
Maximum Additional
Charge for Redemptions* |
||||
$1,424,500 | 50,000 | $6,800 | 7.0% | 2.0% |
* | As a percentage of the net asset value per Creation Unit, inclusive, in the case of redemptions, of the standard redemption transaction fee. |
iShares MSCI Frontier 100 ETF | |||||||||
Year Ended
08/31/19 |
Year Ended
08/31/18 |
Year Ended
08/31/17 |
Year Ended
08/31/16 |
Year Ended
08/31/15 |
|||||
Net asset value, beginning of year | $28.29 | $30.62 | $24.20 | $26.20 | $37.79 | ||||
Net investment income(a) | 1.03 | 0.87 | 0.72 | 0.76 | 0.77 | ||||
Net realized and unrealized gain (loss)(b) | 0.76 | (1.99) | 6.00 | (2.17) | (8.78) | ||||
Net increase (decrease) from investment operations | 1.79 | (1.12) | 6.72 | (1.41) | (8.01) | ||||
Distributions(c) | |||||||||
From net investment income | (1.11) | (1.21) | (0.30) | (0.59) | (0.76) | ||||
From net realized gain | — | — | — | — | (2.82) | ||||
Total distributions | (1.11) | (1.21) | (0.30) | (0.59) | (3.58) | ||||
Net asset value, end of year | $28.97 | $28.29 | $30.62 | $24.20 | $26.20 | ||||
Total Return | |||||||||
Based on net asset value | 6.45% | (3.92)% | 27.91% | (5.45)% | (21.70)% | ||||
Ratios to Average Net Assets | |||||||||
Total expenses | 0.79% | 0.81% | 0.80% | 0.79% | 0.79% | ||||
Net investment income | 3.63% | 2.69% | 2.65% | 3.03% | 2.43% | ||||
Supplemental Data | |||||||||
Net assets, end of year (000) | $496,868 | $523,445 | $627,626 | $407,722 | $502,993 | ||||
Portfolio turnover rate(d) | 33% | 35% | 32% | 20% | 47% | ||||
(a) Based on average shares outstanding. |
|||||||||
(b) The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |||||||||
(c) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |||||||||
(d) Portfolio turnover rate excludes in-kind transactions. |
Premium/Discount Range | Number of Days | Percentage of Total Days | ||
Greater than 1.5% and Less than 2.0% | 3 | 0.68% | ||
Greater than 1.0% and Less than 1.5% | 55 | 12.53 | ||
Greater than 0.5% and Less than 1.0% | 55 | 12.53 | ||
Greater than 0.0% and Less than 0.5% | 50 | 11.39 | ||
At NAV | 2 | 0.46 | ||
Less than 0.0% and Greater than -0.5% | 72 | 16.40 | ||
Less than -0.5% and Greater than -1.0% | 62 | 14.12 | ||
Less than -1.0% and Greater than -1.5% | 112 | 25.51 | ||
Less than -1.5% and Greater than -2.0% | 25 | 5.69 | ||
Less than -2.0% and Greater than -2.5% | 2 | 0.46 | ||
Less than -4.0% and Greater than -4.5% | 1 | 0.23 | ||
439 | 100.00% |
The inception date of the Fund was 9/12/12. The first day of secondary market trading was 9/13/12. |
(a) | The NAV total return presented in the table for the one-year period differs from the same period return disclosed in the financial highlights. The total return in the financial highlights is calculated in the same manner but differs due to certain adjustments made for financial reporting purposes in accordance with U.S. generally accepted accounting principles. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free)
Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: | iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC
1 University Square Drive, Princeton, NJ 08540 |
Funds | Ticker | Listing Exchange | ||
iShares Core MSCI Emerging Markets ETF | IEMG | NYSE Arca | ||
iShares Edge MSCI Min Vol Emerging Markets ETF | EEMV | Cboe BZX | ||
iShares Edge MSCI Min Vol Global ETF | ACWV | Cboe BZX | ||
iShares Edge MSCI Multifactor Emerging Markets ETF | EMGF | Cboe BZX | ||
iShares ESG MSCI EM ETF | ESGE | NASDAQ | ||
iShares MSCI Brazil ETF | EWZ | NYSE Arca | ||
iShares MSCI BRIC ETF | BKF | NYSE Arca | ||
iShares MSCI Chile ETF | ECH | Cboe BZX | ||
iShares MSCI Colombia ETF | ICOL | NYSE Arca | ||
iShares MSCI Emerging Markets Asia ETF | EEMA | NASDAQ | ||
iShares MSCI Emerging Markets ETF | EEM | NYSE Arca | ||
iShares MSCI Emerging Markets Small-Cap ETF | EEMS | NYSE Arca | ||
iShares MSCI Frontier 100 ETF | FM | NYSE Arca | ||
iShares MSCI Global Agriculture Producers ETF | VEGI | NYSE Arca | ||
iShares MSCI Global Energy Producers ETF | FILL | NYSE Arca | ||
iShares MSCI Global Gold Miners ETF | RING | NASDAQ | ||
iShares MSCI Global Metals & Mining Producers ETF | PICK | Cboe BZX | ||
iShares MSCI Global Silver and Metals Miners ETF | SLVP | Cboe BZX | ||
iShares MSCI Malaysia ETF | EWM | NYSE Arca | ||
iShares MSCI South Korea ETF | EWY | NYSE Arca | ||
iShares MSCI Taiwan ETF | EWT | NYSE Arca |
• | iShares Core MSCI Emerging Markets ETF |
• | iShares Edge MSCI Min Vol Emerging Markets ETF |
• | iShares Edge MSCI Min Vol Global ETF |
• | iShares Edge MSCI Multifactor Emerging Markets ETF |
• | iShares ESG MSCI EM ETF |
• | iShares MSCI Brazil ETF |
• | iShares MSCI BRIC ETF |
• | iShares MSCI Chile ETF |
• | iShares MSCI Colombia ETF |
• | iShares MSCI Emerging Markets Asia ETF |
• | iShares MSCI Emerging Markets ETF |
• | iShares MSCI Emerging Markets Small-Cap ETF |
• | iShares MSCI Frontier 100 ETF |
• | iShares MSCI Global Agriculture Producers ETF |
• | iShares MSCI Global Energy Producers ETF |
• | iShares MSCI Global Gold Miners ETF |
• | iShares MSCI Global Metals & Mining Producers ETF |
• | iShares MSCI Global Silver and Metals Miners ETF1 |
• | iShares MSCI Malaysia ETF |
• | iShares MSCI South Korea ETF |
• | iShares MSCI Taiwan ETF |
1 | On November 7, 2019, the name of the Fund changed from iShares MSCI Global Silver Miners ETF to iShares MSCI Global Silver and Metals Miners ETF. |
Diversified Funds | Non-Diversified Funds | |
iShares Core MSCI Emerging Markets ETF | iShares MSCI Brazil ETF | |
iShares Edge MSCI Min Vol Emerging Markets ETF | iShares MSCI Chile ETF | |
iShares Edge MSCI Min Vol Global ETF | iShares MSCI Colombia ETF | |
iShares Edge MSCI Multifactor Emerging Markets ETF | iShares MSCI Global Agriculture Producers ETF | |
iShares ESG MSCI EM ETF | iShares MSCI Global Energy Producers ETF | |
iShares MSCI BRIC ETF | iShares MSCI Global Gold Miners ETF | |
iShares MSCI Emerging Markets Asia ETF | iShares MSCI Global Metals & Mining Producers ETF | |
iShares MSCI Emerging Markets ETF | iShares MSCI Global Silver and Metals Miners ETF | |
iShares MSCI Emerging Markets Small-Cap ETF | iShares MSCI Malaysia ETF | |
iShares MSCI Frontier 100 ETF | iShares MSCI South Korea ETF | |
iShares MSCI Taiwan ETF |
• | With respect to a foreign entity that holds the Indian assets directly, if the transferor of share or interest in such a foreign entity (along with its associated enterprises), at any time in the twelve months preceding the year of transfer neither holds the right of control or management in the foreign entity, nor holds voting power or share capital or interest exceeding 5% of the total voting power or total share capital or total interest in such foreign entity. |
• | With respect to a foreign entity that holds the Indian assets indirectly, if the transferor of share or interest in such foreign entity (along with its associated enterprises), at any time in the twelve months preceding the year of transfer does not hold the right of control or management in relation to the foreign entity, which would entitle them to the right of control or management in the foreign entity which directly holds the Indian assets; or does not hold voting power or share capital or interest exceeding 5% of the total voting power or total share capital or total interest in the foreign entity, which results in holding the same share capital or voting power in the entity which directly holds the Indian assets. |
• | creates rights, or obligations, which are not ordinarily created between persons dealing at arm's length; |
• | results, directly or indirectly, in the misuse, or abuse, of the provisions of IT Act; |
• | lacks commercial substance; or |
• | is entered into, or carried out, by means, or in a manner, which are not ordinarily employed for bona fide purposes. |
• | any arrangement where the aggregate tax benefit to all the parties of the arrangement in the relevant financial year does not exceed INR 30 Million; |
• | foreign institutional investors (“FIIs”) that choose not to take any benefit under any tax treaty entered with India and has invested in listed or unlisted securities with prior permission of the competent authority in accordance with the applicable regulations; |
• | non-resident investor in an FII who has invested in an FII, directly or indirectly, by way of an offshore derivative instrument or otherwise; or |
• | any income derived from the transfer of shares or interests made prior to April 1, 2017. |
• | MSCI Global Standard Indexes cover all investable large- and mid-cap securities by including the largest issuers comprising approximately 85% of each market's free float-adjusted market capitalization. |
• | MSCI Global Large Cap Indexes provide coverage of all investable large-cap securities by including the largest issuers comprising approximately 70% of each market’s free-float adjusted market capitalization. |
• | MSCI Global Mid Cap Indexes provide coverage in each market by deriving the difference between the market coverage of the MSCI Global Standard Index and the MSCI Global Large Cap Index in that market. |
• | MSCI Global Small Cap Indexes provide coverage of companies with a market capitalization below that of the companies in the MSCI Global Standard Indexes. |
• | Achieving global size integrity by ensuring that companies of comparable and relevant sizes are included in a given size segment across all markets in a composite index; and |
• | Achieving consistent market coverage by ensuring that each market's size segment is represented in its proportional weight in the composite universe. |
• | Semi-Annual Index Reviews (“SAIRs”), conducted on a fixed semi-annual timetable that systematically reassess the various dimensions of the equity universe for all markets; |
• | Quarterly Index Reviews (“QIRs”), aimed at promptly reflecting other significant market events; and |
• | Ongoing event-related changes, such as mergers, acquisitions, spin-offs, bankruptcies, reorganizations and other similar corporate events, which generally are implemented in the indexes as they occur. |
• | The maximum weight of an index constituent will be the lower of 1.5% or 20 times its weight in the MSCI Global Standard Index; |
• | The minimum weight of an index constituent will be 0.05%; |
• | For countries in the MSCI Global Standard Index with weight greater than or equal to 2.5% in the parent index, the MSCI Global Minimum Volatility Indexes weight will not deviate by more than ±5% of its weight in the MSCI Global Standard Index; |
• | For countries in the MSCI Global Standard Index with weight less than 2.5% in the parent index, the maximum MSCI Global Minimum Volatility Indexes weight will be three times its weight in the MSCI Global Standard Index; |
• | Sector weights will not deviate by more than ±5% from its weight in the MSCI Global Standard Index; |
• | Exposure to risk indices from Barra’s multi-factor risk model, including (i) Momentum; (ii) Value; (iii) Size; (iv) Size Nonlinearity; (v) Growth; (vi) Liquidity; and (vii) Financial Leverage will be limited to ±0.25 standard deviations relative to the MSCI Global Standard Index; exposure to the volatility risk index will be unlimited; and |
• | The maximum one-way turnover will be 10%. |
• | Poultry and Livestock: companies are included only if they are significantly involved in the breeding of animals by themselves or through contract farming; |
• | Dairy: manufacturers of milk and milk products such as cheese and yogurt, are excluded due to the absence of revenue break up; |
• | Sugar: manufacturers of sugar are included even if they do not farm sugarcane. Companies selling sweeteners, sugar free, syrups, etc. are excluded; |
• | Edible oil: companies processing edible oil without cultivating the plantation are excluded; |
• | Confectioneries and snacks: manufacturers of finished products are excluded due to their presence at the lower spectrum of the value chain; |
• | Coffee: coffee companies are excluded due to their reliance on external parties for raw materials; and |
• | Fishing: fishing companies are generally included, whether they operate fisheries or receive their catch from the ocean. |
1. | Concentrate its investments in a particular industry, as that term is used in the Investment Company Act, except that each Fund will concentrate to approximately the same extent that its Underlying Index concentrates in the securities of a particular industry or group of industries. |
2. | Borrow money, except as permitted under the Investment Company Act. |
3. | Issue senior securities to the extent such issuance would violate the Investment Company Act. |
4. | Purchase or hold real estate, except each Fund may purchase and hold securities or other instruments that are secured by, or linked to, real estate or interests therein, securities of REITs, mortgage-related securities and securities of issuers engaged in the real estate business, and each Fund may purchase and hold real estate as a result of the ownership of securities or other instruments. |
5. | Underwrite securities issued by others, except to the extent that the sale of portfolio securities by each Fund may be deemed to be an underwriting or as otherwise permitted by applicable law. |
6. | Purchase or sell commodities or commodity contracts, except as permitted by the Investment Company Act. |
7. | Make loans to the extent prohibited by the Investment Company Act. |
1. | Make loans, except as permitted under the 1940 Act, as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time; |
2. | Issue any senior security, except as permitted under the 1940 Act, as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time; |
3. | Pledge, hypothecate, mortgage or otherwise encumber its assets, except to secure permitted borrowings. (The deposit of underlying securities and other assets in escrow and collateral arrangements with respect to initial or variation margin for currency transactions and futures contracts will not be deemed to be pledges of the Fund’s assets); |
4. | Purchase, hold or deal in real estate, or oil, gas or mineral interests or leases, but the Fund may purchase and sell securities that are issued by companies that invest or deal in such assets; |
5. | Act as an underwriter of securities of other issuers, except to the extent the Fund may be deemed an underwriter in connection with the sale of securities in its portfolio; |
6. | Purchase securities on margin, except for such short-term credits as are necessary for the clearance of transactions, except that the Fund may make margin deposits in connection with transactions in currencies, options, futures and options on futures; |
7. | Sell securities short; or |
8. | Invest in commodities or commodity contracts, except that the Fund may buy and sell currencies and forward contracts with respect thereto, and may transact in futures contracts on securities, stock indices and currencies and options on such futures contracts and make margin deposits in connection with such contracts. |
1. | Concentrate its investments (i.e., invest 25% or more of its total assets in the securities of a particular industry or group of industries), except that each Fund will concentrate to approximately the same extent that its Underlying Index concentrates in the securities of such particular industry or group of industries. For purposes of this limitation, securities of the U.S. government (including its agencies and instrumentalities), repurchase agreements collateralized by U.S. government securities, and securities of state or municipal governments and their political subdivisions are not considered to be issued by members of any industry. |
2. | Borrow money, except that (i) each Fund may borrow from banks for temporary or emergency (not leveraging) purposes, including the meeting of redemption requests which might otherwise require the untimely disposition of securities; and (ii) each Fund may, to the extent consistent with its investment policies, enter into repurchase agreements, reverse repurchase agreements, forward roll transactions and similar investment strategies and techniques. To the extent that it engages in transactions described in (i) and (ii), each Fund will be limited so that no more than 33 1/3% of the value of its total assets (including the amount borrowed) is derived from such transactions. Any borrowings which come to exceed this amount will be reduced in accordance with applicable law. |
3. | Issue any senior security, except as permitted under the 1940 Act, as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time. |
4. | Make loans, except as permitted under the 1940 Act, as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time. |
5. | Purchase or sell real estate unless acquired as a result of ownership of securities or other instruments (but this restriction shall not prevent each Fund from investing in securities of companies engaged in the real estate business or securities or other instruments backed by real estate or mortgages), or commodities or commodity contracts (but this restriction shall not prevent each Fund from investing in securities of companies engaged in the production, ownership or distribution of commodities or in commodity-related businesses for the iShares Frontier 100 ETF, iShares MSCI Global Agriculture Producers ETF, iShares MSCI Global Energy Producers ETF, iShares MSCI Global Gold Miners ETF, iShares MSCI Global Metals & Mining Producers ETF and iShares MSCI Global Silver and Metals Miners ETF or from trading in futures contracts and options on futures contracts, including options on currencies to the extent consistent with each Fund’s investment objective and policies). |
6. | Engage in the business of underwriting securities issued by other persons, except to the extent that each Fund may technically be deemed to be an underwriter under the 1933 Act, in disposing of portfolio securities. |
1. | Lend any funds or other assets except through the purchase of all or a portion of an issue of securities or obligations of the type in which it is permitted to invest (including participation interests in such securities or obligations) and except that a Fund may lend its portfolio securities in an amount not to exceed 33 1/3% of the value of its total assets; |
2. | Issue senior securities or borrow money, except borrowings from banks for temporary or emergency purposes in an amount up to 33 1/3% of the value of the Fund’s total assets (including the amount borrowed), valued at the lesser of cost or market, less liabilities (not including the amount borrowed) valued at the time the borrowing is made, and the Fund will not purchase securities while borrowings in excess of 5% of the Fund’s total assets are outstanding, provided, that for purposes of this restriction, short-term credits necessary for the clearance of transactions are not considered borrowings; |
3. | Pledge, hypothecate, mortgage or otherwise encumber its assets, except to secure permitted borrowings. (The deposit of underlying securities and other assets in escrow and collateral arrangements with respect to initial or variation margin for currency transactions and futures contracts will not be deemed to be pledges of the Fund’s assets); |
4. | Purchase a security (other than obligations of the U.S. government, its agencies or instrumentalities) if as a result 25% or more of its total assets would be invested in a single issuer. (This restriction applies to the iShares MSCI South Korea ETF only); |
5. | Purchase, hold or deal in real estate, or oil, gas or mineral interests or leases, but a Fund may purchase and sell securities that are issued by companies that invest or deal in such assets; |
6. | Act as an underwriter of securities of other issuers, except to the extent the Fund may be deemed an underwriter in connection with the sale of securities in its portfolio; |
7. | Purchase securities on margin, except for such short-term credits as are necessary for the clearance of transactions, except that a Fund may make margin deposits in connection with transactions in currencies, options, futures and options on futures; |
8. | Sell securities short; or |
9. | Invest in commodities or commodity contracts, except that a Fund may buy and sell currencies and forward contracts with respect thereto, and may transact in futures contracts on securities, stock indices and currencies and options on such futures contracts and make margin deposits in connection with such contracts. |
1. | Concentrate its investments (i.e., invest 25% or more of its total assets in the securities of a particular industry or group |
