Form SD - Specialized disclosure report

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD

Specialized Disclosure Report

 

Stereotaxis, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware		001-36159		94-3120386
(State or other jurisdiction of		(Commission		(IRS Employer
incorporation or organization)		File Number)		Identification No.)

 

710 N. Tucker Blvd, Suite 110; St. Louis, MO		63101
(Address of principal executive offices)		(Zip Code)

 

Laura Spencer Garth 314-678-6100

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.

☐ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended December 31, 2023.

 

 

 

 

 

Section 1 – Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

 

This Specialized Disclosure Report on Form SD (“Form SD”) of Stereotaxis, Inc. (“Stereotaxis”, the “Company” or “we”) for the reporting period from January 1 to December 31, 2023, is filed pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Capitalized terms not otherwise defined herein are defined in the Rule.

 

Stereotaxis evaluated its products and determined that our products contain “necessary conflict minerals.” This means that Conflict Minerals as defined in the Rule are present in products we manufacture or contract to manufacture and are used to achieve the required function, use or purpose of those products. Our determination and related disclosures relating to such necessary conflict minerals are included in Stereotaxis’ Conflict Minerals Report and are incorporated by reference herein.

 

Item 1.02 Exhibit

 

The Company has filed a Conflict Minerals Report as Exhibit 1.01 to this Form SD. Stereotaxis’ Conflict Minerals Report is available at http://www.stereotaxis.com/legal/. The website and the information accessible through it are not incorporated into this Form SD.

 

Section 2 - Exhibits

 

Item 2.01 Exhibits

 

Exhibit 1.01 Stereotaxis, Inc. Conflict Minerals Report for the reporting period January 1 to December 31, 2023

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

STEREOTAXIS, INC.
(Registrant)

 

By:	/s/ Laura Spencer Garth		May 30, 2024
Name:	Laura Spencer Garth		(Date)
Title:	General Counsel & Corporate Secretary

 

 

Exhibit 1.01

 

Stereotaxis, Inc.

Conflict Minerals Report

For The Year Ended December 31, 2023

 

Introduction

 

This Conflict Minerals Report for Stereotaxis, Inc. (“Stereotaxis”, “we,” “us,” and “our”) is for the period from January 1 to December 31, 2023 and is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule”). Terms used in this report are defined in the Rule and Form SD. Refer to those sources and to SEC Release No. 34-67716 issued by the Securities and Exchange Commission on August 22, 2012 for such definitions.

 

Stereotaxis designs, manufactures and markets robotic systems, instruments and information systems for the interventional laboratory. Our proprietary robotic technology, Robotic Magnetic Navigation (“RMN”), fundamentally transforms endovascular interventions using precise computer-controlled magnetic fields to directly control the tip of flexible interventional catheters or devices. Direct control of the tip of an interventional device, in contrast to all manual hand-held devices that are controlled from their handle, can improve the precision, stability, reach and safety of these devices during procedures.

 

Our primary products include the Genesis RMN System, the Odyssey Solution, and other related devices. Through our strategic relationships with fluoroscopy system manufacturers, providers of catheters and electrophysiology mapping systems, and other parties, we offer our customers x-ray systems and other accessory devices.

 

The Genesis RMN System is designed to enable physicians to complete more complex interventional procedures by providing image-guided delivery of catheters through the blood vessels and chambers of the heart to treatment sites. This is achieved using externally applied magnetic fields that govern the motion of the working tip of the catheter, resulting in improved navigation, efficient procedures, and reduced x-ray exposure.

 

The Odyssey Solution consolidates lab information onto one large integrated display, enabling physicians to view and control all the key information in the operating room. This is designed to improve lab layout and procedure efficiency. The system also features a remote viewing and recording capability called Odyssey Cinema, which is an innovative solution that delivers synchronized content for optimized workflow, advanced care, and improved productivity. This tool includes an archiving capability that allows clinicians to store and replay entire procedures or segments of procedures. This information can be accessed from locations throughout the hospital local area network and over the global Odyssey Network providing physicians with a tool for clinical collaboration, remote consultation, and training.

