Current Report Filing (8-k)

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)

April 28, 2017

 

Tompkins Financial Corporation

 

(Exact name of registrant as specified in its charter)

 

New York	1-12709	16-1482357
( State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

 

The Commons, PO Box 460, Ithaca, New York

14851

(Address of Principal executive offices)

(Zip Code)

 

Registrant’s telephone number, including area code

[phone]

 

 

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR 240.13e-4(c))

 

 

 

 

 

 

Item 2.02 Results of Operations and Financial Condition

 

On April 28, 2017, the Company issued a press release announcing its earnings for the calendar quarter ended March 31, 2017. A copy of the press release is attached to this Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.

 

Item 8.01 Other Events

 

On April 28, 2017, the Company issued a press release announcing that its Board of Directors approved payment of a regular quarterly cash dividend of $0.45 per share, payable on May 16, 2017, to common shareholders of record on May 8, 2017. A copy of the press release is attached to this Report on Form 8-K as Exhibit 99.2 and is incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits

 

(a)        Not applicable.

(b)        Not applicable.

(c)        Not applicable.

(d)        Exhibits.

 

	Exhibit No.	Description
	99.1	Press Release of Tompkins Financial Corporation dated April 28, 2017

99.2

Press Release of Tompkins Financial Corporation dated April 28, 2017

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

	TOMPKINS FINANCIAL CORPORATION
Date: April 28, 2017	/S/ Stephen S. Romaine
	Stephen S. Romaine President and CEO

 

 

 

 

INDEX TO EXHIBITS

 

EXHIBIT NUMBER		EXHIBIT DESCRIPTION
	99.1	Press Release of Tompkins Financial Corporation dated April 28, 2017

99.2

Press Release of Tompkins Financial Corporation dated April 28, 2017