of industries), except that the Fund will concentrate to approximately the same extent that the Underlying Index concentrates in the securities of such particular industry or group of industries. For purposes of this limitation, securities of the U.S. government (including its agencies and instrumentalities), repurchase agreements collateralized by U.S. government securities, and securities of state or municipal governments and their political subdivisions are not considered to be issued by members of any industry. | |
2. | Borrow money, except that (i) the Fund may borrow from banks for temporary or emergency (not leveraging) purposes, including the meeting of redemption requests which might otherwise require the untimely disposition of securities; and (ii) the Fund may, to the extent consistent with its investment policies, enter into repurchase agreements, reverse repurchase agreements, forward roll transactions and similar investment strategies and techniques. To the extent that it engages in transactions described in (i) and (ii), the Fund will be limited so that no more than 33 1/3% of the value of its total assets (including the amount borrowed) is derived from such transactions. Any borrowings which come to exceed this amount will be reduced in accordance with applicable law. |
3. | Issue “senior securities” as defined in the 1940 Act and the rules, regulations and orders thereunder, except as permitted under the 1940 Act and the rules, regulation and orders thereunder. |
4. | Make loans, except as permitted under the 1940 Act, and as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time. |
5. | Purchase or sell real estate unless acquired as a result of ownership of securities or other instruments (but this restriction shall not prevent the Fund from investing in securities of companies engaged in the real estate business or securities or other instruments backed by real estate or mortgages), or commodities or commodity contracts (but this restriction shall not prevent the Fund from trading in futures contracts and options on futures contracts, including options on currencies to the extent consistent with the Fund’s investment objective and policies). |
6. | Engage in the business of underwriting securities issued by other persons, except to the extent that the Fund may technically be deemed to be an underwriter under the 1933 Act, in disposing of portfolio securities. |
Fund | Industry or Industries | |
iShares MSCI Colombia ETF | Banks | |
iShares MSCI Colombia ETF | Oil & Gas | |
iShares MSCI Frontier 100 ETF | Banks | |
iShares MSCI Global Agriculture Producers ETF | Chemicals |
Fund | Industry or Industries | |
iShares MSCI Global Energy Producers ETF | Oil & Gas | |
iShares MSCI Global Gold Miners ETF | Mining | |
iShares MSCI Global Metals & Mining Producers ETF | Mining | |
iShares MSCI Global Metals & Mining Producers ETF | Iron/Steel | |
iShares MSCI Global Silver and Metals Miners ETF | Mining | |
iShares MSCI Malaysia ETF | Banks | |
iShares MSCI South Korea ETF | Semiconductors | |
iShares MSCI Taiwan ETF | Semiconductors |
Name (Age) | Position |
Principal Occupation(s)
During the Past 5 Years |
Other Directorships
Held by Director |
|||
Robert S. Kapito1
(62) |
Director
(since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). | Director of BlackRock, Inc. (since 2006); Trustee of iShares Trust (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). | |||
Salim Ramji2
(49) |
Director (since 2019). | Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010-2014). | Trustee of iShares Trust (since 2019); Trustee of iShares U.S. ETF Trust (since 2019) |
1 | Robert S. Kapito is deemed to be an “interested person” (as defined in the 1940 Act) of the Company due to his affiliations with BlackRock, Inc. and its affiliates. |
2 | Salim Ramji is deemed to be an “interested person” (as defined in the 1940 Act) of the Company due to his affiliations with BlackRock, Inc. and its affiliates. |
Name (Age) | Position |
Principal Occupation(s)
During the Past 5 Years |
Other Directorships
Held by Director |
|||
Cecilia H. Herbert
(70) |
Director
(since 2005); Independent Board Chair (since 2016). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018) and Investment Committee (since 2011); Chair (1994-2005) and Member (since 1992) of the Investment Committee, Archdiocese of San Francisco; Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director (1998-2013) and President (2007-2011) of the Board of Directors, Catholic Charities CYO; Trustee (2002-2011) and Chair of the Finance and Investment Committee (2006-2010) of the Thacher School. | Trustee of iShares Trust (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares Trust and iShares U.S. ETF Trust (since 2016); Trustee of Thrivent Church Loan and Income Fund (since 2019). | |||
Jane D. Carlin
(63) |
Director
(since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). | Trustee of iShares Trust (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016) and Director of The Hanover Insurance Group, Inc. (since 2016). | |||
Richard L. Fagnani
(65) |
Director
(since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016). | Trustee of iShares Trust (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). | |||
John E. Kerrigan
(64) |
Director
(since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2019). |
Chief Investment Officer, Santa Clara University (since 2002). | Trustee of iShares Trust (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). | |||
Drew E. Lawton
(60) |
Director
(since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010-2015). | Trustee of iShares Trust (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Name (Age) | Position |
Principal Occupation(s)
During the Past 5 Years |
Other Directorships
Held by Director |
|||
John E. Martinez
(58) |
Director
(since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (since 2017); and Director of Reading Partners (2012-2016). | Trustee of iShares Trust (since 2003); Trustee of iShares U.S. ETF Trust (since 2011) | |||
Madhav V. Rajan
(55) |
Director
(since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010-2016). |
Trustee of iShares Trust (since 2011);
Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Age) | Position |
Principal Occupation(s)
During the Past 5 Years |
||
Armando Senra
(48) |
President (since 2019). | Managing Director, BlackRock, Inc. (since 2007); Head of U.S., Canada and Latam iShares, BlackRock, Inc. (since 2019); Head of Latin America Region, BlackRock, Inc. (2006-2019); Managing Director, Bank of America Merrill Lynch (1994-2006). | ||
Trent Walker
(45) |
Treasurer and Chief Financial Officer
(since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO-sponsored closed-end funds. |
Name (Age) | Position |
Principal Occupation(s)
During the Past 5 Years |
||
Charles Park
(52) |
Chief Compliance Officer (since 2006). | Chief Compliance Officer of BlackRock Advisors, LLC and the BlackRock-advised Funds in the Equity-Bond Complex, the Equity-Liquidity Complex and the Closed-End Complex (since 2014); Chief Compliance Officer of BFA (since 2006). | ||
Deepa Damre
(44) |
Secretary (since 2019). | Managing Director, BlackRock, Inc. (since 2014); Director, BlackRock, Inc. (2009-2013). | ||
Scott Radell
(51) |
Executive Vice President
(since 2012). |
Managing Director, BlackRock, Inc. (since 2009); Head of Portfolio Solutions, BlackRock, Inc. (since 2009). | ||
Alan Mason
(59) |
Executive Vice President
(since 2016). |
Managing Director, BlackRock, Inc. (since 2009). | ||
Marybeth Leithead
(56) |
Executive Vice President
(since 2019). |
Managing Director, BlackRock, Inc. (since 2017); Chief Operating Officer of Americas iShares (since 2017); Portfolio Manager, Municipal Institutional & Wealth Management (2009-2016). |
Name | Fund |
Dollar Range of Equity
Securities in Named Fund |
Aggregate Dollar Range
of Equity Securities in all Registered Investment Companies Overseen by Director in Family of Investment Companies |
|||
Robert S. Kapito | None | None | None | |||
Salim Ramji1 | iShares Commodities Select Strategy ETF | $10,001-$50,000 | Over $100,000 | |||
iShares Core MSCI Emerging Markets ETF | Over $100,000 | |||||
iShares Core S&P 500 ETF | $1-$10,000 | |||||
iShares Core S&P Total U.S. Stock Market ETF | $1-$10,000 | |||||
iShares Expanded Tech Sector ETF | $1-$10,000 | |||||
iShares Expanded Tech-Software Sector ETF | $1-$10,000 | |||||
iShares North American Natural Resources ETF | $10,001-$50,000 | |||||
iShares Robotics and Artificial Intelligence Multisector ETF | $1-$10,000 | |||||
iShares TIPS Bond ETF | $10,001-$50,000 | |||||
Cecilia H. Herbert | iShares California Muni Bond ETF | Over $100,000 | Over $100,000 | |||
iShares China Large-Cap ETF | $50,001-$100,000 | |||||
iShares Core High Dividend ETF | $1-$10,000 | |||||
iShares Core MSCI Emerging Markets ETF | $10,001-$50,000 | |||||
iShares Core MSCI Total International Stock ETF | $10,001-$50,000 | |||||
iShares Core S&P 500 ETF | Over $100,000 | |||||
iShares Core S&P Small-Cap ETF | $1-$10,000 | |||||
iShares Core S&P Total U.S. Stock Market ETF | $10,001-$50,000 | |||||
iShares Core S&P U.S. Growth ETF | $50,001-$100,000 | |||||
iShares Core S&P U.S. Value ETF | $50,001-$100,000 | |||||
iShares iBoxx $ High Yield Corporate Bond ETF | $10,001-$50,000 | |||||
iShares International Select Dividend ETF | $1-$10,000 | |||||
iShares MSCI EAFE ETF | $1-$10,000 |
Name | Fund |
Dollar Range of Equity
Securities in Named Fund |
Aggregate Dollar Range
of Equity Securities in all Registered Investment Companies Overseen by Director in Family of Investment Companies |
|||
iShares MSCI Japan ETF | $10,001-$50,000 | |||||
iShares National Muni Bond ETF | $10,001-$50,000 | |||||
iShares Preferred and Income Securities ETF | $10,001-$50,000 | |||||
Jane D. Carlin | iShares 1-3 Year Treasury Bond ETF | $50,001-$100,000 | Over $100,000 | |||
iShares Core MSCI Emerging Markets ETF | $10,001-$50,000 | |||||
iShares Core MSCI Total International Stock ETF | Over $100,000 | |||||
iShares Core S&P Mid-Cap ETF | $10,001-$50,000 | |||||
iShares Core S&P Small-Cap ETF | $50,001-$100,000 | |||||
iShares Core U.S. Aggregate Bond ETF | Over $100,000 | |||||
iShares Global Tech ETF | $10,001-$50,000 | |||||
iShares MSCI ACWI ETF | Over $100,000 | |||||
iShares MSCI ACWI ex U.S. ETF | $50,001-$100,000 | |||||
iShares MSCI EAFE Small-Cap ETF | $10,001-$50,000 | |||||
iShares MSCI Emerging Markets Small-Cap ETF | $10,001-$50,000 | |||||
iShares Ultra Short-Term Bond ETF | Over $100,000 | |||||
Richard L. Fagnani | iShares Core MSCI Emerging Markets ETF | $10,001-$50,000 | Over $100,000 | |||
iShares Core S&P Total U.S. Stock Market ETF | $10,001-$50,000 | |||||
iShares Core S&P U.S. Growth ETF | $10,001-$50,000 | |||||
iShares Edge MSCI Min Vol Global ETF | $10,001-$50,000 | |||||
iShares Edge MSCI Min Vol USA ETF | $10,001-$50,000 | |||||
iShares Edge MSCI Min Vol USA Small-Cap ETF | $10,001-$50,000 | |||||
iShares Edge MSCI USA Momentum Factor ETF | $10,001-$50,000 | |||||
iShares PHLX Semiconductor ETF | $10,001-$50,000 | |||||
iShares U.S. Consumer Services ETF | $10,001-$50,000 | |||||
iShares U.S. Financials ETF | $10,001-$50,000 | |||||
iShares U.S. Pharmaceuticals ETF | $10,001-$50,000 | |||||
John E. Kerrigan | iShares MSCI ACWI ex U.S. ETF | Over $100,000 | Over $100,000 | |||
iShares Short-Term National Muni Bond ETF | Over $100,000 | |||||
Drew E. Lawton | iShares 0-5 Year High Yield Corporate Bond ETF | Over $100,000 | Over $100,000 | |||
iShares Core Dividend Growth ETF | $50,001-$100,000 | |||||
iShares Core MSCI Total International Stock ETF | $50,001-$100,000 | |||||
iShares Core S&P Total U.S. Stock Market ETF | Over $100,000 | |||||
iShares Exponential Technologies ETF | Over $100,000 |
Name | Fund |
Dollar Range of Equity
Securities in Named Fund |
Aggregate Dollar Range
of Equity Securities in all Registered Investment Companies Overseen by Director in Family of Investment Companies |
|||
iShares MSCI Frontier 100 ETF | $1-$10,000 | |||||
iShares Nasdaq Biotechnology ETF | $10,001-$50,000 | |||||
iShares Short Maturity Bond ETF | Over $100,000 | |||||
iShares Ultra Short-Term Bond ETF | Over $100,000 | |||||
John E. Martinez | iShares Core 5-10 Year USD Bond ETF | Over $100,000 | Over $100,000 | |||
iShares Core MSCI EAFE ETF | Over $100,000 | |||||
iShares Core MSCI Total International Stock ETF | $1-$10,000 | |||||
iShares Core S&P Total U.S. Stock Market ETF | Over $100,000 | |||||
iShares Global Consumer Staples ETF | Over $100,000 | |||||
iShares MSCI All Country Asia ex Japan ETF | Over $100,000 | |||||
iShares MSCI EAFE ETF | Over $100,000 | |||||
iShares Russell 1000 ETF | Over $100,000 | |||||
iShares Russell 1000 Value ETF | Over $100,000 | |||||
iShares Russell 2000 ETF | Over $100,000 | |||||
iShares Short Maturity Bond ETF | $1-$10,000 | |||||
Madhav V. Rajan | iShares Broad USD High Yield Corporate Bond ETF | Over $100,000 | Over $100,000 | |||
iShares Core Dividend Growth ETF | Over $100,000 | |||||
iShares Core High Dividend ETF | Over $100,000 | |||||
iShares Core MSCI EAFE ETF | Over $100,000 | |||||
iShares Core S&P 500 ETF | Over $100,000 | |||||
iShares Mortgage Real Estate ETF | Over $100,000 | |||||
iShares Russell 2000 ETF | Over $100,000 | |||||
iShares Select Dividend ETF | Over $100,000 | |||||
iShares Short Maturity Bond ETF | Over $100,000 | |||||
iShares Ultra Short-Term Bond ETF | Over $100,000 |
1 | Appointed to serve as an Interested Director effective June 19, 2019. |
Name |
iShares Core MSCI
Emerging Markets ETF |
iShares Edge
MSCI Min Vol Emerging Markets ETF |
iShares Edge
MSCI Min Vol Global ETF |
iShares Edge
MSCI Multifactor Emerging Markets ETF |
||||
Independent Directors: | ||||||||
Jane D. Carlin | $14,450 | $2,431 | $1,321 | $108 | ||||
Richard L. Fagnani | 13,732 | 1,398 | 1,356 | 111 | ||||
Cecilia H. Herbert | 15,317 | 1,559 | 1,513 | 124 | ||||
Charles A. Hurty1 | 5,353 | 1,506 | 423 | 35 | ||||
John E. Kerrigan | 13,967 | 1,422 | 1,379 | 113 | ||||
Drew E. Lawton | 13,380 | 1,362 | 1,321 | 108 | ||||
John E. Martinez | 13,380 | 1,362 | 1,321 | 108 | ||||
Madhav V. Rajan | 13,380 | 1,362 | 1,321 | 108 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $0 | $0 | $0 | $0 | ||||
Salim Ramji2 | 0 | 0 | 0 | 0 | ||||
Mark K. Wiedman3 | 0 | 0 | 0 | 0 |
Name |
iShares ESG
MSCI EM ETF |
iShares MSCI
Brazil ETF |
iShares MSCI
BRIC ETF |
iShares MSCI
Chile ETF |
||||
Independent Directors: | ||||||||
Jane D. Carlin | $173 | $2,142 | $1,112 | $86 | ||||
Richard L. Fagnani | 178 | 2,198 | 44 | 88 | ||||
Cecilia H. Herbert | 198 | 2,452 | 49 | 98 | ||||
Charles A. Hurty1 | 56 | 686 | 1,083 | 27 | ||||
John E. Kerrigan | 181 | 2,236 | 44 | 90 | ||||
Drew E. Lawton | 173 | 2,142 | 43 | 86 | ||||
John E. Martinez | 173 | 2,142 | 43 | 86 | ||||
Madhav V. Rajan | 173 | 2,142 | 43 | 86 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $0 | $0 | $0 | $0 | ||||
Salim Ramji2 | 0 | 0 | 0 | 0 | ||||
Mark K. Wiedman3 | 0 | 0 | 0 | 0 |
Name |
iShares MSCI
Colombia ETF |
iShares MSCI
Emerging Markets Asia ETF |
iShares MSCI
Emerging Markets ETF |
iShares MSCI
Emerging Markets Small-Cap ETF |
||||
Independent Directors: | ||||||||
Jane D. Carlin | $6 | $1,189 | $6,992 | $1,133 |
Name |
iShares MSCI
Colombia ETF |
iShares MSCI
Emerging Markets Asia ETF |
iShares MSCI
Emerging Markets ETF |
iShares MSCI
Emerging Markets Small-Cap ETF |
||||
Richard L. Fagnani | 6 | 123 | 6,079 | 65 | ||||
Cecilia H. Herbert | 7 | 137 | 6,780 | 72 | ||||
Charles A. Hurty1 | 2 | 1,108 | 2,966 | 1,090 | ||||
John E. Kerrigan | 7 | 125 | 6,183 | 66 | ||||
Drew E. Lawton | 6 | 119 | 5,923 | 63 | ||||
John E. Martinez | 6 | 119 | 5,923 | 63 | ||||
Madhav V. Rajan | 6 | 119 | 5,923 | 63 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $0 | $0 | $0 | $0 | ||||
Salim Ramji2 | 0 | 0 | 0 | 0 | ||||
Mark K. Wiedman3 | 0 | 0 | 0 | 0 |
Name |
iShares MSCI
Frontier 100 ETF |
iShares MSCI
Global Agriculture Producers ETF |
iShares MSCI
Global Energy Producers ETF |
iShares MSCI
Global Gold Miners ETF |
||||
Independent Directors: | ||||||||
Jane D. Carlin | $131 | $7 | $12 | $86 | ||||
Richard L. Fagnani | 135 | 7 | 13 | 88 | ||||
Cecilia H. Herbert | 150 | 8 | 14 | 98 | ||||
Charles A. Hurty1 | 42 | 2 | 4 | 28 | ||||
John E. Kerrigan | 137 | 7 | 13 | 90 | ||||
Drew E. Lawton | 131 | 7 | 12 | 86 | ||||
John E. Martinez | 131 | 7 | 12 | 86 | ||||
Madhav V. Rajan | 131 | 7 | 12 | 86 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $0 | $0 | $0 | $0 | ||||
Salim Ramji2 | 0 | 0 | 0 | 0 | ||||
Mark K. Wiedman3 | 0 | 0 | 0 | 0 |
Name |
iShares MSCI
Global Metals & Mining Producers ETF |
iShares MSCI
Global Silver and Metals Miners ETF |
iShares MSCI
Malaysia ETF |
iShares MSCI
South Korea ETF |
||||
Independent Directors: | ||||||||
Jane D. Carlin | $58 | $26 | $102 | $986 | ||||
Richard L. Fagnani | 60 | 27 | 104 | 1,012 | ||||
Cecilia H. Herbert | 67 | 30 | 116 | 1,129 | ||||
Charles A. Hurty1 | 19 | 8 | 33 | 316 | ||||
John E. Kerrigan | 61 | 28 | 106 | 1,029 | ||||
Drew E. Lawton | 58 | 26 | 102 | 986 | ||||
John E. Martinez | 58 | 26 | 102 | 986 | ||||
Madhav V. Rajan | 58 | 26 | 102 | 986 | ||||
Interested Directors: | ||||||||
Name |
iShares MSCI
Global Metals & Mining Producers ETF |
iShares MSCI
Global Silver and Metals Miners ETF |
iShares MSCI
Malaysia ETF |
iShares MSCI
South Korea ETF |
||||
Robert S. Kapito | $0 | $0 | $0 | $0 | ||||
Salim Ramji2 | 0 | 0 | 0 | 0 | ||||
Mark K. Wiedman3 | 0 | 0 | 0 | 0 |
Name |
iShares MSCI
Taiwan ETF |
|
Independent Directors: | ||
Jane D. Carlin | $606 | |
Richard L. Fagnani | 622 | |
Cecilia H. Herbert | 694 | |
Charles A. Hurty1 | 194 | |
John E. Kerrigan | 633 | |
Drew E. Lawton | 606 | |
John E. Martinez | 606 | |
Madhav V. Rajan | 606 | |
Interested Directors: | ||
Robert S. Kapito | $0 | |
Salim Ramji2 | 0 | |
Mark K. Wiedman3 | 0 |
Name |
Pension or
Retirement Benefits Accrued As Part of Company Expenses4 |
Estimated Annual
Benefits Upon Retirement4 |
Total
Compensation From the Funds and Fund Complex5 |
|||
Independent Directors: | ||||||
Jane D. Carlin | Not Applicable | Not Applicable | $361,765 | |||
Richard L. Fagnani | Not Applicable | Not Applicable | 421,764 | |||
Cecilia H. Herbert | Not Applicable | Not Applicable | 405,000 | |||
Charles A. Hurty1 | Not Applicable | Not Applicable | 376,765 | |||
John E. Kerrigan | Not Applicable | Not Applicable | 350,000 | |||
Drew E. Lawton | Not Applicable | Not Applicable | 350,000 | |||
John E. Martinez | Not Applicable | Not Applicable | 350,000 | |||
Madhav V. Rajan | Not Applicable | Not Applicable | 350,000 | |||
Interested Directors: | ||||||
Robert S. Kapito | Not Applicable | Not Applicable | $0 | |||
Salim Ramji2 | Not Applicable | Not Applicable | 0 | |||
Mark K. Wiedman3 | Not Applicable | Not Applicable | 0 |
1 | Served as an Independent Director through December 31, 2018. |
2 | Appointed to serve as an Interested Director effective June 19, 2019. |
3 | Served as an Interested Director through June 19, 2019. |
4 | No Director or officer is entitled to any pension or retirement benefits from the Company. |
5 | Also includes compensation for service on the Boards of Trustees for iShares Trust and iShares U.S. ETF Trust. |
Fund | Name |
Percentage
of Ownership |
||
iShares Core MSCI Emerging Markets ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub
101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
11.84% | ||
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
11.47% | |||
The Bank of New York Mellon
111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
7.39% | |||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
5.31% | |||
iShares Edge MSCI Min Vol Emerging Markets ETF |
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
11.07% | ||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
9.52% | |||
JPMorgan Chase Bank, National Association
500 Stanton Christiana Road Newark, DE 19713 |
7.66% | |||
CDS Clearing and Depository Services Inc.
600 De Maisonneuve Blvd W Suite 210 Montreal, QC H3A 3J2 |
5.98% | |||
TD Ameritrade Clearing, Inc.
4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
5.83% | |||
Bank of America, National Association
GWIM TRUST OPERATIONS 411 N. Akard Street 5th Floor Dallas, TX 75201 |
5.67% | |||
Morgan Stanley Smith Barney LLC
One New York Plaza New York, NY 10004 |
5.48% |
Fund | Name |
Percentage
of Ownership |
||
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub
101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.43% | |||
iShares Edge MSCI Min Vol Global ETF |
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
11.45% | ||
JPMorgan Chase Bank, National Association
500 Stanton Christiana Road Newark, DE 19713 |
9.37% | |||
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
8.35% | |||
TD Ameritrade Clearing, Inc.