 

We have arrangements with fluoroscopy system manufacturers to provide such systems in a bundled purchase offer for hospitals establishing robotic interventional operating rooms. These are single-plane, full-power x-ray systems and include the c-arm and powered table. The combination of RMN Systems with our partnered x-ray systems reduces the cost of acquisition, the ongoing cost of ownership, and the complexity of installation of a robotic electrophysiology practice.

 

This Report describes the process and results of Stereotaxis’ Conflict Minerals program. Stereotaxis performed a Reasonable Country of Origin Inquiry (RCOI) to determine the source of necessary conflict minerals in our products, and in accordance with the Rule then undertook due diligence measures on the source and chain of custody of those necessary conflict minerals. The purpose of this due diligence was to determine if any of the necessary conflict minerals originated from the Democratic Republic of the Congo (“DRC”) or an adjoining country (collectively defined as the “Covered Countries”) and may not have come from recycled or scrap sources, to determine whether such products are “DRC conflict free.”

 

Consistent with the provisions of the Rule, this Conflict Minerals Report has not been audited by an independent private sector auditor.

 

 

 

Design of Conflict Minerals Program and Due Diligence Process

 

Stereotaxis has a Conflict Minerals program designed to be in conformance with the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, 3^rd Edition, including the Supplement on Tin, Tantalum and Tungsten, and the Supplement on Gold (collectively, the “OECD Guidance”). In the context of the OECD Guidance Stereotaxis is a “downstream company” in the conflict minerals supply chain. Summarized below are the five due diligence steps taken which align with the OECD Guidance five-step framework:

 

1.	Maintained a strong company management system:
	a)	We have a Conflict Minerals Policy. It can be found on our website at http://www.stereotaxis.com/legal/.
	b)	We have an internal cross-functional Conflict Minerals team that oversees the implementation of our Conflict Minerals program. The status of our Conflict Minerals program is reviewed with senior management. We maintain records relating to our Conflict Minerals program.
	c)	We have a system of controls and transparency over our supply chain using the industry-standard Conflict Minerals Reporting Template (“CMRT”), which is a supply chain survey designed to identify the maturity of our suppliers’ conflict minerals programs and identify the smelters and refiners that process the necessary conflict minerals contained in their products.
	d)	We have informed our suppliers of our company policy, and our commitment to be DRC conflict free. Where suppliers are unaware of conflict minerals regulations or have an immature process, we seek to educate them.
	e)	We have a company-level grievance mechanism whereby anyone can confidentially call or email a concern or report a violation of a policy. Refer to the Stereotaxis Code of Conduct Handbook in the Ethics and Commitment section of our website at http://www.stereotaxis.com/legal/.

 

2.	Identified and assessed risks in the conflict minerals supply chain:

 

	a)	We identified conflict minerals risks in our supply chain:
		○	We identified all direct suppliers that supply us with products that might contain Conflict Minerals intentionally added and necessary for the functionality of those products.
		○	We conducted a Reasonable Country of Origin Inquiry (RCOI) with relevant suppliers of parts and materials used in products manufactured by Stereotaxis.
		○	We requested our direct suppliers provide us with a completed industry-standard CMRT. The CMRT includes a section identifying evidence of an active corporate conflict minerals program/policy by each respective supplier, as well as a list of Smelters or Refiners in the supplier’s conflict mineral supply chain.
		○	We followed up with unresponsive suppliers, making multiple attempts to obtain information.
		○	We reviewed CMRT’s and any other documentation provided by our suppliers for completeness and reasonableness. We categorized suppliers according to the responses provided.
	b)	We assessed risks of adverse impacts by actively working to discontinue sourcing products from upstream suppliers when we identified a reasonable risk that they are sourcing from, or linked to any party committing serious abuses, consistent with Annex II of the OECD Guidance.

