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TRT Trio Tech International

6.20
0.00 (0.00%)
Pre Market
Last Updated: 09:16:47
Delayed by 15 minutes
Share Name Share Symbol Market Type
Trio Tech International AMEX:TRT AMEX Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 6.20 0 09:16:47

Initial Statement of Beneficial Ownership (3)

12/03/2019 12:24pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Siew Kuan Soon

2. Date of Event Requiring Statement (MM/DD/YYYY)
6/22/2015 

3. Issuer Name and Ticker or Trading Symbol

TRIO-TECH INTERNATIONAL [TRT]

(Last)        (First)        (Middle)

C/O TRIO-TECH INTERNATIONAL, 16139 WYANDOTTE ST

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Vice President /

(Street)

VAN NUYS, CA 91406       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   21350   D  
 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy)   (1) 12/14/2010   12/13/2015   Common Stock   7500   $4.35   D  
 

Explanation of Responses:
(1)  The reporting person is filing this Form 3 with information as of the Date of Event Requiring Statement noted in box 2 above. The reporting person held the option being reported in Table II above as of such Date of Event but such option expired by its terms, without exercise, on December 13, 2015. The reporting person has had no reportable transactions since the Date of Event Requiring Statement noted in box 2 above.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Siew Kuan Soon
C/O TRIO-TECH INTERNATIONAL
16139 WYANDOTTE ST
VAN NUYS, CA 91406


Vice President

Signatures
/s/ Soon Siew Kuan 3/12/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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