4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
6.28% | |||
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub
101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.37% | |||
The Bank of New York Mellon
111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.23% | |||
iShares Edge MSCI Multifactor Emerging Markets ETF |
TD Ameritrade Clearing, Inc.
4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
22.70% | ||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
19.58% | |||
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
14.06% | |||
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub
101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
11.51% | |||
Wells Fargo Bank, National Association
733 Marquette Ave 4th Floor Minneapolis, MN 55402 |
8.33% | |||
LPL Financial Corporation
9785 Towne Centre Drive San Diego, CA 92121-1968 |
5.18% | |||
Fund | Name |
Percentage
of Ownership |
||
iShares ESG MSCI EM ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub
101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
14.50% | ||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
9.49% | |||
Morgan Stanley Smith Barney LLC
One New York Plaza New York, NY 10004 |
8.03% | |||
Northern Trust Company (The)
801 South Canal Street Chicago, IL 60607 |
7.35% | |||
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.23% | |||
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
7.11% | |||
Pershing LLC
One Pershing Plaza Jersey City, NJ 07399 |
6.23% | |||
UBS Financial Services Inc.
1000 Harbor Blvd. Weehawken, NJ 07086 |
5.85% | |||
iShares MSCI Brazil ETF |
Brown Brothers Harriman & Co.
525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
28.90% | ||
State Street Bank and Trust Company
1776 Heritage Drive North Quincy, MA 02171 |
11.52% | |||
The Bank of New York Mellon
111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
11.31% | |||
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.16% | |||
iShares MSCI BRIC ETF |
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
12.14% | ||
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
8.55% |
Fund | Name |
Percentage
of Ownership |
||
JPMorgan Chase Bank, National Association
500 Stanton Christiana Road Newark, DE 19713 |
8.48% | |||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
7.89% | |||
Morgan Stanley Smith Barney LLC
One New York Plaza New York, NY 10004 |
7.67% | |||
TD Ameritrade Clearing, Inc.
4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
6.32% | |||
Merrill Lynch, Pierce, Fenner & Smith Incorporated
101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.68% | |||
iShares MSCI Chile ETF |
Brown Brothers Harriman & Co.
525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
22.55% | ||
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
16.54% | |||
The Bank of New York Mellon/Mellon Trust of New England, National Association
525 William Penn Place Suite 153-0400 Pittsburgh, PA 15259 |
8.46% | |||
State Street Bank and Trust Company
1776 Heritage Drive North Quincy, MA 02171 |
8.38% | |||
Pershing LLC
One Pershing Plaza Jersey City, NJ 07399 |
5.29% | |||
iShares MSCI Colombia ETF |
The Bank of New York Mellon
111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
22.08% | ||
State Street Bank and Trust Company
1776 Heritage Drive North Quincy, MA 02171 |
15.09% | |||
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
10.23% |
Fund | Name |
Percentage
of Ownership |
||
Merrill Lynch, Pierce, Fenner & Smith Incorporated
101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.83% | |||
J.P. Morgan Securities, LLC/JPMC
500 Stanton Christiana Road Newark, DE 19713 |
5.86% | |||
Brown Brothers Harriman & Co.
525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
5.76% | |||
iShares MSCI Emerging Markets Asia ETF |
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
25.31% | ||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
14.27% | |||
Pershing LLC
One Pershing Plaza Jersey City, NJ 07399 |
6.62% | |||
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
6.50% | |||
Merrill Lynch, Pierce, Fenner & Smith Incorporated
101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.47% | |||
Brown Brothers Harriman & Co.
525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
5.43% | |||
iShares MSCI Emerging Markets ETF |
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
8.29% | ||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
6.77% | |||
JPMorgan Chase Bank, National Association
500 Stanton Christiana Road Newark, DE 19713 |
5.29% | |||
JPMorgan Chase Bank
383 Madison Avenue New York, NY 10179 |
5.13% | |||
Fund | Name |
Percentage
of Ownership |
||
iShares MSCI Emerging Markets Small-Cap ETF |
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
21.54% | ||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
19.10% | |||
The Bank of New York Mellon
111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
6.04% | |||
TD Ameritrade Clearing, Inc.
4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
5.52% | |||
Northern Trust Company (The)
801 South Canal Street Chicago, IL 60607 |
5.16% | |||
iShares MSCI Frontier 100 ETF |
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
12.60% | ||
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
12.08% | |||
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
8.44% | |||
TD Ameritrade Clearing, Inc.
4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
7.23% | |||
Northern Trust Company/
United Nations Joint Staff Pension Fund 50 South LaSalle Street Chicago, IL 60675 |
6.03% | |||
Morgan Stanley Smith Barney LLC
One New York Plaza New York, NY 10004 |
5.46% | |||
iShares MSCI Global Agriculture Producers ETF |
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
28.55% | ||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
13.27% | |||
National Bank Financial Inc.
1155 Metcalfe Street Montreal, QC H3B 4S9 Canada |
6.55% | |||
Fund | Name |
Percentage
of Ownership |
||
iShares MSCI Global Energy Producers ETF |
Raymond, James & Associates, Inc.
880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
15.53% | ||
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
12.55% | |||
Ameriprise Enterprise Investment Services, Inc.
901 3rd Avenue South Minneapolis, MN 55474 |
12.18% | |||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
7.62% | |||
Pershing LLC
One Pershing Plaza Jersey City, NJ 07399 |
7.54% | |||
TD Ameritrade Clearing, Inc.
4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
6.55% | |||
iShares MSCI Global Gold Miners ETF |
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
31.25% | ||
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
9.39% | |||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
8.21% | |||
iShares MSCI Global Metals & Mining Producers ETF |
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
15.18% | ||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
13.24% | |||
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
11.29% | |||
TD Ameritrade Clearing, Inc.
4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
10.08% | |||
Brown Brothers Harriman & Co.
525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
6.82% | |||
State Street Bank and Trust Company
1776 Heritage Drive North Quincy, MA 02171 |
6.00% |
Fund | Name |
Percentage
of Ownership |
||
The Bank of New York Mellon
111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.12% | |||
iShares MSCI Global Silver and Metals Miners ETF |
National Financial Services LLC
499 Washington Blvd Jersey City, NJ 07310 |
30.26% | ||
Charles Schwab & Co., Inc.
101 Montgomery Street San Francisco, CA 94014 |
12.15% | |||
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
8.07% | |||
TD Ameritrade Clearing, Inc.
4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
6.62% | |||
Brown Brothers Harriman & Co.
525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
5.71% | |||
VANGUARD Marketing Corporation
100 Vanguard Boulevard Malvern, PA 19355 |
5.39% | |||
iShares MSCI Malaysia ETF |
State Street Bank and Trust Company
1776 Heritage Drive North Quincy, MA 02171 |
22.75% | ||
JPMorgan Chase Bank, National Association
500 Stanton Christiana Road Newark, DE 19713 |
9.54% | |||
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.18% | |||
The Bank of New York Mellon
111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
6.08% | |||
iShares MSCI South Korea ETF |
State Street Bank and Trust Company
1776 Heritage Drive North Quincy, MA 02171 |
30.76% | ||
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
11.30% |
Fund | Name |
Percentage
of Ownership |
||
The Bank of New York Mellon
111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
11.24% | |||
JPMorgan Chase Bank, National Association
500 Stanton Christiana Road Newark, DE 19713 |
9.87% | |||
Brown Brothers Harriman & Co.
525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
9.78% | |||
iShares MSCI Taiwan ETF |
State Street Bank and Trust Company
1776 Heritage Drive North Quincy, MA 02171 |
36.22% | ||
Northern Trust Company/
United Nations Joint Staff Pension Fund 50 South LaSalle Street Chicago, IL 60675 |
15.51% | |||
The Bank of New York Mellon
111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
8.34% | |||
JPMorgan Chase Bank, National Association
500 Stanton Christiana Road Newark, DE 19713 |
7.26% | |||
Citibank, N.A.
3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
6.85% |
Fund |
Management
Fee for the Fiscal Year Ended August 31, 2019 |
Fund
Inception Date |
Management
Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2019 |
Management
Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2018 |
Management
Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2017 |
|||||
iShares Core MSCI Emerging Markets ETF1,2 | 0.14% | 10/18/12 | $ 73,215,381 | $61,959,630 | $33,589,370 | |||||
iShares Edge MSCI Min Vol Emerging Markets ETF3 | 0.68% | 10/18/11 | 12,863,133 | 11,242,756 | 9,640,394 | |||||
iShares Edge MSCI Min Vol Global ETF4 | 0.32% | 10/18/11 | 8,040,816 | 7,062,153 | 6,390,164 | |||||
iShares Edge MSCI Multifactor Emerging Markets ETF5,6 | 0.45% | 12/08/2015 | $ 1,414,407 | $785,666 | $165,522 | |||||
iShares ESG MSCI EM ETF7 | 0.25% | 06/28/16 | 1,257,438 | 584,558 | 166,101 | |||||
iShares MSCI Brazil ETF | 0.59% | 07/10/00 | 47,075,670 | 44,455,160 | 30,600,776 | |||||
iShares MSCI BRIC ETF | 0.68% | 11/12/07 | 1,383,111 | 1,986,671 | 1,431,569 | |||||
iShares MSCI Chile ETF | 0.59% | 11/12/07 | 2,396,388 | 2,866,704 | 2,558,275 | |||||
iShares MSCI Colombia ETF | 0.61% | 06/18/13 | 123,179 | 140,281 | 109,356 | |||||
iShares MSCI Emerging Markets Asia ETF | 0.49% | 02/08/12 | 2,273,850 | 2,762,084 | 1,400,953 | |||||
iShares MSCI Emerging Markets ETF | 0.68% | 04/07/03 | 212,553,877 | 252,746,031 | 207,622,093 | |||||
iShares MSCI Emerging Markets Small-Cap ETF | 0.68% | 08/16/11 | 1,733,722 | 1,980,905 | 1,264,169 | |||||
iShares MSCI Frontier 100 ETF | 0.79% | 09/12/12 | 3,955,894 | 5,304,003 | 4,353,023 | |||||
iShares MSCI Global Agriculture Producers ETF8 | 0.39% | 01/31/12 | 116,980 | 117,603 | 106,174 | |||||
iShares MSCI Global Energy Producers ETF | 0.39% | 01/31/12 | 186,787 | 145,235 | 139,680 | |||||
iShares MSCI Global Gold Miners ETF | 0.39% | 01/31/12 | 826,403 | 1,282,250 | 977,649 | |||||
iShares MSCI Global Metals & Mining Producers ETF9 | 0.39% | 01/31/12 | 1,120,023 | 1,925,807 | 1,053,471 | |||||
iShares MSCI Global Silver and Metals Miners ETF | 0.39% | 01/31/12 | 228,064 | 235,328 | 266,110 | |||||
iShares MSCI Malaysia ETF | 0.49% | 03/12/96 | 2,524,782 | 2,497,078 | 1,638,179 |
Fund |
Management
Fee for the Fiscal Year Ended August 31, 2019 |
Fund
Inception Date |
Management
Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2019 |
Management
Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2018 |
Management
Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2017 |
|||||
iShares MSCI South Korea ETF | 0.59% | 05/09/00 | 25,262,393 | 23,961,232 | 20,609,453 | |||||
iShares MSCI Taiwan ETF | 0.59% | 06/20/00 | 19,459,461 | 22,931,584 | 19,279,639 |
1 | Effective March 27, 2020, for the iShares Core MSCI Emerging Markets ETF, BFA has contractually agreed to waive a portion of its management fee such that the Fund’s total annual fund operating expenses after fee waiver will not exceed 0.13% through December 31, 2025. The contractual waiver may be terminated prior to December 31, 2025 only upon written agreement of the Company and BFA. Through March 27, 2020, BFA contractually agreed to waive a portion of its management fee such that the Fund’s total annual fund operating expenses after fee waiver will not exceed 0.14% through December 31, 2022. For the fiscal years ended August 31, 2017, August 31, 2018 and August 31, 2019, BFA waived $1,137,131, $1,918,019 and $2,450,441, respectively, of its management fees. |
2 | Effective March 27, 2020, the management fee for the iShares Core MSCI Emerging Markets ETF is 0.13%. From October 5, 2016 to March 26, 2020, the management fee for the iShares Core MSCI Emerging Markets ETF was 0.14%. Prior to October 5, 2016 the management fee for the iShares Core MSCI Emerging Markets ETF was 0.16%. |
3 | For the iShares Edge MSCI Min Vol Emerging Markets ETF, BFA has contractually agreed to waive a portion of its management fee such that the Fund’s total annual fund operating expenses after fee waiver will not exceed 0.25% through December 31, 2023. The contractual waiver may be terminated prior to December 31, 2023 only upon written agreement of the Company and BFA. For the fiscal years ended August 31, 2017, August 31, 2018 and August 31, 2019, BFA waived, $17,417,862, $18,950,786 and $22,779,813, respectively, of its management fees. |
4 | For the iShares Edge MSCI Min Vol Global ETF, BFA has contractually agreed to waive a portion of its management fee such that the Fund’s total annual fund operating expenses after fee waiver will not exceed 0.20% through December 31, 2023. The contractual waiver may be terminated prior to December 31, 2023 only upon written agreement of the Company and BFA. For the fiscal years ended August 31, 2017, August 31, 2018 and August 31, 2019, BFA waived $3,893,046, $3,882,460 and $4,690,125, respectively, of its management fees. |
5 | Effective December 16, 2016, the management fee for the iShares Edge MSCI Multifactor Emerging Markets ETF is 0.45%. Prior to December 16, 2016, the management fee for the Fund was 0.65%. |
6 | For the iShares Edge MSCI Multifactor Emerging Markets ETF, BFA has contractually agreed to waive a portion of its management fees in an amount equal to the Acquired Fund Fees and Expenses, if any, attributable to investments by the Fund in other series of iShares Trust and the Company through December 31, 2021. The contractual waiver may be terminated prior to December 31, 2021 only upon written agreement of the Company and BFA. For the fiscal years ended August 31, 2019, August 31, 2018 and August 31, 2017, BFA waived $4,877, $47,284 and $31,551, respectively, of its management fees. In addition, BFA may from time to time voluntarily waive and/or reimburse fees or expenses to reduce the Fund’s Total Annual Fund Operating Expenses (excluding Acquired Fund Fees and Expenses, if any). Any such voluntary waiver or reimbursement may be eliminated by BFA at any time. For the fiscal year ended August 31, 2017, BFA voluntarily waived $0 of its management fees. As of December 16, 2016, the voluntary waiver is no longer in effect. |
7 | Effective August 4, 2017, the management fee for the iShares ESG MSCI EM ETF is 0.25%. Prior to August 4, 2017, the management fee for the iShares ESG MSCI EM ETF was 0.45%. |
8 | For the iShares MSCI Global Agriculture Producers ETF, BFA has contractually agreed to waive a portion of its management fees in an amount equal to the Acquired Fund Fees and Expenses, if any, attributable to investments by the Fund in other series of iShares Trust and iShares, Inc. through December 31, 2023. The contractual waiver may be terminated prior to December 31, 2023 only upon written agreement of the Company and BFA. For the fiscal years ended August 31, 2017, August 31, 2018 and August 31, 2019, BFA waived $5,765, $5,554 and $0, respectively, of its management fees. |
9 | For the iShares MSCI Global Metals & Mining Producers ETF, BFA has contractually agreed to waive a portion of its management fees in an amount equal to the Acquired Fund Fees and Expenses, if any, attributable to investments by the Fund in other series of iShares Trust and iShares, Inc. through December 31, 2023. The contractual waiver may be terminated prior to December 31, 2023 only upon written agreement of the Company and BFA. For the fiscal years ended August 31, 2017, August 31, 2018 and August 31, 2019, BFA waived $0, $0 and $0, respectively, of its management fees. |
Rachel Aguirre | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 300 | $1,150,590,000,000 | ||
Other Pooled Investment Vehicles | 151 | 590,115,000,000 | ||
Other Accounts | 127 | 533,337,000,000 |
Jennifer Hsui | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 268 | $1,108,852,000,000 | ||
Other Pooled Investment Vehicles | 54 | 64,180,000,000 | ||
Other Accounts | 35 | 24,944,000,000 |
Alan Mason | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 312 | $1,155,540,000,000 | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 1 | 251,000,000 |
Greg Savage | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 318 | $1,148,989,000,000 | ||
Other Pooled Investment Vehicles | 15 | 1,409,000,000 | ||
Other Accounts | 52 | 4,357,000,000 |
Amy Whitelaw | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 258 | $1,069,953,000,000 | ||
Other Pooled Investment Vehicles | 82 | 30,209,000,000 | ||
Other Accounts | 3 | 104,000,000 |
Rachel Aguirre | ||||
Types of Accounts |
Number of Other
Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets |
||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 0 | N/A |
Jennifer Hsui | ||||
Types of Accounts |
Number of Other
Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets |
||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 0 | N/A |
Alan Mason | ||||
Types of Accounts |
Number of Other
Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets |
||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 0 | N/A |
Greg Savage | ||||
Types of Accounts |
Number of Other
Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets |
||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 0 | N/A |
Amy Whitelaw | ||||
Types of Accounts |
Number of Other
Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets |
||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 0 | N/A |
Rachel Aguirre | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k |
$10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares Core MSCI Emerging Markets ETF | X | ||||||||||||||