 

3.	Designed and implemented a strategy to respond to identified risks:

 

	a)	We identified the results of our RCOI and identified high risk suppliers to senior management.
	b)	We have a risk management plan that includes seeking to reduce or eliminate high risk suppliers.
	c)	We have an ongoing risk reduction and management program, which includes a goal that all future product designs are DRC conflict free, periodically reviewing and updating the conflict minerals status of our existing products and striving over time to reduce or eliminate non-conflict-free minerals from the supply chain.
	d)	We monitored, and will continue to monitor changes in supplier conflict minerals status, as circumstances change with suppliers and as conflict minerals status ripples through the supply chain to end item manufacturers such as Stereotaxis.

 

 

 

4.	Carried out independent third-party audit of supply chain due diligence at identified points in the supply chain:

 

a)

We engage a third-party which has a comprehensive Verification, Outreach and Due Diligence Process which provides us with detailed information and audit results related to the smelters or refiners in our supply chain.

 

5.	Reported on supply chain due diligence:

 

	a)	We publicly communicated our Conflict Minerals Sourcing Policy on our company website at http://www.stereotaxis.com /legal/.
	b)	We publicly disclosed this Conflict Minerals Report on our company website at http://www.stereotaxis.com /legal/.
	c)	As allowed by the Rule, obtaining an independent private sector audit of this Report was not required.

 

The content of any website referred to in this Report is included for general information only and is not incorporated by reference in this Report.

 

Reasonable Country of Origin Inquiry Results

 

Following the Conflict Minerals program described above, Stereotaxis identified 165 suppliers and original equipment manufacturers in our direct supply chain. We identified 128 of those suppliers as the ones who provide us with components, materials and assemblies where Conflict Minerals are present and necessary to functionality, or for which we were unsure whether the materials or components contained Conflict Minerals. We performed a RCOI with 114 suppliers and requested each of them to supply us with a CMRT. 61 of those suppliers provided us with a CMRT.

 

The CMRT’s we received contained a large number of smelter or refiner names for the facilities these suppliers and their upstream suppliers use to process Conflict Minerals, as well as the specific Conflict Mineral(s) used in their products. After correction, review, and removal of duplicate or alternate names, and elimination of entities we determined were not actually smelters or refiners, and elimination of entities for which we were unable to determine if they were a relevant smelter or refiner, we identified 354 unique smelters.

 

Stereotaxis expects our suppliers to provide CMRTs that represent their good faith effort to document their supply chain. We do not audit our supplier’s process for doing RCOI, due diligence, or correctly reporting smelters in their supply chain. Therefore, the Stereotaxis smelter list, which is derived from all our supplier’s smelter lists, could contain inaccuracies as a result. As nearly all of our suppliers report their supply chain at a company, and not at the product level, they may be reporting to Stereotaxis smelters or refiners that are not in the supply chain for the actual products that Stereotaxis procures from them, leading to the potential for identifying smelters or refiners that are not actually in our supply chain for the products we procure.

 

Of the 354 identified smelters or refiners in our supply chain, our analysis leads us to believe that:

 

	●	49 smelters are known to source, or there is reason to believe they may source, Conflict Minerals from the Covered Countries.
	●	71 smelters have unknown countries of origin for their minerals, and additionally are not certified as conformant. Therefore, we cannot, at this time, determine whether or not any of those smelters might have sourced Conflict Minerals from the Covered Countries.

 

In accordance with the SEC final rules for Conflict Minerals sourced from Covered Countries, because some smelters in our supply chain were identified to be sourcing from Covered Countries, Stereotaxis is required to exercise, and has exercised, due diligence on the Conflict Minerals’ source and chain of custody. Additionally, Stereotaxis is required to follow, and has followed, a nationally or internally recognized due diligence framework (specifically the OECD Guidance) and report the results thereof in a Conflict Minerals report.

 

 

 

Due Diligence Process Results

 

Of the 49 smelters in our supply chain that are known to source Conflict Minerals from the Covered Countries, Stereotaxis’ due diligence review indicates:

 

	●	43 smelters have active certifications, or are in the process of renewing their certification as a conformant smelter by the Responsible Minerals Initiative (RMI) Responsible Minerals Assurance Process (RMAP). In addition, 6 of these 43 smelters also have London Bullion Market Association (LBMA) Responsible Gold Certifications.
	●	2 Tin smelters are in the RMAP certification process, but not yet certified.
	●	4 smelters do not have conflict-free certifications, and we have no knowledge that they are pursuing certification at this time.

