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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Tompkins Financial Corporation | AMEX:TMP | AMEX | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
2.28 | 4.19% | 56.66 | 57.14 | 54.69 | 54.69 | 18,872 | 17:21:35 |
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New York
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16-1482357
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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The Commons, P.O. Box 460, Ithaca, New York
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14851
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(Address of principal executive offices)
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(Zip Code)
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Common Stock ($.10 Par Value Per Share)
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NYSE American
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(Title of class)
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(Name of exchange on which traded)
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Large Accelerated Filer ☒
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Accelerated Filer ☐
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Nonaccelerated Filer ☐
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Smaller Reporting Company ☐
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Emerging Growth Company ☐
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(a)(3)
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Exhibits
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The exhibits listed on the Exhibit Index of this Amendment, incorporated by reference in this Item 15, have been previously filed, are filed herewith, or are incorporated herein by reference to other filings, as indicated.
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By:
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/s/ Stephen S. Romaine
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Stephen S. Romaine
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President and Chief Executive Officer
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(Principal Executive Officer)
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EXHIBIT INDEX
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Item No.
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Description
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2.1
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Agreement and Plan of Reorganization, dated as of March 14, 1995, among the Bank, the Company and the Interim Bank, incorporated herein by reference to Exhibit 2 to the Company’s Registration Statement on From 8-A (No. 0-38625), filed with the Commission on January 22, 1996.
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2.2
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Agreement and Plan of Reorganization, dated as of July 30, 1999, between the Company and Letchworth, incorporated herein by reference to Annex A to the Company’s Registration Statement on Form S-4 (Registration No. 333-90411), filed with the Commission on November 5, 1999.
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2.3
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2.4
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3.1
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3.2
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4.1
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Form of Specimen Common Stock Certificate of the Company, incorporated herein by reference to Exhibit 4 to the Company’s Registration Statement on Form 8-A (No. 0-27514), filed with the Commission on December 29, 1995.
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4.2
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4.3
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4.4
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4.5
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4.6
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4.7
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10.1*
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10.2*
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10.3*
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Form of Director Deferred Compensation Agreement, incorporated herein by reference to Exhibit 10.4 to the Company’s Registration Statement on Form 8-A (No. 0-27514), filed with the Commission on December 29, 1995.
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10.4*
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Deferred Compensation Plan for Senior Officers, incorporated herein by reference to Exhibit 10.5 to the Company’s Registration Statement on Form 8-A (No. 0-27514), filed with the Commission on December 29, 1995.
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10.5
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Lease Agreement dated August 20, 1993, between Tompkins County Trust Company and Comex Plaza Associates, relating to leased property at the Rothschild Building, Ithaca, NY, incorporated herein by reference to Exhibit 10.8 to the Company’s Form 10-K, filed with the Commission on March 26, 1996.
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10.6*
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10.7*
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10.8*
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10.9*
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10.10*
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10.11*
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10.12*
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10.13*
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10.14*
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10.15*
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10.16*
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10.17*
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10.18
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10.19
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10.20*
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10.21*
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10.22*
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10.23*
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10.24*
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10.25*
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21
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23
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24
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Power of Attorney, previously filed by the registrant with the Original 10-K.
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31.1
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31.2
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32.1
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Certification of the Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, previously filed by the registrant with the Original Form 10-K.
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32.2
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Certification of the Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, previously filed by the registrant with the Original Form 10-K.
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101
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The following materials from the company’s Annual report on Form 10-K for the year ended December 31, 2017, formatted in XBRL (eXtensibel Business reporting Language), all of which were previously filed by the registrant with the Original Form 10-K: (i) Condensed Consolidated Statements of Condition as of December 31, 2017; (ii) Condensed Consolidated Statements of Income as of December 31, 2017; (iii) Condensed consolidated Statements of Comprehensive Income as of December 31, 2017; (iv) Condensed Consolidated Statements of Cash Flows as of December 31, 2017; (v) Condensed Consolidated Statements of Changes in Shareholders’ Equity as of December 31, 2017; and (vi) Notes to Unaudited Condensed Consolidated Financial Statements, previously filed by the registrant with the Original 10-K.
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