iShares Edge MSCI Min Vol Emerging Markets ETF | X | ||||||||||||||
iShares Edge MSCI Min Vol Global ETF | X | ||||||||||||||
iShares Edge MSCI Multifactor Emerging Markets ETF | X | ||||||||||||||
iShares ESG MSCI EM ETF | X | ||||||||||||||
iShares MSCI Brazil ETF | X | ||||||||||||||
iShares MSCI BRIC ETF | X | ||||||||||||||
iShares MSCI Chile ETF | X | ||||||||||||||
iShares MSCI Colombia ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Asia ETF | X | ||||||||||||||
iShares MSCI Emerging Markets ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Small-Cap ETF | X | ||||||||||||||
iShares MSCI Frontier 100 ETF | X | ||||||||||||||
iShares MSCI Global Agriculture Producers ETF | X | ||||||||||||||
iShares MSCI Global Energy Producers ETF | X |
Rachel Aguirre | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k |
$10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares MSCI Global Gold Miners ETF | X | ||||||||||||||
iShares MSCI Global Metals & Mining Producers ETF | X | ||||||||||||||
iShares MSCI Global Silver and Metals Miners ETF | X | ||||||||||||||
iShares MSCI Malaysia ETF | X | ||||||||||||||
iShares MSCI South Korea ETF | X | ||||||||||||||
iShares MSCI Taiwan ETF | X |
Jennifer Hsui | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k |
$10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares Core MSCI Emerging Markets ETF | X | ||||||||||||||
iShares Edge MSCI Min Vol Emerging Markets ETF | X | ||||||||||||||
iShares Edge MSCI Min Vol Global ETF | X | ||||||||||||||
iShares Edge MSCI Multifactor Emerging Markets ETF | X | ||||||||||||||
iShares ESG MSCI EM ETF | X | ||||||||||||||
iShares MSCI Brazil ETF | X | ||||||||||||||
iShares MSCI BRIC ETF | X | ||||||||||||||
iShares MSCI Chile ETF | X | ||||||||||||||
iShares MSCI Colombia ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Asia ETF | X | ||||||||||||||
iShares MSCI Emerging Markets ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Small-Cap ETF | X | ||||||||||||||
iShares MSCI Frontier 100 ETF | X | ||||||||||||||
iShares MSCI Global Agriculture Producers ETF | X | ||||||||||||||
iShares MSCI Global Energy Producers ETF | X | ||||||||||||||
iShares MSCI Global Gold Miners ETF | X | ||||||||||||||
iShares MSCI Global Metals & Mining Producers ETF | X | ||||||||||||||
iShares MSCI Global Silver and Metals Miners ETF | X | ||||||||||||||
iShares MSCI Malaysia ETF | X | ||||||||||||||
iShares MSCI South Korea ETF | X | ||||||||||||||
iShares MSCI Taiwan ETF | X |
Alan Mason | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k |
$10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares Core MSCI Emerging Markets ETF | X | ||||||||||||||
iShares Edge MSCI Min Vol Emerging Markets ETF | X | ||||||||||||||
iShares Edge MSCI Min Vol Global ETF | X | ||||||||||||||
iShares Edge MSCI Multifactor Emerging Markets ETF | X |
Alan Mason | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k |
$10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares ESG MSCI EM ETF | X | ||||||||||||||
iShares MSCI Brazil ETF | X | ||||||||||||||
iShares MSCI BRIC ETF | X | ||||||||||||||
iShares MSCI Chile ETF | X | ||||||||||||||
iShares MSCI Colombia ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Asia ETF | X | ||||||||||||||
iShares MSCI Emerging Markets ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Small-Cap ETF | X | ||||||||||||||
iShares MSCI Frontier 100 ETF | X | ||||||||||||||
iShares MSCI Global Agriculture Producers ETF | X | ||||||||||||||
iShares MSCI Global Energy Producers ETF | X | ||||||||||||||
iShares MSCI Global Gold Miners ETF | X | ||||||||||||||
iShares MSCI Global Metals & Mining Producers ETF | X | ||||||||||||||
iShares MSCI Global Silver and Metals Miners ETF | X | ||||||||||||||
iShares MSCI Malaysia ETF | X | ||||||||||||||
iShares MSCI South Korea ETF | X | ||||||||||||||
iShares MSCI Taiwan ETF | X |
Greg Savage | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k |
$10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares Core MSCI Emerging Markets ETF | X | ||||||||||||||
iShares Edge MSCI Min Vol Emerging Markets ETF | X | ||||||||||||||
iShares Edge MSCI Min Vol Global ETF | X | ||||||||||||||
iShares Edge MSCI Multifactor Emerging Markets ETF | X | ||||||||||||||
iShares ESG MSCI EM ETF | X | ||||||||||||||
iShares MSCI Brazil ETF | X | ||||||||||||||
iShares MSCI BRIC ETF | X | ||||||||||||||
iShares MSCI Chile ETF | X | ||||||||||||||
iShares MSCI Colombia ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Asia ETF | X | ||||||||||||||
iShares MSCI Emerging Markets ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Small-Cap ETF | X | ||||||||||||||
iShares MSCI Frontier 100 ETF | X | ||||||||||||||
iShares MSCI Global Agriculture Producers ETF | X | ||||||||||||||
iShares MSCI Global Energy Producers ETF | X | ||||||||||||||
iShares MSCI Global Gold Miners ETF | X | ||||||||||||||
iShares MSCI Global Metals & Mining Producers ETF | X | ||||||||||||||
iShares MSCI Global Silver and Metals Miners ETF | X | ||||||||||||||
iShares MSCI Malaysia ETF | X | ||||||||||||||
iShares MSCI South Korea ETF | X |
Greg Savage | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k |
$10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares MSCI Taiwan ETF | X |
Amy Whitelaw | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k |
$10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares Core MSCI Emerging Markets ETF | X | ||||||||||||||
iShares Edge MSCI Min Vol Emerging Markets ETF | X | ||||||||||||||
iShares Edge MSCI Min Vol Global ETF | X | ||||||||||||||
iShares Edge MSCI Multifactor Emerging Markets ETF | X | ||||||||||||||
iShares ESG MSCI EM ETF | X | ||||||||||||||
iShares MSCI Brazil ETF | X | ||||||||||||||
iShares MSCI BRIC ETF | X | ||||||||||||||
iShares MSCI Chile ETF | X | ||||||||||||||
iShares MSCI Colombia ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Asia ETF | X | ||||||||||||||
iShares MSCI Emerging Markets ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Small-Cap ETF | X | ||||||||||||||
iShares MSCI Frontier 100 ETF | X | ||||||||||||||
iShares MSCI Global Agriculture Producers ETF | X | ||||||||||||||
iShares MSCI Global Energy Producers ETF | X | ||||||||||||||
iShares MSCI Global Gold Miners ETF | X | ||||||||||||||
iShares MSCI Global Metals & Mining Producers ETF | X | ||||||||||||||
iShares MSCI Global Silver and Metals Miners ETF | X | ||||||||||||||
iShares MSCI Malaysia ETF | X | ||||||||||||||
iShares MSCI South Korea ETF | X | ||||||||||||||
iShares MSCI Taiwan ETF | X |
Fund |
Fund
Inception Date |
Administration,
Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2019 |
Administration,
Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2018 |
Administration,
Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2017 |
||||
iShares Core MSCI Emerging Markets ETF | 10/18/12 | $18,017,288 | $12,884,040 | $7,616,332 | ||||
iShares Edge MSCI Min Vol Emerging Markets ETF | 10/18/11 | 2,737,944 | 1,956,958 | 1,807,412 | ||||
iShares Edge MSCI Min Vol Global ETF | 10/18/11 | 432,296 | 308,580 | 289,025 | ||||
iShares Edge MSCI Multifactor Emerging Markets ETF | 12/08/2015 | 190,934 | 128,232 | 45,649 | ||||
iShares ESG MSCI EM ETF | 06/28/16 | 267,625 | 190,953 | 56,292 | ||||
iShares MSCI Brazil ETF | 07/10/00 | 1,434,246 | 1,335,032 | 907,668 | ||||
iShares MSCI BRIC ETF | 11/12/07 | 88,597 | 88,218 | 66,316 | ||||
iShares MSCI Chile ETF | 11/12/07 | 846,899 | 1,005,625 | 878,009 | ||||
iShares MSCI Colombia ETF | 06/18/13 | 111,683 | 105,631 | 65,650 | ||||
iShares MSCI Emerging Markets Asia ETF | 02/08/12 | 99,670 | 131,373 | 64,876 | ||||
iShares MSCI Emerging Markets ETF | 04/07/03 | 10,106,064 | 10,414,722 | 8,874,046 | ||||
iShares MSCI Emerging Markets Small-Cap ETF | 08/16/11 | 199,552 | 253,679 | 125,643 | ||||
iShares MSCI Frontier 100 ETF | 09/12/12 | 1,880,040 | 2,194,564 | 1,794,793 | ||||
iShares MSCI Global Agriculture Producers ETF | 01/31/12 | 36,161 | 32,808 | 19,490 | ||||
iShares MSCI Global Energy Producers ETF | 01/31/12 | 35,064 | 28,654 | 19,311 | ||||
iShares MSCI Global Gold Miners ETF | 01/31/12 | 33,951 | 30,447 | 32,087 | ||||
iShares MSCI Global Metals & Mining Producers ETF | 01/31/12 | 86,283 | 113,040 | 76,811 | ||||
iShares MSCI Global Silver and Metals Miners ETF | 01/31/12 | 25,847 | 19,779 | 13,796 | ||||
iShares MSCI Malaysia ETF | 03/12/96 | 176,027 | 197,904 | 118,904 | ||||
iShares MSCI South Korea ETF | 05/09/00 | 921,395 | 893,309 | 717,407 | ||||
iShares MSCI Taiwan ETF | 06/20/00 | 1,100,662 | 980,422 | 793,486 |
Fund |
iShares Core MSCI
Emerging Markets ETF |
iShares Edge
MSCI Min Vol Emerging Markets ETF |
iShares Edge
MSCI Min Vol Global ETF |
iShares Edge
MSCI Multifactor Emerging Markets ETF |
Gross income from securities
lending activities |
$102,881,921 | $ 2,256,480 | $ 928,367 | $ 96,644 |
Fees and/or compensation for
securities lending activities and related services |
||||
Securities lending income paid to
BTC for services as securities lending agent |
11,678,972 | 211,956 | 69,852 | 8,469 |
Cash collateral management
expenses not included in securities lending income paid to BTC |
1,054,074 | 25,632 | 11,379 | 1,083 |
Administrative fees not included
in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Fund |
iShares Core MSCI
Emerging Markets ETF |
iShares Edge
MSCI Min Vol Emerging Markets ETF |
iShares Edge
MSCI Min Vol Global ETF |
iShares Edge
MSCI Multifactor Emerging Markets ETF |
Indemnification fees not included
in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Rebates (paid to borrowers)
|
35,793,156 | 917,899 | 506,452 | 46,482 |
Other fees not included in
securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Aggregate fees/compensation for
securities lending activities |
$ 48,526,202 | $ 1,155,487 | $ 587,683 | $ 56,034 |
Net income from securities lending
activities |
$ 54,355,749 | $ 1,100,993 | $ 340,684 | $ 40,610 |
Fund |
iShares ESG
MSCI EM ETF |
iShares MSCI
Brazil ETF |
iShares MSCI
BRIC ETF |
iShares MSCI
Chile ETF |
Gross income from securities
lending activities |
$ 397,599 | N/A | $ 161,808 | N/A |
Fees and/or compensation for
securities lending activities and related services |
||||
Securities lending income paid to
BTC for services as securities lending agent |
18,610 | N/A | 12,271 | N/A |
Cash collateral management
expenses not included in securities lending income paid to BTC |
5,549 | N/A | 1,936 | N/A |
Administrative fees not included
in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Indemnification fees not included
in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Rebates (paid to borrowers)
|
281,093 | N/A | 87,486 | N/A |
Fund |
iShares ESG
MSCI EM ETF |
iShares MSCI
Brazil ETF |
iShares MSCI
BRIC ETF |
iShares MSCI
Chile ETF |
Other fees not included in
securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Aggregate fees/compensation for
securities lending activities |
$ 305,252 | N/A | $ 101,693 | N/A |
Net income from securities lending
activities |
$ 92,347 | N/A | $ 60,115 | N/A |
Fund |
iShares MSCI
Colombia ETF |
iShares MSCI
Emerging Markets Asia ETF |
iShares MSCI
Emerging Markets ETF |
iShares MSCI
Emerging Markets Small-Cap ETF |
Gross income from securities
lending activities |
$ 56 | $ 637,267 | $48,301,931 | $ 1,251,300 |
Fees and/or compensation for
securities lending activities and related services |
||||
Securities lending income paid to
BTC for services as securities lending agent |
8 | 38,408 | 4,257,329 | 188,467 |
Cash collateral management
expenses not included in securities lending income paid to BTC |
0 | 8,525 | 575,915 | 7,669 |
Administrative fees not included
in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Indemnification fees not included
in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Rebates (paid to borrowers)
|
0 | 398,335 | 23,361,171 | 120,973 |
Other fees not included in
securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Aggregate fees/compensation for
securities lending activities |
$ 8 | $ 445,268 | $28,194,415 | $ 317,109 |
Fund |
iShares MSCI
Colombia ETF |
iShares MSCI
Emerging Markets Asia ETF |
iShares MSCI
Emerging Markets ETF |
iShares MSCI
Emerging Markets Small-Cap ETF |
Net income from securities lending
activities |
$ 48 | $ 191,999 | $20,107,516 | $ 934,191 |
Fund |
iShares MSCI
Frontier 100 ETF |
iShares MSCI
Global Agriculture Producers ETF |
iShares MSCI
Global Energy Producers ETF |
iShares MSCI
Global Gold Miners ETF |
Gross income from securities
lending activities |
$ 197,018 | $ 20,872 | $ 16,273 | $ 173,818 |
Fees and/or compensation for
securities lending activities and related services |
||||
Securities lending income paid to
BTC for services as securities lending agent |
21,463 | 3,213 | 1,133 | 15,257 |
Cash collateral management
expenses not included in securities lending income paid to BTC |
1,762 | 142 | 195 | 2,463 |
Administrative fees not included
in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Indemnification fees not included
in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Rebates (paid to borrowers)
|
75,145 | 1,822 | 9,295 | 80,057 |
Other fees not included in
securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Aggregate fees/compensation for
securities lending activities |
$ 98,370 | $ 5,177 | $ 10,623 | $ 97,777 |
Net income from securities lending
activities |
$ 98,648 | $ 15,695 | $ 5,650 | $ 76,041 |
Fund |
iShares MSCI
Global Metals & Mining Producers ETF |
iShares MSCI
Global Silver and Metals Miners ETF |
iShares MSCI
Malaysia ETF |
iShares MSCI
South Korea ETF |
Gross income from securities
lending activities |
$ 248,321 | $ 290,474 | $ 485,370 | $ 9,920,777 |
Fund |
iShares MSCI
Global Metals & Mining Producers ETF |
iShares MSCI
Global Silver and Metals Miners ETF |
iShares MSCI
Malaysia ETF |
iShares MSCI
South Korea ETF |
Fees and/or compensation for
securities lending activities and related services |
||||
Securities lending income paid to
BTC for services as securities lending agent |
29,444 | 38,279 | 66,234 | 1,543,769 |
Cash collateral management
expenses not included in securities lending income paid to BTC |
2,066 | 2,835 | 4,234 | 76,936 |
Administrative fees not included
in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Indemnification fees not included
in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Rebates (paid to borrowers)
|
67,580 | 59,989 | 70,074 | 685,828 |
Other fees not included in
securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Aggregate fees/compensation for
securities lending activities |
$ 99,090 | $ 101,103 | $ 140,542 | $ 2,306,533 |
Net income from securities lending
activities |
$ 149,231 | $ 189,371 | $ 344,828 | $ 7,614,244 |
Fund |
iShares MSCI
Taiwan ETF |
Gross income from securities
lending activities |
$ 6,070,705 |
Fees and/or compensation for
securities lending activities and related services |
|
Securities lending income paid to
BTC for services as securities lending agent |
820,651 |
Fund |
iShares MSCI
Taiwan ETF |
Cash collateral management
expenses not included in securities lending income paid to BTC |
57,192 |
Administrative fees not included
in securities lending income paid to BTC |
0 |
Indemnification fees not included
in securities lending income paid to BTC |
0 |
Rebates (paid to borrowers)
|
1,970,067 |
Other fees not included in
securities lending income paid to BTC |
0 |
Aggregate fees/compensation for
securities lending activities |
$ 2,847,910 |
Net income from securities lending
activities |
$ 3,222,795 |
Fund |
Fund
Inception Date |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2019 |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2018 |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2017 |
||||
iShares Core MSCI Emerging Markets ETF | 10/18/12 | $ 12,614,495 | $7,073,826 | $6,401,006 | ||||
iShares Edge MSCI Min Vol Emerging Markets ETF | 10/18/11 | 2,204,789 | 1,308,714 | 997,443 | ||||
iShares Edge MSCI Min Vol Global ETF | 10/18/11 | 595,024 | 961,447 | 233,737 | ||||
iShares Edge MSCI Multifactor Emerging Markets ETF | 12/08/2015 | 234,114 | 143,761 | 26,160 | ||||
iShares ESG MSCI EM ETF | 06/28/16 | 292,587 | 150,356 | 31,224 | ||||
iShares MSCI Brazil ETF | 07/10/00 | 1,351,574 | 839,590 | 639,253 | ||||
iShares MSCI BRIC ETF | 11/12/07 | 118,236 | 52,894 | 36,231 | ||||
iShares MSCI Chile ETF | 11/12/07 | 523,035 | 439,480 | 353,383 | ||||
iShares MSCI Colombia ETF | 06/18/13 | 42,785 | 16,839 | 8,407 | ||||
iShares MSCI Emerging Markets Asia ETF | 02/08/12 | 80,955 | 140,666 | 80,741 | ||||
iShares MSCI Emerging Markets ETF | 04/07/03 | 7,272,668 | 5,989,865 | 2,864,879 | ||||
iShares MSCI Emerging Markets Small-Cap ETF | 08/16/11 | 90,558 | 216,268 | 67,358 | ||||
iShares MSCI Frontier 100 ETF | 09/12/12 | 1,129,297 | 1,674,704 | 1,245,035 | ||||
iShares MSCI Global Agriculture Producers ETF | 01/31/12 | 2,965 | 3,044 | 1,524 | ||||
iShares MSCI Global Energy Producers ETF | 01/31/12 | 2,281 | 1,057 | 836 | ||||
iShares MSCI Global Gold Miners ETF | 01/31/12 | 30,771 | 12,031 | 53,218 | ||||
iShares MSCI Global Metals & Mining Producers ETF | 01/31/12 | 45,769 | 56,459 | 24,970 | ||||
iShares MSCI Global Silver and Metals Miners ETF | 01/31/12 | 20,055 | 16,852 | 12,610 | ||||
iShares MSCI Malaysia ETF | 03/12/96 | 311,877 | 426,999 | 112,396 | ||||
iShares MSCI South Korea ETF | 05/09/00 | 939,977 | 1,399,864 | 476,544 | ||||
iShares MSCI Taiwan ETF | 06/20/00 | 599,554 | 408,828 | 452,676 |
Fund | Issuer |
Market Value
of Investment |
||
iShares Core MSCI Emerging Markets ETF | CITIC Securities Co. Ltd. | $47,341,713 | ||
Eygyptian Financial Group - Hermes Holdings Co. | 8,749,481 | |||
iShares Edge MSCI Min Vol Emerging Markets ETF | Credicorp Ltd. | $55,549,377 | ||
iShares MSCI Brazil ETF | Banco Bradesco | $147,744,566 | ||
Banco Santander Brasil SA | 99,717,268 | |||
iShares MSCI BRIC ETF | CITIC Securities Co. Ltd. | $289,872 | ||
Banco Santander Brasil SA | 247,423 | |||
Fund | Issuer |
Market Value
of Investment |
||
iShares MSCI Chile ETF | Banco Santander Brasil SA | $25,822,517 | ||
iShares MSCI Emerging Markets Asia ETF | CITIC Securities Co. Ltd. | $574,164 | ||
iShares MSCI Emerging Markets ETF | CITIC Securities Co. Ltd. | $24,188,523 | ||
iShares MSCI Frontier 100 ETF | Bao Viet Holdings | $638,818 | ||
Fund |
Fiscal Year
Ended August 31, 2019 |
Fiscal Year
Ended August 31, 2018 |
||
iShares Core MSCI Emerging Markets ETF | 15% | 6% | ||
iShares Edge MSCI Min Vol Emerging Markets ETF | 24% | 22% | ||
iShares Edge MSCI Min Vol Global ETF | 21% | 23% | ||
iShares Edge MSCI Multifactor Emerging Markets ETF | 53% | 39% | ||
iShares ESG MSCI EM ETF | 34% | 45% | ||
iShares MSCI Brazil ETF | 16% | 30% | ||
iShares MSCI BRIC ETF | 53% | 22% | ||