 

Based upon responses received from our suppliers as part of RCOI, and our due diligence efforts, we have not been able to confirm that all smelters reported by our suppliers as being in our supply chain are DRC conflict-free.

 

Stereotaxis did not discontinue business with any supplier simply because the supplier sourced conflict minerals from the Covered Countries. We support conflict-free minerals trade in the DRC region.

 

Product Determination

 

Based upon responses received from our suppliers as part of RCOI, we have not been able to confirm the identification of all smelters in our supply chain, nor confirm that all smelters reported by our suppliers as being in our supply chain are DRC conflict-free.

 

Facility and Mine Information

 

The table below identifies the smelter or refiner facilities which, to the extent known as a result of our RCOI, may have processed the necessary conflict minerals contained in our products. A “Yes” entry in the rightmost column indicates the smelter or refiner has received a conformant smelter designation from an independent third-party audit program.

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certification
Gold		8853 S.p.A.		CID002763		Italy
Gold		ABC Refinery Pty Ltd.		CID002920		Australia
Gold		Abington Reldan Metals, LLC		CID002708		United States		Yes
Gold		Advanced Chemical Company		CID000015		United States
Gold		African Gold Refinery (*)		CID003185		Uganda
Gold		Agosi AG		CID000035		Germany		Yes
Gold		Aida Chemical Industries Co., Ltd.		CID000019		Japan		Yes
Gold		Al Etihad Gold Refinery DMCC		CID002560		United Arab Emirates
Gold		Albino Mountinho Lda.		CID002760		Portugal
Gold		Alexy Metals		CID003500		United States
Gold		Almalyk Mining and Metallurgical Complex (AMMC)		CID000041		Uzbekistan		Yes
Gold		AngloGold Ashanti Corrego do Sitio Mineracao		CID000058		Brazil		Yes
Gold		Argor-Heraeus S.A.		CID000077		Switzerland		Yes

 

 

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certification
Gold		Asahi Pretec Corp.		CID000082		Japan		Yes
Gold		Asahi Refining Canada Ltd.				Canada		Yes
Gold		Asahi Refining USA Inc.		CID000920		United States		Yes
Gold		Asaka Riken Co., Ltd.		CID000090		Japan		Yes
Gold		Atasay Kuyumculuk Sanayi Ve Ticaret A.S.		CID000103		Turkey
Gold		Attero Recycling Pvt Ltd		CID004697		India
Gold		AU Traders and Refiners		CID002850		South Africa
Gold		Augmont Enterprises Private Limited		CID003461		India
Gold		Aurubis AG		CID000113		Germany		Yes
Gold		Bangalore Refinery		CID002863		India
Gold		Bangko Sentral ng Pilipinas (Central Bank of the Philippines)		CID000128		Philippines		Yes
Gold		Boliden AB		CID000157		Sweden		Yes
Gold		C. Hafner GmbH + Co. KG		CID000176		Germany		Yes
Gold		Caridad		CID000180		Mexico
Gold		CCR Refinery - Glencore Canada Corporation		CID000185		Canada		Yes
Gold		Cendres + Metaux S.A.		CID000189		Switzerland
Gold		CGR Metalloys Pvt Ltd.		CID003382		India
Gold		Chimet S.p.A.		CID000233		Italy		Yes
Gold		Chugai Mining		CID000264		Japan		Yes
Gold		Coimpa Industrial LTDA		CID004010		Brazil		Yes
Gold		Daye Non-Ferrous Metals Mining Ltd.		CID000343		China
Gold		Degussa Sonne / Mond Goldhandel GmbH		CID002867		Germany
Gold		Dijllah Gold Refinery FZC		CID003348		United Arab Emirates
Gold		Dongwu Gold Group		CID003663		China
Gold		Dowa		CID000401		Japan		Yes
Gold		DSC (Do Sung Corporation)		CID000359		Korea, Republic of		Yes
Gold		Eco-System Recycling Co., Ltd. East Plant		CID000425		Japan		Yes
Gold		Eco-System Recycling Co., Ltd. North Plant		CID003424		Japan		Yes
Gold		Eco-System Recycling Co., Ltd. West Plant		CID003425		Japan		Yes
Gold		Emerald Jewel Industry India Limited (Unit 1)		CID003487		India
Gold		Emerald Jewel Industry India Limited (Unit 2)		CID003488		India
Gold		Emerald Jewel Industry India Limited (Unit 3)		CID003489		India
Gold		Emerald Jewel Industry India Limited (Unit 4)		CID003490		India
Gold		Emirates Gold DMCC		CID002561		United Arab Emirates
Gold		Fidelity Printers and Refiners Ltd.		CID002515		Zimbabwe
Gold		Fujairah Gold FZC		CID002584		United Arab Emirates