iShares MSCI Chile ETF | 75% | 54% | ||
iShares MSCI Colombia ETF | 88% | 26% | ||
iShares MSCI Emerging Markets Asia ETF | 16% | 33% | ||
iShares MSCI Emerging Markets ETF | 15% | 16% | ||
iShares MSCI Emerging Markets Small-Cap ETF | 29% | 39% | ||
iShares MSCI Frontier 100 ETF | 33% | 35% | ||
iShares MSCI Global Agriculture Producers ETF | 13% | 25% | ||
iShares MSCI Global Energy Producers ETF | 6% | 5% | ||
iShares MSCI Global Gold Miners ETF | 15% | 4% | ||
iShares MSCI Global Metals & Mining Producers ETF | 14% | 14% | ||
iShares MSCI Global Silver and Metals Miners ETF | 27% | 19% |
Fund |
Fiscal Year
Ended August 31, 2019 |
Fiscal Year
Ended August 31, 2018 |
||
iShares MSCI Malaysia ETF | 48% | 63% | ||
iShares MSCI South Korea ETF | 16% | 18% | ||
iShares MSCI Taiwan ETF | 7% | 12% |
Fund |
Shares Per
Creation Unit |
Approximate
Value Per Creation Unit (U.S.$) |
||
iShares Core MSCI Emerging Markets ETF | 600,000 | $29,544,000 | ||
iShares Edge MSCI Min Vol Emerging Markets ETF | 100,000 | 5,707,000 | ||
iShares Edge MSCI Min Vol Global ETF | 100,000 | 9,460,000 | ||
iShares Edge MSCI Multifactor Emerging Markets ETF | 100,000 | 4,099,000 | ||
iShares ESG MSCI EM ETF | 100,000 | 3,258,000 | ||
iShares MSCI Brazil ETF | 50,000 | 2,096,000 | ||
iShares MSCI BRIC ETF | 50,000 | 2,032,500 | ||
iShares MSCI Chile ETF | 50,000 | 1,870,500 | ||
iShares MSCI Colombia ETF | 50,000 | 630,500 | ||
iShares MSCI Emerging Markets Asia ETF | 50,000 | 3,201,500 | ||
iShares MSCI Emerging Markets ETF | 450,000 | 18,432,000 | ||
iShares MSCI Emerging Markets Small-Cap ETF | 50,000 | 2,117,000 | ||
iShares MSCI Frontier 100 ETF | 50,000 | 1,424,500 | ||
iShares MSCI Global Agriculture Producers ETF | 50,000 | 1,378,500 | ||
iShares MSCI Global Energy Producers ETF1 | 50,000 | 913,000 | ||
iShares MSCI Global Gold Miners ETF | 50,000 | 1,086,000 | ||
iShares MSCI Global Metals & Mining Producers ETF | 50,000 | 1,336,000 | ||
iShares MSCI Global Silver and Metals Miners ETF | 100,000 | 964,000 | ||
iShares MSCI Malaysia ETF | 75,000 | 2,088,750 | ||
iShares MSCI South Korea ETF | 50,000 | 2,835,500 | ||
iShares MSCI Taiwan ETF | 100,000 | 3,624,000 |
1 | The Shares Per Creation Unit and the Approximate Value Per Creation Unit are as of October 11, 2019. |
Fund |
Standard Creation
Transaction Fee |
Maximum Additional
Charge* |
||
iShares Core MSCI Emerging Markets ETF | $15,000 | 7.0% | ||
iShares Edge MSCI Min Vol Emerging Markets ETF | 6,100 | 7.0% | ||
iShares Edge MSCI Min Vol Global ETF | 4,200 | 7.0% | ||
iShares Edge MSCI Multifactor Emerging Markets ETF | 9,000 | 7.0% | ||
iShares ESG MSCI EM ETF | 12,400 | 3.0% | ||
iShares MSCI Brazil ETF | 2,400 | 7.0% | ||
iShares MSCI BRIC ETF | 5,900 | 7.0% | ||
iShares MSCI Chile ETF | 3,000 | 3.0% | ||
iShares MSCI Colombia ETF | 3,600 | 3.0% | ||
iShares MSCI Emerging Markets Asia ETF | 15,000 | 7.0% | ||
iShares MSCI Emerging Markets ETF | 7,700 | 7.0% | ||
iShares MSCI Emerging Markets Small-Cap ETF | 15,000 | 7.0% | ||
iShares MSCI Frontier 100 ETF | 6,800 | 7.0% | ||
iShares MSCI Global Agriculture Producers ETF | 5,100 | 7.0% | ||
iShares MSCI Global Energy Producers ETF | 6,100 | 7.0% | ||
iShares MSCI Global Gold Miners ETF | 800 | 7.0% | ||
iShares MSCI Global Metals & Mining Producers ETF | 8,400 | 7.0% | ||
iShares MSCI Global Silver and Metals Miners ETF | 500 | 7.0% | ||
iShares MSCI Malaysia ETF | 5,000 | 3.0% | ||
iShares MSCI South Korea ETF | 4,000 | 3.0% | ||
iShares MSCI Taiwan ETF | 4,500 | 3.0% |
* | As a percentage of the net asset value per Creation Unit. |
Fund |
Standard Redemption
Transaction Fee |
Maximum Additional
Charge* |
||
iShares Core MSCI Emerging Markets ETF | $15,000 | 2.0% | ||
iShares Edge MSCI Min Vol Emerging Markets ETF | 6,100 | 2.0% | ||
iShares Edge MSCI Min Vol Global ETF | 4,200 | 2.0% | ||
iShares Edge MSCI Multifactor Emerging Markets ETF | 9,000 | 2.0% | ||
iShares ESG MSCI EM ETF | 12,400 | 2.0% | ||
iShares MSCI Brazil ETF | 2,400 | 2.0% | ||
iShares MSCI BRIC ETF | 5,900 | 2.0% | ||
iShares MSCI Chile ETF | 3,000 | 2.0% | ||
iShares MSCI Colombia ETF | 3,600 | 2.0% | ||
iShares MSCI Emerging Markets Asia ETF | 15,000 | 2.0% | ||
iShares MSCI Emerging Markets ETF | 7,700 | 2.0% | ||
iShares MSCI Emerging Markets Small-Cap ETF | 15,000 | 2.0% | ||
iShares MSCI Frontier 100 ETF | 6,800 | 2.0% | ||
iShares MSCI Global Agriculture Producers ETF | 5,100 | 2.0% | ||
iShares MSCI Global Energy Producers ETF | 6,100 | 2.0% | ||
iShares MSCI Global Gold Miners ETF | 800 | 2.0% | ||
iShares MSCI Global Metals & Mining Producers ETF | 8,400 | 2.0% | ||
iShares MSCI Global Silver and Metals Miners ETF | 500 | 2.0% | ||
iShares MSCI Malaysia ETF | 5,000 | 2.0% | ||
iShares MSCI South Korea ETF | 4,000 | 2.0% | ||
iShares MSCI Taiwan ETF | 4,500 | 2.0% |
* | As a percentage of the net asset value per Creation Unit, inclusive of the standard redemption transaction fee. |
Fund |
Net Capital Loss
Carryforward |
|
iShares Core MSCI Emerging Markets ETF | $2,960,244,052 | |
iShares Edge MSCI Min Vol Emerging Markets ETF | 682,796,848 | |
iShares Edge MSCI Min Vol Global ETF | 107,300,323 | |
iShares Edge MSCI Multifactor Emerging Markets ETF | 35,809,876 | |
iShares ESG MSCI EM ETF | 18,084,612 | |
iShares MSCI Brazil ETF | 2,428,319,347 | |
iShares MSCI BRIC ETF | 217,988,152 | |
iShares MSCI Chile ETF | 138,772,701 | |
iShares MSCI Colombia ETF | 11,656,921 | |
iShares MSCI Emerging Markets Asia ETF | 45,597,073 | |
iShares MSCI Emerging Markets ETF | 10,625,028,180 | |
iShares MSCI Emerging Markets Small-Cap ETF | 26,517,277 | |
iShares MSCI Frontier 100 ETF | 147,337,814 | |
iShares MSCI Global Agriculture Producers ETF | 2,807,927 | |
iShares MSCI Global Energy Producers ETF | 2,230,448 | |
iShares MSCI Global Gold Miners ETF | 43,645,352 | |
iShares MSCI Global Metals & Mining Producers ETF | 38,149,859 | |
iShares MSCI Global Silver and Metals Miners ETF | 17,475,006 | |
iShares MSCI Malaysia ETF | 54,108,940 | |
iShares MSCI South Korea ETF | 472,501,073 | |
iShares MSCI Taiwan ETF | 146,686,322 |
(a) | The strategic decisions relating to its core income generating activities are taken in, or from, Mauritius; and |
(b) | Any one of the following conditions is met: |
(i) | The majority of the board of directors meetings are held in Mauritius; or |
(ii) | The executive management of the Subsidiary is regularly exercised in Mauritius; |
• | Capital gains resulting from the sale of Indian securities (including depositary receipts issued by Indian companies) acquired prior to April 1, 2017 will not be subject to tax in India, provided the Subsidiary does not have a Permanent Establishment in India. Capital gains resulting from sale of shares in Indian companies acquired on or after April 1, 2017 will be subject to tax in India as per the domestic tax rates (provided below). |
• | Dividends on shares received from an Indian company on which dividend distribution tax has been paid are exempt from tax in the hands of the shareholders. However, the Indian company distributing dividends is subject to a dividend distribution tax at the rate of 20.36%; and |
• | Interest paid to a Subsidiary in respect of the debt obligations of Indian issuers will be subject to Indian income tax. The tax rate, in the case of rupee-denominated debt obligations, is 43.68%. However if the Subsidiary is a SEBI registered FPI, interest income earned from June 1, 2013 to June 30, 2020 on rupee-denominated bonds of Indian companies and Government securities, will be subject to tax at the rate of 5.46%, provided that the rate of interest does not exceed the prescribed rates. In the case of foreign currency-denominated debt obligations, the tax rate is 21.84%. For approved foreign currency loans advanced from July 1, 2012 to June 30, 2020, the tax rate on interest is 5.46% and for approved foreign currency long-term bonds issued from October 1, 2014 to June 30, 2020, the tax rate on interest is 5.46%. As per the IT Act the withholding tax rate on rupee-denominated bonds issued before July 1, 2020 to 5.46%. However, the Subsidiary may claim the benefit of the provisions of the DTAA to the extent they are more beneficial. DTAA provides for a withholding rate of 7.5% on the interest payments made on or after April 1, 2017. |
• | Long-term capital gains (being gains on sale of shares held for a period of more than twelve months) listed on a recognized stock exchange would be taxable in India at rate of 10.92%, provided Securities Transaction Tax (“STT”) has been paid, both on acquisition and sale (subject to certain transactions to which the provisions of applicability of payment of STT upon acquisition shall not be applicable) of such shares. Capital gains tax would be calculated on gains exceeding INR 0.1 million (without any indexation and foreign exchange fluctuation benefits). It may also be noted that any capital gains arising up to January 31, 2018 have been grandfathered; |
• | Short-term capital gains (being gains on sale of shares held for a period of twelve months or less) from the sale of Indian shares listed on a recognized stock exchange will be taxed at the rate of 16.38% provided STT has been paid on the same; |
• | Long-term capital gains (being gains on sale of shares held for a period of more than 24 months) arising to the Subsidiary from the sale of unlisted securities will be taxed at the rate of 10.92% (without indexation) and short-term capital gains (being gains on sale of shares held for a period of 24 months or less) will be taxed at the rate of 43.68%;* |
• | Capital gains realized on sale of listed equity shares not executed on a recognized stock exchange in India would be taxed at the rate of 10.92% for long-term gains (being gains on sale of shares held for a period of more than 12 months) and at 43.68% in the case of short-term gains (being gains on sale of shares held for a period of 12 months or less);* and |
• | Capital gains arising from the transfer of depositary receipts outside India between non-resident investors will not be subject to tax in India. These rates are subject to the beneficial provisions of the DTAA. |
* | However, as the Subsidiary is a SEBI registered FPI, the rates will be 10.92% and 32.76%, respectively. |
• | 0.1% payable by the buyer and 0.1% by the seller on the value of transactions of delivery based transfer of an equity share in an Indian company entered in a recognized stock exchange; |
• | 0.001% on the value of transactions of delivery based sale of a unit of an equity oriented mutual fund entered in a recognized stock exchange, payable by the seller; |
• | 0.025% on the value of transactions of non-delivery based sale of an equity share in an Indian company or a unit of an equity oriented mutual fund, entered in a recognized stock exchange payable by the seller; |
• | 0.05% on the value of transactions of derivatives being options, entered in a recognized stock exchange. STT is to be paid by the seller; |
• | 0.01% on the value of transactions of sale of derivatives being futures, entered in a recognized stock exchange. STT is to be paid by the seller; |
• | 0.001% on the value of transactions of sale of units of an equity-oriented fund to the Mutual Fund, payable by the seller in accordance with the Finance Act, 2013; |
• | 0.125% on the value of transactions of sale of derivatives being options, where the option is exercised, entered in a recognized stock exchange. STT is to be paid by buyer; |
• | 0.2% on the value of transactions of the sale of unlisted shares by existing shareholders in an initial public offer. |
• | With respect to a foreign entity that holds the Indian assets directly, if the transferor of share or interest in such a foreign entity (along with its associated enterprises), at any time in the twelve months preceding the year of transfer neither holds the right of control or management in the foreign entity, nor holds voting power or share capital or interest exceeding 5% of the total voting power or total share capital or total interest in such foreign entity. |
• | With respect to a foreign entity that holds the Indian assets indirectly, if the transferor of share or interest in such foreign entity (along with its associated enterprises), at any time in the twelve months preceding the year of transfer does not hold the right of control or management in relation to the foreign entity, which would entitle them to the right of control or management in the foreign entity which directly holds the Indian assets; or does not hold voting power or share capital or interest exceeding 5% of the total voting power or total share capital or total interest in the foreign entity, which results in holding the same share capital or voting power in the entity which directly holds the Indian assets. |
• | any arrangement where the aggregate tax benefit to all the parties of the arrangement in the relevant financial year does not exceed INR 30 Million; |
• | FIIs that choose not to take any benefit under any tax treaty entered with India and have invested in listed or unlisted securities with prior permission of the competent authority in accordance with the applicable regulations; |
• | non-resident investor in an FII who has invested in an FII, directly or indirectly, by way of an offshore derivative instrument or otherwise; or |
• | any income derived from the transfer of shares or interests made prior to April 1, 2017. |
• | Boards and directors |
• | Auditors and audit-related issues |
• | Capital structure, mergers, asset sales and other special transactions |
• | Compensation and benefits |
• | Environmental and social issues |
• | General corporate governance matters and shareholder protections |
• | establishing an appropriate corporate governance structure |
• | supporting and overseeing management in setting long -term strategic goals, applicable measures of value-creation and milestones that will demonstrate progress, and steps taken if any obstacles are anticipated or incurred |
• | ensuring the integrity of financial statements |
• | making independent decisions regarding mergers, acquisitions and disposals |
• | establishing appropriate executive compensation structures |
• | addressing business issues, including environmental and social issues, when they have the potential to materially impact company reputation and performance |
• | current or former employment at the company or a subsidiary within the past several years |
• | being, or representing, a shareholder with a substantial shareholding in the company |
• | interlocking directorships |
• | having any other interest, business or other relationship which could, or could reasonably be perceived to, materially interfere with the director’s ability to act in the best interests of the company |
1) | publish a disclosure in line with industry-specific SASB guidelines by year-end, if they have not already done so, or disclose a similar set of data in a way that is relevant to their particular business; and |
2) | disclose climate-related risks in line with the TCFD’s recommendations, if they have not already done so. This should include the company’s plan for operating under a scenario where the Paris Agreement’s goal of limiting global warming to less than two degrees is fully realized, as expressed by the TCFD guidelines. |
• | The company has already taken sufficient steps to address the concern |
• | The company is in the process of actively implementing a response |
• | There is a clear and material economic disadvantage to the company in the near-term if the issue is not addressed in the manner requested by the shareholder proposal |
• | BlackRock clients who may be issuers of securities or proponents of shareholder resolutions |
• | BlackRock business partners or third parties who may be issuers of securities or proponents of shareholder resolutions |
• | BlackRock employees who may sit on the boards of public companies held in Funds managed by BlackRock |
• | Significant BlackRock, Inc. investors who may be issuers of securities held in Funds managed by BlackRock |
• | Securities of BlackRock, Inc. or BlackRock investment funds held in Funds managed by BlackRock |
• | BlackRock, Inc. board members who serve as senior executives of public companies held in Funds managed by BlackRock |
• | Adopted the Guidelines which are designed to protect and enhance the economic value of the companies in which BlackRock invests on behalf of clients. |
• | Established a reporting structure that separates BIS from employees with sales, vendor management or business partnership roles. In addition, BlackRock seeks to ensure that all engagements with corporate issuers, dissident shareholders or shareholder proponents are managed consistently and without regard to BlackRock’s relationship with such parties. Clients or business partners are not given special treatment or differentiated access to BIS. BIS prioritizes engagements based on factors including but not limited to our need for additional information to make a voting decision or our view on the likelihood that an engagement could lead to positive outcome(s) over time for the economic value of the company. Within the normal course of business, BIS may engage directly with BlackRock clients, business partners and/or third parties, and/or with employees with sales, vendor management or business partnership roles, in discussions regarding our approach to stewardship, general corporate governance matters, client reporting needs, and/or to otherwise ensure that proxy-related client service levels are met. |
• | Determined to engage, in certain instances, an independent fiduciary to vote proxies as a further safeguard to avoid potential conflicts of interest, to satisfy regulatory compliance requirements, or as may be otherwise required by applicable law. In such circumstances, the independent fiduciary provides BlackRock’s proxy voting agent with instructions, in accordance with the Guidelines, as to how to vote such proxies, and BlackRock’s proxy voting agent votes the proxy in accordance with the independent fiduciary’s determination. BlackRock uses an independent fiduciary to vote proxies of (i) any company that is affiliated with BlackRock, Inc., (ii) any public company that includes BlackRock employees on its board of directors, (iii) The PNC Financial Services Group, Inc., (iv) any public company of which a BlackRock, Inc. board member serves as a senior executive, and (v) companies when legal or regulatory requirements compel BlackRock to use an independent fiduciary. In selecting an independent fiduciary, we assess several characteristics, including but not limited to: independence, an ability to analyze proxy issues and vote in the best economic interest of our clients, reputation for reliability and integrity, and operational capacity to accurately deliver the assigned votes in a timely manner. We may engage more than one independent fiduciary, in part in order to mitigate potential or perceived conflicts of interest at an independent fiduciary. The Global Committee appoints and reviews the performance of the independent fiduciar(ies), generally on an annual basis. |
Contents | |
Introduction | A-16 |
Voting guidelines | A-16 |
Boards and directors | A-16 |
- Director elections | A-16 |
- Independence | A-16 |
- Oversight | A-17 |
- Responsiveness to shareholders | A-17 |
- Shareholder rights | A-17 |
- Board composition and effectiveness | A-18 |
- Board size | A-19 |
- CEO and management succession planning | A-19 |
- Classified board of directors / staggered terms | A-19 |
- Contested director elections | A-19 |
- Cumulative voting | A-19 |
- Director compensation and equity programs | A-19 |
- Majority vote requirements | A-19 |
- Risk oversight | A-20 |
- Separation of chairman and CEO | A-20 |
Auditors and audit-related issues | A-20 |
Capital structure proposals | A-21 |
- Equal voting rights | A-21 |
- Blank check preferred stock | A-21 |
- Increase in authorized common shares | A-21 |
- Increase or issuance of preferred stock | A-21 |
- Stock splits | A-22 |
Mergers, asset sales, and other special transactions | A-22 |
- Poison pill plans | A-22 |
- Reimbursement of expenses for successful shareholder campaigns | A-22 |
Executive Compensation | A-22 |
- Advisory resolutions on executive compensation (“Say on Pay”) | A-23 |
- Advisory votes on the frequency of Say on Pay resolutions | A-23 |
- Claw back proposals | A-23 |
- Employee stock purchase plans | A-23 |
- Equity compensation plans | A-23 |
- Golden parachutes | A-23 |
- Option exchanges | A-24 |
- Pay-for-Performance plans | A-24 |
- Supplemental executive retirement plans | A-24 |
Environmental and social issues | A-24 |
- Climate risk | A-25 |
- Corporate political activities | A-26 |
General corporate governance matters | A-26 |
- Adjourn meeting to solicit additional votes | A-26 |
- Bundled proposals | A-26 |
- Exclusive forum provisions | A-26 |
- Multi-jurisdictional companies | A-26 |
- Other business | A-27 |
- Reincorporation | A-27 |
- IPO governance | A-27 |
Contents | |
Shareholder Protections | A-27 |
- Amendment to charter / articles / bylaws | A-27 |
- Proxy access | A-28 |
- Right to act by written consent | A-28 |
- Right to call a special meeting | A-28 |
- Simple majority voting | A-28 |
• | Boards and directors |
• | Auditors and audit-related issues |
• | Capital structure |
• | Mergers, asset sales, and other special transactions |
• | Executive compensation |
• | Environmental and social issues |
• | General corporate governance matters |
• | Shareholder protections |
• | Employment as a senior executive by the company or a subsidiary within the past five years |
• | An equity ownership in the company in excess of 20% |
• | Having any other interest, business, or relationship which could, or could reasonably be perceived to, materially interfere with the director’s ability to act in the best interests of the company |
• | Where the board has failed to exercise oversight with regard to accounting practices or audit oversight, we will consider voting against the current audit committee, and any other members of the board who may be responsible. For example, this may apply to members of the audit committee during a period when the board failed to facilitate quality, independent auditing if substantial accounting irregularities suggest insufficient oversight by that committee |
• | Members of the compensation committee during a period in which executive compensation appears excessive relative to performance and peers, and where we believe the compensation committee has not already substantially addressed this issue |
• | The chair of the nominating / governance committee, or where no chair exists, the nominating / governance committee member with the longest tenure, where the board is not comprised of a majority of independent directors. However, this would not apply in the case of a controlled company |
• | Where it appears the director has acted (at the company or at other companies) in a manner that compromises his / her reliability to represent the best long-term economic interests of shareholders |
• | Where a director has a pattern of poor attendance at combined board and applicable key committee meetings. Excluding exigent circumstances, BlackRock generally considers attendance at less than 75% of the combined board and applicable key committee meetings by a board member to be poor attendance |
• | Where a director serves on an excess number of boards, which may limit his / her capacity to focus on each board’s requirements. The following illustrates the maximum number of boards on which a director may serve, before he / she is considered to be over-committed: |
Public
Company CEO |
# Outside
Public Boards* |
Total # of
Public Boards |
|||
Director A | x | 1 | 2 | ||
Director B | 3 | 4 |
* | In addition to the company under review |
• | The independent chair or lead independent director, members of the nominating / governance committee, and / or the longest tenured director(s), where we observe a lack of board responsiveness to shareholders, evidence of board entrenchment, and / or failure to promote adequate board succession planning |
• | The chair of the nominating / governance committee, or where no chair exists, the nominating / governance committee member with the longest tenure, where board member(s) at the most recent election of directors have received withhold votes from more than 30% of shares voted and the board has not taken appropriate action to respond to shareholder concerns. This may not apply in cases where BlackRock did not support the initial withhold vote |
• | The independent chair or lead independent director and / or members of the nominating / governance committee, where a board fails to implement shareholder proposals that receive a majority of votes cast at a prior shareholder meeting, and the proposals, in our view, have a direct and substantial impact on shareholders’ fundamental rights or long-term economic interests |
• | The independent chair or lead independent director and members of the governance committee, where a board implements or renews a poison pill without shareholder approval |
• | The independent chair or lead independent director and members of the governance committee, where a board amends the charter / articles / bylaws such that the effect may be to entrench directors or to significantly reduce shareholder rights |
• | Members of the compensation committee where the company has repriced options without shareholder approval |
• | If a board maintains a classified structure, it is possible that the director(s) with whom we have a particular concern may not be subject to election in the year that the concern arises. In such situations, if we have a concern regarding a committee or committee chair that is not up for re-election, we will generally register our concern by withholding votes from all available members of the relevant committee |
• | The mix of competencies, experience, and other qualities required to effectively oversee and guide management in light of the stated long-term strategy of the company |
• | The process by which candidates are identified and selected, including whether professional firms or other sources outside of incumbent directors’ networks have been engaged to identify and / or assess candidates |
• | The process by which boards evaluate themselves and any significant outcomes of the evaluation process, without divulging inappropriate and / or sensitive details |
• | The consideration given to board diversity, including, but not limited to, gender, ethnicity, race, age, experience, geographic location, skills, and perspective in the nomination process |
Combined
Chair / CEO Model |
Separate
Chair Model |
||||
Chair / CEO | Lead Director | Chair | |||
Board Meetings | Authority to call full meetings of the board of directors |
Attends full meetings of the board of directors
Authority to call meetings of independent directors Briefs CEO on issues arising from executive sessions |
Authority to call full meetings of the board of directors | ||
Agenda | Primary responsibility for shaping board agendas, consulting with the lead director | Collaborates with chair / CEO to set board agenda and board information | Primary responsibility for shaping board agendas, in conjunction with CEO | ||
Board Communications | Communicates with all directors on key issues and concerns outside of full board meetings | Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning | Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
• | Appears to have a legitimate financing motive for requesting blank check authority |
• | Has committed publicly that blank check preferred shares will not be used for anti-takeover purposes |
• | Has a history of using blank check preferred stock for financings |
• | Has blank check preferred stock previously outstanding such that an increase would not necessarily provide further anti-takeover protection but may provide greater financing flexibility |
• | The degree to which the proposed transaction represents a premium to the company’s trading price. We consider the share price over multiple time periods prior to the date of the merger announcement. In most cases, business combinations should provide a premium. We may consider comparable transaction analyses provided by the parties’ financial advisors and our own valuation assessments. For companies facing insolvency or bankruptcy, a premium may not apply |
• | There should be clear strategic, operational, and / or financial rationale for the combination |
• | Unanimous board approval and arm’s-length negotiations are preferred. We will consider whether the transaction involves a dissenting board or does not appear to be the result of an arm’s-length bidding process. We may also consider whether executive and / or board members’ financial interests in a given transaction appear likely to affect their ability to place shareholders’ interests before their own |
• | We prefer transaction proposals that include the fairness opinion of a reputable financial advisor assessing the value of the transaction to shareholders in comparison to recent similar transactions |
• | Whether we believe that the triggering event is in the best interest of shareholders |
• | Whether management attempted to maximize shareholder value in the triggering event |
• | The percentage of total premium or transaction value that will be transferred to the management team, rather than shareholders, as a result of the golden parachute payment |
• | Whether excessively large excise tax gross-up payments are part of the pay-out |
• | Whether the pay package that serves as the basis for calculating the golden parachute payment was reasonable in light of performance and peers |
• | Whether the golden parachute payment will have the effect of rewarding a management team that has failed to effectively manage the company |
• | The company has experienced significant stock price decline as a result of macroeconomic trends, not individual company performance |
• | Directors and executive officers are excluded; the exchange is value neutral or value creative to shareholders; tax, accounting, and other technical considerations have been fully contemplated |
• | There is clear evidence that absent repricing, the company will suffer serious employee incentive or retention and recruiting problems |
• | Publish disclosures in line with industry specific SASB guidelines by year-end, if they have not already done so, or disclose a similar set of data in a way that is relevant to their particular business; and |
• | Disclose climate-related risks in line with the TCFD’s recommendations, if they have not already done so. This should include the company’s plan for operating under a scenario where the Paris Agreement’s goal of limiting global warming to less than two degrees is fully realized, as expressed by the TCFD guidelines. |
• | See our commentary on our approach to engagement on TCFD and SASB aligned reporting for greater detail of our expectations. |
• | The company has already taken sufficient steps to address the concern |
• | The company is in the process of actively implementing a response |
• | There is a clear and material economic disadvantage to the company in the near-term if the issue is not addressed in the manner requested by the shareholder proposal |
Albania | |||
January 1 | April 29 | November 28 | |
January 2 | May 1 | November 29 | |
March 14 | June 5 | December 9 | |
March 22 | August 12 | December 25 | |
April 22 | September 5 |
Argentina | |||
January 1 | April 19 | October 14 | |
March 4 | May 1 | November 6 | |
March 5 | June 20 | November 18 | |
April 18 | August 19 | December 25 |
Australia | |||
January 1 | April 25 | December 26 | |
January 28 | June 10 | December 31^ | |
April 19 | December 24^ | ||
April 22 | December 25 |
Austria | |||
January 1 | May 1 | December 25 | |
April 19 | June10 | December 26 | |
April 22 | December 24 | December 31 |
Bahrain | |||
January 1 | June 6 | September 8 | |
May 1 | August 11 | September 9 | |
June 4 | August 12 | December 16 | |
June 5 | August 13 | December 17 |
Belgium | |||
January 1 | May 1 | December 26 | |
April 19 | December 24^ | December 31^ | |
April 22 | December 25 |
Benin | |||
January 1 | June 4 | August 15 | |
April 22 | June 10 | November 1 | |
May 1 | August 7 | November 15 | |
May 30 | August 12 | December 25 |
Bermuda | |||
January 1 | August 1 | November 11 | |
April 19 | August 2 | December 25 | |
May 31 | September 2 | December 26 | |
June 17 | November 4 |
Bosnia and Herzegovina | |||
January 1 | May 1 | June 4 | |
January 2 | May 2 | August 12 | |
March 1 | May 3 | November 25 | |
April 22 | June 3 | December 25 |
Botswana | |||
January 1 | May 30 | September 30 | |
January 2 | July 1 | October 1 | |
April 19 | July 2 | December 25 | |
April 22 | July 15 | December 26 | |
May 1 | July 16 |
Brazil | |||
January 1 | March 6# | July 9 | |
January 25 | April 19 | November 15 | |
March 4 | May 1 | November 20 | |
March 5 | June 20 | December 25 |
Bulgaria | |||
January 1 | April 29 | September 23 | |
March 4 | May 1 | December 24 | |
April 19 | May 6 | December 25 | |
April 22 | May 24 | December 26 | |
April 26 | September 6 |
Burkina Faso | |||
January 1 | June 4 | August 15 | |
April 22 | June 10 | November 1 | |
May 1 | August 7 | November 15 | |
May 30 | August 12 | December 25 |
Canada | |||
January 1 | July 1 | November 11 | |
February 18 | August 5 | December 25 | |
April 19 | September 2 | December 26 | |
May 20 | October 14 |
Chile | |||
January 1 | August 15 | November 1 | |
April 19 | September 18 | December 25 | |
May 1 | September 19 | December 31 | |
May 21 | September 20 | ||
July 16 | October 31 |
China | |||
January 1 | February 8 | October 1 | |
February 4 | April 5 | October 2 | |
February 5 | May 1 | October 3 | |
February 6 | June 7 | October 4 | |
February 7 | September 13 | October 7 |
China Connect – Stock Connect | |||
January 1 | April 22 | October 2 | |
February 4 | May 1 | October 3 | |
February 5 | May 10 | October 4 | |
February 6 | May 13 | October 7 | |
February 7 | June 7 | December 24 | |
February 8 | June 28 | December 25 | |
April 5 | July 1 | December 26 | |
April 18 | September 13 | ||
April 19 | October 1 |
Colombia | |||
January 1 | May 1 | August 19 | |
January 7 | June 3 | October 14 | |
March 25 | June 24 | November 4 | |
April 18 | July 1 | November 11 | |
April 19 | August 7 | December 25 |
Costa Rica | |||
January 1 | April 19 | August 2 | |
April 11 | May 1 | August 15 | |
April 18 | July 25 | December 25 |
Croatia | |||
January 1 | June 25 | December 24 | |
April 19 | August 5 | December 25 | |
April 22 | August 15 | December 26 | |
May 1 | October 8 | December 31 | |
June 20 | November 1 |
Cyprus | |||
January 1 | April 26 | October 1 | |
March 11 | April 29 | October 28 | |
March 25 | April 30 | December 24 | |
April 1 | May 1 | December 25 | |
April 19 | June 17 | December 26 | |
April 22 | August 15 |
Czech Republic | |||
January 1 | May 8 | December 25 | |
April 19 | July 5 | December 26 | |
April 22 | October 28 | ||
May 1 | December 24 |
Egypt | |||
January 1 | May 1 | August 11 | |
January 7 | June 4 | August 12 | |
April 25 | June 5 | October 6 | |
April 28 | July 1 | ||
April 29 | July 23 |
Estonia | |||
January 1 | May 30 | December 25 | |
April 19 | June 24 | December 26 | |
April 22 | August 20 | December 31 | |
May 1 | December 24 |
Finland | |||
January 1 | May 30 | December 25 | |
April 19 | June 21 | December 26 | |
April 22 | December 6 | December 31 | |
May 1 | December 24 |
France | |||
January 1 | May 1 | December 26 | |
April 19 | December 24^ | December 31^ | |
April 22 | December 25 |
Georgia | |||
January 1 | March 8 | April 29 | October 14 |
January 2 | April 9 | May 9 | |
January 7 | April 26 | August 28 |
Germany | |||
January 1 | June 10 | December 26 | |
April 19 | October 3 | December 31 | |
April 22 | December 24 | ||
May 1 | December 25 |
Ghana | |||
January 1 | May 1 | December 6 | |
January 7 | May 27 | December 25 | |
March 6 | June 5 | December 26 | |
April 19 | July 1 | ||
April 22 | August 12 |
Greece | |||
January 1 | April 22 | June 17 | December 25 |
March 11 | April 26 | August 15 | December 26 |
March 25 | April 29 | October 28 | |
April 19 | May 1 | December 24 |
Guinea-Bissau | |||
January 1 | June 4 | August 15 | |
April 22 | June 10 | November 1 | |
May 1 | August 7 | November 15 | |
May 30 | August 12 | December 25 |
Hong Kong | |||
January 1 | April 19 | October 1 | |
February 4^ | April 22 | October 7 | |
February 5 | May 1 | December 24^ | |
February 6 | May 13 | December 25 | |
February 7 | June 7 | December 26 | |
April 5 | July 1 | December 31^ |
Hungary | |||
January 1 | August 19 | December 26 | |
March 15 | August 20 | December 27 | |
April 19 | October 23 | ||
April 22 | November 1 | ||
May 1 | December 24 | ||
June 10 | December 25 |
Iceland | |||
January 1 | May 1 | December 24 | |
April 18 | May 30 | December 25 | |
April 19 | June 10 | December 26 | |
April 22 | June 17 | December 31 | |
April 25 | August 5 |
India | |||
February 19 | June 5 | October 8 | |
March 4 | August 12 | October 28 | |
March 21 | August 15 | November 12 | |
April 17 | September 2 | December 25 | |
April 19 | September 10 | ||
May 1 | October 2 |
Indonesia | |||
January 1 | May 1 | June 6 | |
February 5 | May 30 | June 7 | |
March 7 | June 3 | December 24 | |
April 3 | June 4 | December 25 | |
April 19 | June 5 | December 31 |
Ireland | |||
January 1 | May 6 | December 25 | |
April 19 | June 3 | December 26 | |
April 22 | August 5 | ||
May 1 | October 28 |
Israel | |||
March 21 | June 9 | October 14 | |
April 21^ | August 11 | October 15^ | |
April 22^ | September 29 | October 16^ | |
April 23^ | September 30 | October 17^ | |
April 24^ | October 1 | October 20 | |
April 25 | October 8 | October 21 | |
May 8 | October 9 | ||
May 9 | October 13 |
Italy | |||
January 1 | May 1 | December 25 | |
April 19 | August 15 | December 26 | |
April 22 | December 24 | December 31 |
Ivory Coast | |||
January 1 | June 5 | August 15 | |
April 22 | June 10 | November 1 | |
May 1 | August 7 | November 15 | |
May 30 | August 12 | December 25 |
Japan | |||
January 1 | April 30 | September 16 | |
January 2 | May 1 | September 23 | |
January 3 | May 2 | October 14 | |
January 14 | May 3 | October 22 | |
February 11 | May 6 | November 4 | |
March 21 | July 15 | December 31 | |
April 29 | August 12 |
Kazakhstan | |||
January 1 | March 25 | August 30 | |
January 2 | May 1 | December 2 | |
January 7 | May 7 | December 6 | |
March 8 | May 9 | December 16 | |
March 21 | May 10 | December 17 | |
March 22 | July 8 |
Kenya | |||
January 1 | June 5 | December 12 | |
April 19 | August 21 | December 25 | |
April 22 | October 10 | December 26 | |
May 1 | October 21 |
Kuwait | |||
January 1 | June 5 | August 13 | |
February 25 | June 6 | September 1 | |
February 26 | August 11 | October 10 | |
April 4 | August 12 |
Latvia | |||
January 1 | May 6 | December 24 | |
April 19 | May 30 | December 25 | |
April 22 | June 24 | December 26 | |
May 1 | November 18 | December 31 |
Lithuania | |||
January 1 | May 1 | December 24 | |
March 11 | May 30 | December 25 | |
April 19 | June 24 | December 26 | |
April 22 | November 1 | December 31 |
Luxembourg | |||
January 1 | May 30 | December 24^ | |
April 19 | June 10 | December 25 | |
April 22 | August 15 | December 26 | |
May 1 | November 1 | December 31^ |
Malawi | |||
January 1 | April 22 | July 8 | |
January 15 | May 1 | October 15 | |
March 4 | May 14 | December 25 | |
April 19 | June 4 | December 26 |
Malaysia | |||
January 1 | May 20 | September 2 | |
January 21 | May 22 | September 9 | |
February 4^ | June 4^ | September 16 | |
February 5 | June 5 | October 28 | |
February 6 | June 6 | December 25 | |
May 1 | August 12 |
Mali | |||
January 1 | June 4 | August 15 | |
April 22 | June 10 | November 1 | |
May 1 | August 7 | November 15 | |
May 30 | August 12 | December 25 |
Mauritius | |||
January 1 | February 5 | June 5 | |
January 2 | March 4 | September 3 | |
January 21 | March 12 | November 1 | |
February 1 | May 1 | December 25 |
Mexico | |||
January 1 | April 19 | December 12 | |
February 4 | May 1 | December 25 | |
March 18 | September 16 | ||
April 18 | November 18 |
Morocco | |||
January 1 | July 30 | August 21 | |
January 11 | August 12 | September 2 | |
May 1 | August 13 | November 6 | |
June 4 | August 14 | November 11 | |
June 5 | August 20 | November 12 |
Namibia | |||
January 1 | May 30 | December 10 | |
March 21 | June 17 | December 16 | |
April 19 | August 9 | December 25 | |
April 22 | August 26 | December 26 | |
May 1 | September 24 |
The Netherlands | |||
January 1 | May 1 | December 26 | |
April 19 | December 24^ | December 31^ | |
April 22 | December 25 |
New Zealand | |||
January 1 | April 22 | December 25 | |
January 2 | April 25 | December 26 | |
February 6 | June 3 | ||
April 19 | October 28 |
Niger | |||
January 1 | June 4 | August 15 | |
April 22 | June 10 | November 1 | |
May 1 | August 7 | November 15 | |
May 30 | August 12 | December 25 |
Nigeria | |||
January 1 | June 4 | October 1 | |
April 19 | June 5 | December 25 | |
April 22 | June 12 | December 26 | |
May 1 | August 12 |
Norway | |||
January 1 | May 1 | December 25 | |
April 17^ | May 17 | December 26 | |
April 18 | May 30 | December 31 | |
April 19 | June 10 | ||
April 22 | December 24 |
Oman | |||
January 1 | August 11 | September 1 | |
April 3 | August 12 | November 10 | |
June 5 | August 13 | November 18 | |
June 6 | August 14 | November 19 | |
July 23 | August 15 |
Pakistan | |||
January 1 | June 6 | August 14 | |
February 5 | June 7 | September 9 | |
May 1 | July 1 | September 10 | |
May 6 | August 12 | December 25 | |
June 5 | August 13 |
Panama | |||
January 1 | April 19 | November 11 | |
January 9 | May 1 | November 28 | |
March 5 | November 4 | December 9 | |
April 18 | November 5 | December 25 |
Peru | |||
January 1 | May 1 | October 8 | |
April 18 | July 29 | November 1 | |
April 19 | August 30 | December 25 |
The Philippines | |||
January 1 | April 19 | November 1 | |
February 5 | May 1 | December 24 | |
February 25 | June 12 | December 25 | |
April 9 | August 21 | December 30 | |
April 18 | August 26 | December 31 |
Poland | |||
January 1 | June 20 | December 25 | |
April 19^ | August 15 | December 26 | |
April 22 | November 1 | December 31^ | |
May 1 | November 11 | ||
May 3 | December 24^ |
Portugal | |||
January 1 | May 1 | December 26 | |
April 19 | December 24^ | December 31^ | |
April 22 | December 25 |
Puerto Rico | |||
January 1 | July 3 | November 28 | |
January 21 | July 4 | November 29 | |
February 18 | September 2 | December 24 | |
April 19 | October 14 | December 25 | |
May 27 | November 11 |
Romania | |||
January 1 | April 29 | December 25 | |
January 2 | May 1 | December 26 | |
January 24 | June 17 | ||
April 26 | August 15 |
Russia | |||
January 1 | January 8 | May 9 | |
January 2 | March 8 | May 10 | |
January 3 | May 1 | June 12 | |
January 4 | May 2 | November 4 | |
January 7 | May 3 |
Saudi Arabia | |||
June 6 | August 12 | August 15 | |
June 9 | August 13 | September 23 | |
June 10 | August 14 |
Senegal | |||
January 1 | June 4 | August 15 | |
April 22 | June 10 | November 1 | |
May 1 | August 7 | November 15 | |
May 30 | August 12 | December 25 |
Singapore | |||
January 1 | May 1 | August 12 | |
February 5 | May 20 | October 28 | |
February 6 | June 5 | December 25 | |
April 19 | August 9 |
Slovakia | |||
January 1 | May 8 | December 24 | |
April 19 | July 5 | December 25 | |
April 22 | August 29 | December 26 | |
May 1 | November 1 |
Slovenia | |||
January 1 | May 1 | November 1 | |
January 2 | May 2 | December 24 | |
February 8 | June 25 | December 25 | |
April 19 | August 15 | December 26 | |
April 22 | October 31 | December 31 |
South Africa | |||
January 1 | May 1 | December 16 | |
March 21 | June 17 | December 25 | |
April 19 | August 9 | December 26 | |
April 22 | September 24 |
Sri Lanka | |||
January 1 | April 15 | August 14 | |
January 15 | April 19 | September 13 | |
February 4 | May 1 | November 11 | |
February 19 | May 20 | November 12 | |
March 4 | June 5 | December 11 | |
March 20 | July 16 | December 25 | |
April 12 | August 12 |
Republika Srpska | |||
January 1 | April 26 | May 9 | |
January 2 | April 29 | November 21 | |
January 7 | May 1 | ||
January 9 | May 2 |
Swaziland | |||
January 1 | May 1 | September 6 | |
April 19 | May 30 | December 25 | |
April 22 | July 22 | December 26 | |
April 25 | September 2 |
Sweden | |||
January 1 | May 1 | November 1^ | |
April 18^ | May 29^ | December 24 | |
April 19 | May 30 | December 25 | |
April 22 | June 6 | December 26 | |
April 30^ | June 21 | December 31 |
Switzerland | |||
January 1 | May 1 | December 24 | |
January 2 | May 30 | December 25 | |
April 19 | June 10 | December 26 | |
April 22 | August 1 | December 31 |
Taiwan | |||
January 1 | February 7 | May 1 | |
January 31 | February 8 | June 7 | |
February 1 | February 28 | September 13 | |
February 4 | March 1 | October 10 | |
February 5 | April 4 | October 11 | |
February 6 | April 5 |
Tanzania | |||
January 1 | May 1 | October 14 | |
April 19 | June 5 | December 9 | |
April 22 | August 8 | December 25 | |
April 26 | August 12 | December 26 |
Thailand | |||
January 1 | May 1 | October 14 | |
February 19 | May 20 | October 23 | |
April 8 | July 16 | December 5 | |
April 15 | July 29 | December 10 | |
April 16 | August 12 | December 31 |
Togo | |||
January 1 | June 4 | August 15 | |
April 22 | June 10 | November 1 | |
May 1 | August 7 | November 15 | |
May 30 | August 12 | December 25 |
Tunisia | |||
January 1 | May 1 | July 25 | |
January 14 | June 4 | August 12 | |
March 20 | June 5 | August 13 | |
April 9 | June 6 | October 15 |
Turkey | |||
January 1 | June 6 | August 14 | |
April 23 | June 7 | August 30 | |
May 1 | July 15 | October 28^ | |
June 4^ | August 12 | October 29 | |
June 5 | August 13 |
Uganda | |||
January 1 | May 1 | December 25 | |
March 8 | June 3 | December 26 | |
April 19 | June 26 | ||
April 22 | October 9 |
The United Arab Emirates | |||
January 1 | June 5 | August 12 | |
April 3 | June 6 | December 2 | |
June 4 | August 11 | December 3 |
The United Kingdom | |||
January 1 | May 27 | December 25 | |
January 2 | August 5 | December 26 | |
April 19 | August 26 | December 31^ | |
April 22 | December 2 | ||
May 6 | December 24^ |
^ | The U.S. bond market has recommended early close. |
Uruguay | |||
January 1 | April 19 | June 19 | |
March 4 | April 22 | July 18 | |
March 5 | May 1 | October 14 | |
April 18 | May 20 | December 25 |
Venezuela | |||
January 1 | May 1 | September 10 | |
February 12 | May 14 | October 12 | |
February 13 | June 4 | November 5 | |
March 19 | July 2 | December 24 | |
March 29 | July 5 | December 25 | |
March 30 | July 24 | December 31 | |
April 19 | August 20 |
Vietnam | |||
January 1 | February 7 | April 30 | |
February 4 | February 8 | May 1 | |
February 5 | April 15 | September 2 | |
February 6 | April 29 |
Zambia | |||
January 1 | April 22 | August 5 | |
March 8 | May 1 | October 18 | |
March 12 | July 1 | October 24 | |
April 19 | July 2 | December 25 |
Zimbabwe | |||
January 1 | April 22 | December 23 | |
February 21 | May 1 | December 25 | |
April 18 | August 12 | December 26 | |
April 19 | August 13 |
Albania | |||
January 1 | April 13 | September 7 | |
January 2 | April 20 | November 30 | |
March 14 | May 1 | December 8 | |
March 24 | July 31 | December 25 |
Australia | |||
January 1 | May 4 | October 5 | |
January 27 | June 1 | November 3 | |
March 2 | June 8 | December 24^ | |
March 9 | August 3 | December 25 | |
April 10 | August 12 | December 28 | |
April 13 | September 28 | December 31^ |
Austria | |||
January 1 | May 1 | December 24 | |
April 10 | June 1 | December 25 | |
April 13 | October 26 | December 31 |
Bahrain | |||
January 1 | May 26 | October 29 | |
May 24 | August 2 | December 16 | |
May 25 | August 20 | December 17 |
Bangladesh | |||
March 17 | May 21 | August 11 | |
March 26 | May 24 | August 30 | |
April 9 | May 25 | October 26 | |
April 14 | July 1 | December 16 | |
May 6 | August 2 | December 31 |
Belgium | |||
January 1 | May 21 | December 24^ | |
January 10^ | May 22 | December 25 | |
April 10 | June 1 | December 31^ | |
April 13 | July 21 | ||
May 1 | November 11 |
Benin | |||
January 1 | May 21 | August 7 | |
April 13 | June 1 | September 11 | |
May 1 | July 7 | December 25 |
Bermuda | |||
January 1 | July 30 | December 25 | |
April 10 | July 31 | December 28 | |
May 29 | September 7 | ||
June 15 | November 11 |
Bosnia and Herzegovina | |||
January 1 | April 17 | November 21 | |
January 2 | April 20 | November 25 | |
January 7 | May 1 | December 25 | |
January 9 | May 25 | ||
April 13 | July 31 |
Botswana | |||
January 1 | May 1 | July 21 | |
January 2 | May 21 | September 30 | |
April 10 | July 1 | October 1 | |
April 13 | July 20 | December 25 |
Brazil | |||
January 1 | May 1 | November 2 | |
February 24 | June 11 | November 20 | |
February 25 | July 9 | December 24^ | |
February 26* | September 7 | December 25 | |
April 10 | October 12 | December 31 | |
April 21 |
Bulgaria | |||
January 1 | April 20 | September 22 | |
March 3 | May 1 | December 24 | |
April 10 | May 6 | December 25 | |
April 13 | May 25 | December 28 | |
April 17 | September 7 |
Burkina Faso | |||
January 1 | May 21 | August 7 | |
April 13 | June 1 | September 11 | |
May 1 | July 7 | December 25 |
Canada | |||
January 1 | June 24 | November 11 | |
January 2 | July 1 | December 24^ | |
February 17 | August 3 | December 25 | |
April 10 | September 7 | December 28 | |
May 18 | October 12 |
Chile | |||
January 1 | July 16 | December 31 | |
April 10 | September 18 | ||
May 1 | October 12 | ||
May 21 | December 8 | ||
June 29 | December 25 |
Colombia | |||
January 1 | June 15 | November 2 | |
January 6 | June 22 | November 16 | |
March 23 | June 29 | December 8 | |
April 9 | July 20 | December 24 | |
April 10 | August 7 | December 25 | |
May 1 | August 17 | December 31 | |
May 25 | October 12 |
Costa Rica | |||
January 1 | May 1 | December 25 | |
April 9 | September 15 | ||
April 10 | October 12 |
Croatia | |||
January 1 | May 1 | November 18 | |
January 6 | June 11 | December 24 | |
April 10 | June 22 | December 25 | |
April 13 | August 5 | December 31 |
Cyprus | |||
January 1 | April 13 | October 1 | |
January 6 | April 17 | October 28 | |
March 2 | April 20 | December 24 | |
March 25 | April 21 | December 25 | |
April 1 | May 1 | ||
April 10 | June 8 |
Czech Republic | |||
January 1 | May 8 | November 17 | |
April 10 | July 6 | December 24 | |
April 13 | September 28 | December 25 | |
May 1 | October 28 | December 31 |
Denmark | |||
January 1 | May 8 | June 5 | |
April 9 | May 21 | December 24 | |
April 10 | May 22 | December 25 | |
April 13 | June 1 | December 31 |
Egypt | |||
January 1 | May 24 | August 20 | |
January 7 | May 25 | October 6 | |
April 19 | July 23 | October 29 | |
April 20 | July 30 |
Estonia | |||
January 1 | May 1 | August 20 | |
February 24 | May 21 | December 24 | |
April 10 | June 23 | December 25 | |
April 13 | June 24 | December 31 |
Finland | |||
January 1 | May 1 | December 25 | |
January 6 | May 21 | December 31 | |
April 10 | June 19 | ||
April 13 | December 24 |
France | ||
January 1 | May 1 | December 31^ |
April 10 | December 24^ | |
April 13 | December 25 |
Georgia | |||
January 1 | April 9 | May 26 | |
January 2 | April 17 | August 28 | |
January 7 | April 20 | October 14 | |
March 3 | May 12 | November 23 |
Germany | |||
January 1 | May 1 | December 25 | |
April 10 | June 1 | December 31 | |
April 13 | December 24 |
Ghana | |||
January 1 | May 1 | September 21 | |
January 7 | May 25 | December 4 | |
March 6 | July 30 | December 25 | |
April 10 | July 31 | December 28 | |
April 13 | August 4 |
Greece | |||
January 1 | April 13 | October 28 | |
January 6 | April 17 | December 24 | |
March 2 | April 20 | December 25 | |
March 25 | May 1 | ||
April 10 | June 8 |
Guinea-Bissau | |||
January 1 | May 21 | August 7 | |
April 13 | June 1 | September 11 | |
May 1 | July 7 | December 25 |
Hong Kong | |||
January 1 | April 30 | October 2 | |
January 27 | May 1 | October 26 | |
January 28 | June 25 | December 25 | |
April 10 | July 1 | ||
April 13 | October 1 |
Hungary | |||
January 1 | June 1 | December 24 | |
April 10 | August 20 | December 25 | |
April 13 | August 21 | ||
May 1 | October 23 |
Iceland | |||
January 1 | May 1 | December 24 | |
April 9 | May 21 | December 25 | |
April 10 | June 1 | December 31 | |
April 13 | June 17 | ||
April 23 | August 3 |
Indonesia | |||
January 1 | May 22 | August 17 | |
March 25 | May 25 | August 20 | |
April 10 | May 26 | October 29 | |
May 1 | May 27 | December 24 | |
May 7 | June 1 | December 25 | |
May 21 | July 31 | December 31 |
Ireland | |||
January 1 | May 4 | December 25 | |
March 17 | June 1 | December 28 | |
April 10 | August 3 | December 29 | |
April 13 | October 26 | December 31^ | |
May 1 | December 24^ |
India | |||
February 19 | April 6 | October 2 | |
February 21 | April 10 | October 30 | |
March 10 | April 14 | November 16 | |
March 25 | May 1 | November 30 | |
April 1 | May 7 | December 25 | |
April 2 | May 25 |
Italy | |||
January 1 | May 1 | December 31 | |
April 10 | December 24 | ||
April 13 | December 25 |
Ivory Coast | |||
January 1 | May 21 | August 7 | |
April 13 | June 1 | September 11 | |
May 1 | July 7 | December 25 |
Japan | |||
January 1 | April 29 | September 21 | |
January 2 | May 4 | September 22 | |
January 3 | May 5 | November 3 | |
January 13 | May 6 | November 23 | |
February 11 | July 23 | December 31 | |
February 24 | July 24 | ||
March 20 | August 10 |
Jordan | |||
January 1 | May 26 | August 3 | |
May 24 | July 30 | August 20 | |
May 25 | August 2 | October 29 |
Kazakhstan | |||
January 1 | March 25 | August 31 | |
January 2 | May 1 | December 1 | |
January 7 | May 7 | December 16 | |
March 9 | May 8 | December 17 | |
March 23 | July 6 | December 18 | |
March 24 | July 31 |
Kenya | |||
January 1 | May 1 | July 31 | |
April 10 | May 25 | October 20 | |
April 13 | June 1 | December 25 |
Kuwait | |||
January 1 | May 24 | August 3 | |
January 2 | May 25 | August 20 | |
February 25 | May 26 | November 1 | |
February 26 | July 30 | ||
March 22 | August 2 |
Latvia | |||
January 1 | May 21 | December 24 | |
April 10 | June 22 | December 25 | |
April 13 | June 23 | December 31 | |
May 1 | June 24 | ||
May 4 | November 18 |
Lithuania | |||
January 1 | May 1 | December 24 | |
March 11 | May 21 | December 25 | |
April 10 | June 24 | December 31 | |
April 13 | July 6 |
Luxembourg | |||
January 1 | May 1 | December 31^ | |
April 10 | December 24^ | ||
April 13 | December 25 |
Malawi | |||
January 1 | April 13 | July 6 | |
January 15 | May 1 | October 15 | |
March 3 | May 14 | December 25 | |
April 10 | May 25 |
Malaysia | |||
January 1 | May 11 | August 31 | |
January 24^ | May 25 | September 16 | |
January 27 | May 26 | October 29 | |
May 1 | July 31 | December 25 | |
May 7 | August 20 |
Mauritius | |||
January 1 | March 12 | November 2 | |
January 2 | March 25 | December 25 | |
February 21 | May 1 |
Mexico | |||
January 1 | April 10 | November 16 | |
February 3 | May 1 | December 25 | |
March 16 | September 16 | ||
April 9 | November 2 |
Morocco | |||
January 1 | July 30 | August 21 | |
May 1 | July 31 | October 30 | |
May 25 | August 14 | November 6 | |
May 26 | August 20 | November 18 |
Namibia | |||
January 1 | May 4 | December 10 | |
April 10 | May 21 | December 25 | |
April 13 | May 25 | ||
May 1 | August 26 |
New Zealand | |||
January 1 | April 13 | December 25 | |
January 2 | April 27 | December 28 | |
February 6 | June 1 | ||
April 10 | October 26 |
Niger | |||
January 1 | May 21 | August 7 | |
April 13 | June 1 | September 11 | |
May 1 | July 7 | December 25 |
Nigeria | |||
January 1 | May 25 | October 29 | |
April 10 | June 12 | December 25 | |
April 13 | July 31 | ||
May 1 | October 1 |
Norway | |||
January 1 | April 13 | December 24 | |
April 8^ | May 1 | December 25 | |
April 9 | May 21 | December 31 | |
April 10 | June 1 |
Oman | |||
January 1 | July 23 | November 18 | |
March 22 | August 20 | ||
May 24 | October 29 |
Pakistan | |||
January 1 | May 25 | August 14 | |
February 5 | May 26 | August 27 | |
March 23 | May 27 | August 28 | |
April 23 | July 1 | October 29 | |
May 1 | July 30 | October 30 | |
May 22 | July 31 | December 25 |
Panama | |||
January 1 | April 9 | November 5 | |
January 13 | April 10 | November 10 | |
February 24 | May 1 | December 8 | |
February 25 | November 3 | December 25 | |
February 26 | November 4 | December 31 |
Peru | |||
January 1 | May 1 | October 8 | |
April 9 | June 29 | December 25 | |
April 10 | July 28 |
Philippines | |||
January 1 | May 1 | November 2 | |
February 25 | June 12 | November 30 | |
April 9 | August 21 | December 8 | |
April 10 | August 31 |
Poland | |||
January 1 | May 1 | December 25 | |
January 6 | June 11 | December 31^ | |
April 10^ | November 11 | ||
April 13 | December 24^ |
Portugal | |||
January 1 | May 1 | December 31^ | |
April 10 | December 24^ | ||
April 13 | December 25 |
Qatar | |||
January 1 | May 24 | July 30 | |
February 11 | May 25 | ||
March 1 | May 26 |
Romania | |||
January 1 | May 1 | December 1 | |
January 2 | June 1 | December 25 | |
April 17 | June 8 | ||
April 20 | November 30 |
Russia | |||
January 1 | March 9 | May 11 | |
January 2 | May 1 | June 12 | |
January 7 | May 4 | November 4 | |
February 24 | May 5 |
Saudi Arabia | |||
May 24 | May 28 | August 4 | |
May 25 | July 30 | August 5 | |
May 26 | August 2 | September 23 | |
May 27 | August 3 |
Senegal | |||
January 1 | May 21 | August 7 | |
April 13 | June 1 | December 25 | |
May 1 | July 7 |
Serbia | |||
January 1 | January 7 | May 1 | |
January 2 | February 17 | November 11 | |
January 3 | April 17 | ||
January 6 | April 20 |
Singapore | |||
January 1 | May 1 | July 31 | |
January 27 | May 7 | August 10 | |
April 10 | May 25 | December 25 |
Slovakia | |||
January 1 | May 1 | November 17 | |
January 6 | May 8 | December 24 | |
April 10 | September 1 | December 25 | |
April 13 | September 15 |
Slovenia | |||
January 1 | April 27 | December 25 | |
January 2 | May 1 | December 31 | |
April 10 | June 25 | ||
April 13 | December 24 |
South Africa | |||
January 1 | May 1 | December 16 | |
April 10 | June 16 | December 25 | |
April 13 | August 10 | ||
April 27 | September 24 |
South Korea | |||
January 1 | May 1 | October 9 | |
January 24 | May 5 | December 25 | |
January 27 | September 30 | December 31 | |
April 15 | October 1 | ||
April 30 | October 2 |
Spain | |||
January 1 | May 1 | December 31^ | |
April 10 | December 24^ | ||
April 13 | December 25 |
Sri Lanka | |||
January 1 | April 10 | June 5 | |
January 10 | April 13 | August 3 | |
January 15 | April 14 | September 1 | |
February 4 | May 1 | October 1 | |
February 21 | May 7 | October 30 | |
March 9 | May 8 | December 25 | |
April 7 | May 25 | December 29 |
Srpska | |||
January 7 | April 13 | April 20 | |
January 9 | April 17 |
Sweden | |||
January 1 | April 30^ | October 30^ | |
January 6 | May 1 | December 24 | |
April 9^ | May 20^ | December 25 | |
April 10 | May 21 | December 31 | |
April 13 | June 19 |
Switzerland | |||
January 1 | April 20^ | September 14^ | |
January 2 | May 1 | December 24 | |
April 10 | May 21 | December 25 | |
April 13 | June 1 | December 31 |
Taiwan | |||
January 1 | January 29 | June 25 | |
January 23 | February 28 | June 26 | |
January 24 | April 2 | October 1 | |
January 27 | April 3 | October 2 | |
January 28 | May 1 | October 9 |
Tanzania | |||
January 1 | May 1 | October 29 | |
April 7 | July 7 | December 9 | |
April 10 | July 31 | December 25 | |
April 13 | October 14 |
Thailand | |||
January 1 | May 1 | August 12 | |
February 10 | May 4 | October 13 | |
April 6 | May 6 | October 23 | |
April 13 | June 3 | December 7 | |
April 14 | July 6 | December 10 | |
April 15 | July 28 | December 31 |
Tunisia | |||
January 1 | May 1 | August 13 | |
January 14 | May 25 | August 20 | |
March 20 | July 30 | October 15 | |
April 9 | July 31 | October 28 |
Turkey | |||
January 1 | May 25 | July 31 | |
April 23 | May 26 | August 3 | |
May 1 | July 15 | October 28 | |
May 19 | July 30 | October 29 |
United Arab Emirates | |||
January 1 | May 26 | December 2 | |
May 24 | August 20 | December 3 | |
May 25 | December 1 |
The United Kingdom | |||
January 1 | May 8 | December 25 | |
April 10 | May 25 | December 28 | |
April 13 | August 31 |
* | The U.S. bond market has recommended early close. |
Uruguay | |||
January 1 | April 10 | October 12 | |
January 6 | May 1 | November 2 | |
February 24 | May 18 | December 25 | |
February 25 | June 19 | ||
April 9 | August 25 |
Vietnam | |||
January 1 | January 28 | May 1 | |
January 23 | January 29 | September 2 | |
January 24 | April 2 | ||
January 27 | April 30 |
Zambia | |||
January 1 | April 13 | July 7 | |
March 9 | May 1 | August 3 | |
March 12 | May 25 | October 19 | |
April 10 | July 6 | December 25 |
Zimbabwe | |||
January 1 | May 1 | December 22 | |
February 21 | May 25 | December 25 | |
April 10 | August 10 | ||
April 13 | August 11 |
2019 | ||||||
Country |
Trade
Date |
Settlement
Date |
Number of
Days to Settle |
|||
Australia | 04/18/19 | 04/26/19 | 8 | |||
12/23/19 | 01/02/20 | 10 | ||||
Bangladesh | 05/29/19 | 06/09/19 | 11 | |||
05/30/19 | 06/10/19 | 11 | ||||
06/03/19 | 06/11/19 | 8 | ||||
08/06/19 | 08/14/19 | 8 | ||||
08/07/19 | 08/18/19 | 11 | ||||
08/08/19 | 08/19/19 | 11 | ||||
China | 01/30/19 | 02/11/19 | 12 | |||
01/31/19 | 02/12/19 | 12 | ||||
02/01/19 | 02/13/19 | 12 | ||||
09/26/19 | 10/08/19 | 12 | ||||
09/27/19 | 10/09/19 | 12 | ||||
09/30/19 | 10/10/19 | 10 | ||||
China Connect – Stock Connect | 02/01/19 | 02/11/19 | 10 | |||
09/30/19 | 10/08/19 | 8 | ||||
Cyprus | 04/24/19 | 05/02/19 | 8 | |||
04/25/19 | 05/03/19 | 8 | ||||
Hungary | 12/20/19 | 12/30/19 | 10 | |||
12/23/19 | 12/31/19 | 8 | ||||
Indonesia | 05/29/19 | 06/10/19 | 12 | |||
05/31/19 | 06/11/19 | 11 | ||||
Japan | 04/24/19 | 05/07/19 | 13 | |||
04/25/19 | 05/08/19 | 13 | ||||
04/26/19 | 05/09/19 | 13 | ||||
12/26/19 | 01/06/20 | 11 | ||||
12/27/19 | 01/07/20 | 11 | ||||
12/30/19 | 01/08/20 | 9 | ||||
Jordan | 08/07/19 | 08/15/19 | 8 |
2019 | ||||||
Country |
Trade
Date |
Settlement
Date |
Number of
Days to Settle |
|||
08/08/19 | 08/18/19 | 10 | ||||
Kuwait | 08/06/19 | 08/14/19 | 8 | |||
08/07/19 | 08/15/19 | 8 | ||||
08/08/19 | 08/18/19 | 10 | ||||
Malawi | 01/08/19 | 01/16/19 | 8 | |||
01/09/19 | 01/17/19 | 8 | ||||
01/10/19 | 01/18/19 | 8 | ||||
01/11/19 | 01/21/19 | 10 | ||||
01/14/19 | 01/22/19 | 8 | ||||
02/25/19 | 03/05/19 | 8 | ||||
02/26/19 | 03/06/19 | 8 | ||||
02/27/19 | 03/07/19 | 8 | ||||
02/28/19 | 03/08/19 | 8 | ||||
03/01/19 | 03/11/19 | 10 | ||||
04/12/19 | 04/23/19 | 11 | ||||
04/15/19 | 04/24/19 | 9 | ||||
04/16/19 | 04/25/19 | 9 | ||||
04/17/19 | 04/26/19 | 9 | ||||
04/18/19 | 04/29/19 | 11 | ||||
04/24/19 | 05/02/19 | 8 | ||||
04/25/19 | 05/03/19 | 8 | ||||
04/26/19 | 05/06/19 | 10 | ||||
04/29/19 | 05/07/19 | 8 | ||||
04/30/19 | 05/08/19 | 8 | ||||
05/07/19 | 05/15/19 | 8 | ||||
05/08/19 | 05/16/19 | 8 | ||||
05/09/19 | 05/17/19 | 8 | ||||
05/10/19 | 05/20/19 | 10 | ||||
05/13/19 | 05/21/19 | 8 | ||||
05/28/19 | 06/05/19 | 8 | ||||
05/29/19 | 06/06/19 | 8 | ||||
05/30/19 | 06/07/19 | 8 | ||||
05/31/19 | 06/10/19 | 10 | ||||
06/03/19 | 06/11/19 | 8 | ||||
07/01/19 | 07/09/19 | 8 | ||||
07/02/19 | 07/10/19 | 8 | ||||
07/03/19 | 07/11/19 | 8 | ||||
07/04/19 | 07/12/19 | 8 | ||||
07/05/19 | 07/15/19 | 10 | ||||
10/08/19 | 10/16/19 | 8 | ||||
10/09/19 | 10/17/19 | 8 | ||||
10/10/19 | 10/18/19 | 8 | ||||
10/11/19 | 10/21/19 | 10 | ||||
10/14/19 | 10/22/19 | 8 | ||||
12/18/19 | 12/27/19 | 9 | ||||
12/19/19 | 12/30/19 | 11 | ||||
12/20/19 | 12/31/19 | 11 | ||||
12/23/19 | 01/02/20 | 10 |
2019 | ||||||
Country |
Trade
Date |
Settlement
Date |
Number of
Days to Settle |
|||
12/24/19 | 01/03/20 | 10 | ||||
Malaysia | 01/30/19 | 02/07/19 | 8 | |||
01/31/19 | 02/08/19 | 8 | ||||
Morocco | 08/07/19 | 08/15/19 | 8 | |||
08/08/19 | 08/16/19 | 8 | ||||
08/09/19 | 08/19/19 | 10 | ||||
11/04/19 | 11/13/19 | 9 | ||||
11/05/19 | 11/14/19 | 9 | ||||
Namibia | 03/14/19 | 03/22/19 | 8 | |||
03/15/19 | 03/25/19 | 10 | ||||
03/18/19 | 03/26/19 | 8 | ||||
03/19/19 | 03/27/19 | 8 | ||||
03/20/19 | 03/28/19 | 8 | ||||
04/12/19 | 04/23/19 | 11 | ||||
04/15/19 | 04/24/19 | 9 | ||||
04/16/19 | 04/25/19 | 9 | ||||
04/17/19 | 04/26/19 | 9 | ||||
04/18/19 | 04/29/19 | 11 | ||||
04/24/19 | 05/02/19 | 8 | ||||
04/25/19 | 05/03/19 | 8 | ||||
04/26/19 | 05/06/19 | 10 | ||||
04/29/19 | 05/07/19 | 8 | ||||
04/30/19 | 05/08/19 | 8 | ||||
05/23/19 | 05/31/19 | 8 | ||||
05/24/19 | 06/03/19 | 10 | ||||
05/27/19 | 06/04/19 | 8 | ||||
05/28/19 | 06/05/19 | 8 | ||||
05/29/19 | 06/06/19 | 8 | ||||
06/10/19 | 06/18/19 | 8 | ||||
06/11/19 | 06/19/19 | 8 | ||||
06/12/19 | 06/20/19 | 8 | ||||
06/13/19 | 06/21/19 | 8 | ||||
06/14/19 | 06/24/19 | 10 | ||||
08/02/19 | 08/12/19 | 10 | ||||
08/05/19 | 08/13/19 | 8 | ||||
08/06/19 | 08/14/19 | 8 | ||||
08/07/19 | 08/15/19 | 8 | ||||
08/08/19 | 08/16/19 | 8 | ||||
08/19/19 | 08/27/19 | 8 | ||||
08/20/19 | 08/28/19 | 8 | ||||
08/21/19 | 08/29/19 | 8 | ||||
08/22/19 | 08/30/19 | 8 | ||||
08/23/19 | 09/02/19 | 10 | ||||
09/17/19 | 09/25/19 | 8 | ||||
09/18/19 | 09/26/19 | 8 | ||||
09/19/19 | 09/27/19 | 8 | ||||
09/20/19 | 09/30/19 | 10 |
2019 | ||||||
Country |
Trade
Date |
Settlement
Date |
Number of
Days to Settle |
|||
09/23/19 | 10/01/19 | 8 | ||||
12/03/19 | 12/11/19 | 8 | ||||
12/04/19 | 12/12/19 | 8 | ||||
12/05/19 | 12/13/19 | 8 | ||||
12/06/19 | 12/17/19 | 11 | ||||
12/09/19 | 12/18/19 | 9 | ||||
12/11/19 | 12/19/19 | 8 | ||||
12/12/19 | 12/20/19 | 8 | ||||
12/13/19 | 12/23/19 | 10 | ||||
12/18/19 | 12/27/19 | 9 | ||||
12/19/19 | 12/30/19 | 11 | ||||
12/20/19 | 12/31/19 | 11 | ||||
12/23/19 | 01/02/20 | 10 | ||||
12/24/19 | 01/03/20 | 10 | ||||
12/27/19 | 01/06/20 | 10 | ||||
12/30/19 | 01/07/20 | 8 | ||||
12/31/19 | 01/08/20 | 8 | ||||
New Zealand | 04/18/19 | 04/26/19 | 8 | |||
Oman | 08/06/19 | 08/18/19 | 12 | |||
08/07/19 | 08/19/19 | 12 | ||||
08/08/19 | 08/20/19 | 12 | ||||
Philippines | 12/23/19 | 01/02/20 | 10 | |||
12/26/19 | 01/03/20 | 8 | ||||
12/27/19 | 01/06/20 | 10 | ||||
Qatar | 05/30/19 | 06/09/19 | 10 | |||
06/02/19 | 06/10/19 | 8 | ||||
06/03/19 | 06/11/19 | 8 | ||||
08/06/19 | 08/14/19 | 8 | ||||
08/07/19 | 08/15/19 | 8 | ||||
08/08/19 | 08/18/19 | 10 | ||||
Russia | 04/26/19 | 05/06/19 | 10 | |||
04/29/19 | 05/07/19 | 8 | ||||
04/30/19 | 05/08/19 | 8 | ||||
12/31/19 | 01/08/20 | 8 | ||||
Saudi Arabia | 08/08/19 | 08/18/19 | 10 | |||
08/11/19 | 08/19/19 | 8 | ||||
Serbia | 04/25/19 | 05/03/19 | 8 | |||
12/30/19 | 01/08/20 | 9 | ||||
12/31/19 | 01/09/20 | 9 | ||||
Srpska | 04/25/19 | 05/03/19 | 8 | |||
Swaziland | 04/12/19 | 04/23/19 | 11 |
2019 | ||||||
Country |
Trade
Date |
Settlement
Date |
Number of
Days to Settle |
|||
04/15/19 | 04/24/19 | 9 | ||||
04/16/19 | 04/26/19 | 10 | ||||
04/17/19 | 04/29/19 | 12 | ||||
04/18/19 | 04/30/19 | 12 | ||||
04/23/19 | 05/02/19 | 9 | ||||
04/24/19 | 05/03/19 | 9 | ||||
04/26/19 | 05/06/19 | 10 | ||||
04/29/19 | 05/07/19 | 8 | ||||
04/30/19 | 05/08/19 | 8 | ||||
05/23/19 | 05/31/19 | 8 | ||||
05/24/19 | 06/03/19 | 10 | ||||
05/27/19 | 06/04/19 | 8 | ||||
05/28/19 | 06/05/19 | 8 | ||||
05/29/19 | 06/06/19 | 8 | ||||
07/15/19 | 07/23/19 | 8 | ||||
07/16/19 | 07/24/19 | 8 | ||||
07/17/19 | 07/25/19 | 8 | ||||
07/18/19 | 07/26/19 | 8 | ||||
07/19/19 | 07/29/19 | 10 | ||||
08/26/19 | 09/03/19 | 8 | ||||
08/27/19 | 09/04/19 | 8 | ||||
08/28/19 | 09/05/19 | 8 | ||||
08/29/19 | 09/09/19 | 11 | ||||
08/30/19 | 09/10/19 | 11 | ||||
09/03/19 | 09/11/19 | 8 | ||||
09/04/19 | 09/12/19 | 8 | ||||
09/05/19 | 09/13/19 | 8 | ||||
12/18/19 | 12/27/19 | 9 | ||||
12/19/19 | 12/30/19 | 11 | ||||
12/20/19 | 12/31/19 | 11 | ||||
12/23/19 | 01/02/20 | 10 | ||||
12/24/19 | 01/03/20 | 10 | ||||
12/27/19 | 01/06/20 | 10 | ||||
12/30/19 | 01/07/20 | 8 | ||||
12/31/19 | 01/08/20 | 8 | ||||
Taiwan | 01/29/19 | 02/11/19 | 13 | |||
01/30/19 | 02/12/19 | 13 | ||||
Tunisia | 05/30/19 | 06/07/19 | 8 | |||
United Arab Emirates | 08/07/19 | 08/15/19 | 8 | |||
08/08/19 | 08/18/19 | 10 | ||||
Uruguay | 04/15/19 | 04/23/19 | 8 | |||
04/16/19 | 04/24/19 | 8 | ||||
04/17/19 | 04/25/19 | 8 | ||||
Vietnam | 01/31/19 | 02/11/19 | 11 | |||
02/01/19 | 02/12/19 | 11 |
2019 | ||||||
Country |
Trade
Date |
Settlement
Date |
Number of
Days to Settle |
|||
Zimbabwe | 04/15/19 | 04/23/19 | 8 | |||
04/16/19 | 04/24/19 | 8 | ||||
04/17/19 | 04/25/19 | 8 | ||||
12/19/19 | 12/27/19 | 8 | ||||
12/20/19 | 12/30/19 | 10 |
2020 | ||||||
Country |
Trade
Date |
Settlement
Date |
Number of
Days to Settle |
|||
Australia | 12/21/20 | 12/29/20 | 8 | |||
12/22/20 | 12/30/20 | 8 | ||||
12/23/20 | 01/04/21 | 12 | ||||
Bangladesh | 05/18/20 | 05/26/20 | 8 | |||
05/19/20 | 05/27/20 | 8 | ||||
05/20/20 | 05/28/20 | 8 | ||||
China | 01/21/20 | 01/31/20 | 10 | |||
01/22/20 | 02/03/20 | 12 | ||||
01/23/20 | 02/04/20 | 12 | ||||
04/28/20 | 05/06/20 | 8 | ||||
04/29/20 | 05/07/20 | 8 | ||||
04/30/20 | 05/08/20 | 8 | ||||
09/28/20 | 10/09/20 | 11 | ||||
09/29/20 | 10/12/20 | 13 | ||||
09/30/20 | 10/13/20 | 13 | ||||
China Connect – Stock Connect | 01/23/20 | 01/31/20 | 8 | |||
04/28/20 | 05/06/20 | 8 | ||||
09/30/20 | 10/09/20 | 9 | ||||
Eswatini | 04/03/20 | 04/14/20 | 11 | |||
04/06/20 | 04/15/20 | 9 | ||||
04/07/20 | 04/16/20 | 9 | ||||
04/08/20 | 04/17/20 | 9 | ||||
04/09/20 | 04/21/20 | 12 | ||||
04/14/20 | 04/22/20 | 8 | ||||
04/15/20 | 04/23/20 | 8 | ||||
04/16/20 | 04/24/20 | 8 | ||||
04/17/20 | 04/27/20 | 10 | ||||
04/24/20 | 05/04/20 | 10 | ||||
04/27/20 | 05/05/20 | 8 | ||||
04/28/20 | 05/06/20 | 8 | ||||
04/29/20 | 05/07/20 | 8 | ||||
04/30/20 | 05/08/20 | 8 | ||||
05/14/20 | 05/22/20 | 8 | ||||
05/15/20 | 05/25/20 | 10 |
2020 | ||||||
Country |
Trade
Date |
Settlement
Date |
Number of
Days to Settle |
|||
05/18/20 | 05/26/20 | 8 | ||||
05/19/20 | 05/27/20 | 8 | ||||
05/20/20 | 05/28/20 | 8 | ||||
07/15/20 | 07/23/20 | 8 | ||||
07/16/20 | 07/24/20 | 8 | ||||
07/17/20 | 07/27/20 | 10 | ||||
07/20/20 | 07/28/20 | 8 | ||||
07/21/20 | 07/29/20 | 8 | ||||
08/31/20 | 09/08/20 | 8 | ||||
09/01/20 | 09/09/20 | 8 | ||||
09/02/20 | 09/10/20 | 8 | ||||
09/03/20 | 09/11/20 | 8 | ||||
09/04/20 | 09/14/20 | 10 | ||||
12/18/20 | 12/29/20 | 11 | ||||
12/21/20 | 12/30/20 | 9 | ||||
12/22/20 | 12/31/20 | 9 | ||||
12/23/20 | 01/04/21 | 12 | ||||
12/24/20 | 01/05/21 | 12 | ||||
Ghana | 07/28/20 | 08/05/20 | 8 | |||
07/29/20 | 08/06/20 | 8 | ||||
Indonesia | 05/19/20 | 05/28/20 | 9 | |||
05/20/20 | 05/29/20 | 9 | ||||
Ireland | 12/22/20 | 12/30/20 | 8 | |||
12/23/20 | 01/04/21 | 12 | ||||
Israel | 04/06/20 | 04/16/20 | 10 | |||
04/07/20 | 04/19/20 | 12 | ||||
09/30/20 | 10/11/20 | 11 | ||||
10/01/20 | 10/12/20 | 11 | ||||
Kuwait | 05/19/20 | 05/27/20 | 8 | |||
05/20/20 | 05/28/20 | 8 | ||||
05/21/20 | 05/31/20 | 10 | ||||
07/27/20 | 08/04/20 | 8 | ||||
07/28/20 | 08/05/20 | 8 | ||||
07/29/20 | 08/06/20 | 8 | ||||
Malawi | 01/08/20 | 01/16/20 | 8 | |||
01/09/20 | 01/17/20 | 8 | ||||
01/10/20 | 01/20/20 | 10 | ||||
01/13/20 | 01/21/20 | 8 | ||||
01/14/20 | 01/22/20 | 8 | ||||
02/25/20 | 03/04/20 | 8 | ||||
02/26/20 | 03/05/20 | 8 | ||||
02/27/20 | 03/06/20 | 8 | ||||
02/28/20 | 03/09/20 | 10 | ||||
03/02/20 | 03/10/20 | 8 |
2020 | ||||||
Country |
Trade
Date |
Settlement
Date |
Number of
Days to Settle |
|||
04/03/20 | 04/14/20 | 11 | ||||
04/06/20 | 04/15/20 | 9 | ||||
04/07/20 | 04/16/20 | 9 | ||||
04/08/20 | 04/17/20 | 9 | ||||
04/09/20 | 04/20/20 | 11 | ||||
04/24/20 | 05/04/20 | 10 | ||||
04/27/20 | 05/05/20 | 8 | ||||
04/28/20 | 05/06/20 | 8 | ||||
04/29/20 | 05/07/20 | 8 | ||||
04/30/20 | 05/08/20 | 8 | ||||
05/07/20 | 05/15/20 | 8 | ||||
05/08/20 | 05/18/20 | 10 | ||||
05/11/20 | 05/19/20 | 8 | ||||
05/12/20 | 05/20/20 | 8 | ||||
05/13/20 | 05/21/20 | 8 | ||||
05/18/20 | 05/26/20 | 8 | ||||
05/19/20 | 05/27/20 | 8 | ||||
05/20/20 | 05/28/20 | 8 | ||||
05/21/20 | 05/29/20 | 8 | ||||
05/22/20 | 06/01/20 | 10 | ||||
06/29/20 | 07/07/20 | 8 | ||||
06/30/20 | 07/08/20 | 8 | ||||
07/01/20 | 07/09/20 | 8 | ||||
07/02/20 | 07/10/20 | 8 | ||||
07/03/20 | 07/13/20 | 10 | ||||
10/08/20 | 10/16/20 | 8 | ||||
10/09/20 | 10/19/20 | 10 | ||||
10/12/20 | 10/20/20 | 8 | ||||
10/13/20 | 10/21/20 | 8 | ||||
10/14/20 | 10/22/20 | 8 | ||||
12/18/20 | 12/28/20 | 10 | ||||
12/21/20 | 12/29/20 | 8 | ||||
12/22/20 | 12/30/20 | 8 | ||||
12/23/20 | 12/31/20 | 8 | ||||
12/24/20 | 01/04/21 | 11 | ||||
Namibia | 04/03/20 | 04/14/20 | 11 | |||
04/06/20 | 04/15/20 | 9 | ||||
04/07/20 | 04/16/20 | 9 | ||||
04/08/20 | 04/17/20 | 9 | ||||
04/09/20 | 04/20/20 | 11 | ||||
04/24/20 | 05/05/20 | 11 | ||||
04/27/20 | 05/06/20 | 9 | ||||
04/28/20 | 05/07/20 | 9 | ||||
04/29/20 | 05/08/20 | 9 | ||||
04/30/20 | 05/11/20 | 11 | ||||
05/14/20 | 05/22/20 | 8 | ||||
05/15/20 | 05/26/20 | 11 | ||||
05/18/20 | 05/27/20 | 9 | ||||
05/19/20 | 05/28/20 | 9 |
2020 | ||||||
Country |
Trade
Date |
Settlement
Date |
Number of
Days to Settle |
|||
05/20/20 | 05/29/20 | 9 | ||||
05/22/20 | 06/01/20 | 10 | ||||
08/19/20 | 08/27/20 | 8 | ||||
08/20/20 | 08/28/20 | 8 | ||||
08/21/20 | 08/31/20 | 10 | ||||
08/24/20 | 09/01/20 | 8 | ||||
08/25/20 | 09/02/20 | 8 | ||||
12/03/20 | 12/11/20 | 8 | ||||
12/04/20 | 12/14/20 | 10 | ||||
12/07/20 | 12/15/20 | 8 | ||||
12/08/20 | 12/16/20 | 8 | ||||
12/09/20 | 12/17/20 | 8 | ||||
12/18/20 | 12/28/20 | 10 | ||||
12/21/20 | 12/29/20 | 8 | ||||
12/22/20 | 12/30/20 | 8 | ||||
12/23/20 | 12/31/20 | 8 | ||||
12/24/20 | 01/04/21 | 11 | ||||
Norway | 04/06/20 | 04/14/20 | 8 | |||
04/07/20 | 04/15/20 | 8 | ||||
Pakistan | 05/20/20 | 05/28/20 | 8 | |||
05/21/20 | 05/29/20 | 8 | ||||
Qatar | 05/19/20 | 05/27/20 | 8 | |||
05/20/20 | 05/28/20 | 8 | ||||
05/21/20 | 05/31/20 | 10 | ||||
Russia | 04/28/20 | 05/06/20 | 8 | |||
04/29/20 | 05/07/20 | 8 | ||||
04/30/20 | 05/08/20 | 8 | ||||
Saudi Arabia | 05/20/20 | 05/31/20 | 11 | |||
05/21/20 | 06/01/20 | 11 | ||||
07/28/20 | 08/06/20 | 9 | ||||
07/29/20 | 08/09/20 | 11 | ||||
Sri Lanka | 04/06/20 | 04/15/20 | 9 | |||
04/08/20 | 04/16/20 | 8 | ||||
04/09/20 | 04/17/20 | 8 | ||||
Taiwan | 01/21/20 | 01/30/20 | 9 | |||
01/22/20 | 01/31/20 | 9 | ||||
Tanzania | 04/06/20 | 04/14/20 | 8 | |||
Vietnam | 01/21/20 | 01/30/20 | 9 |
2020 | ||||||
Country |
Trade
Date |
Settlement
Date |
Number of
Days to Settle |
|||
01/22/20 | 01/31/20 | 9 |
* | These worst-case redemption cycles are based on information regarding regular holidays available as of January 17, 2020, which may be out of date as of the date of this SAI. Based on changes in holidays, longer (worse) redemption cycles are possible. Further, regional holidays, the treatment by market participants of certain days as unofficial holidays (including days on which no or limited securities transactions occur as a result of substantially shortened trading hours), the elimination of existing holidays, or changes in local securities delivery practices, could affect the information set forth herein. |
1 Year iShares MSCI Agriculture... Chart |
1 Month iShares MSCI Agriculture... Chart |
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