 

 

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certification
Gold		Geib Refining Corporation		CID002459		United States
Gold		GG Refinery Ltd.		CID004506		Tanzania
Gold		GGC Gujrat Gold Centre Pvt. Ltd.		CID002852		India
Gold		Gold by Gold Colombia		CID003641		Colombia		Yes
Gold		Gold Coast Refinery		CID003186		Ghana
Gold		Gold Refinery of Zijin Mining Group Co., Ltd.		CID002243		China		Yes
Gold		Great Wall Precious Metals Co., Ltd. of CBPM		CID001909		China		Yes
Gold		Guangdong Jinding Gold Limited		CID002312		China
Gold		Guoda Safina High-Tech Environmental Refinery Co., Ltd.		CID000651		China
Gold		Hangzhou Fuchunjiang Smelting Co., Ltd.		CID000671		China
Gold		Heimerle + Meule GmbH		CID000694		Germany		Yes
Gold		Heraeus Germany GmbH Co. KG		CID000711		Germany		Yes
Gold		Heraeus Metals Hong Kong Ltd.		CID000707		China		Yes
Gold		Hunan Chenzhou Mining Co., Ltd.		CID000767		China
Gold		Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.		CID000773		China
Gold		HwaSeong CJ CO., LTD.		CID000778		Korea, Republic of
Gold		Industrial Refining Company		CID002587		Belgium
Gold		Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.		CID000801		China		Yes
Gold		International Precious Metal Refiners		CID002562		United Arab Emirates
Gold		Ishifuku Metal Industry Co., Ltd.		CID000807		Japan		Yes
Gold		Istanbul Gold Refinery		CID000814		Turkey		Yes
Gold		Italpreziosi		CID002765		Italy		Yes
Gold		JALAN & Company		CID002893		India
Gold		Japan Mint		CID000823		Japan		Yes
Gold		Jiangxi Copper Co., Ltd.		CID000855		China		Yes
Gold		JSC Ekaterinburg Non-Ferrous Metal Processing Plant		CID000927		Russian Federation
Gold		JSC Novosibirsk Refinery		CID000493		Russian Federation
Gold		JSC Uralelectromed		CID000929		Russian Federation
Gold		JX Nippon Mining & Metals Co., Ltd.		CID000937		Japan		Yes
Gold		K.A. Rasmussen		CID003497		Norway
Gold		Kaloti Precious Metals		CID002563		United Arab Emirates
Gold		Kazakhmys Smelting LLC		CID000956		Kazakhstan
Gold		Kazzinc		CID000957		Kazakhstan		Yes
Gold		Kennecott Utah Copper LLC		CID000969		United States		Yes

 

 

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certification
Gold		KGHM Polska Miedz Spolka Akcyjna		CID002511		Poland		Yes
Gold		Kojima Chemicals Co., Ltd.		CID000981		Japan		Yes
Gold		Korea Zinc Co., Ltd.		CID002605		Korea, Republic of		Yes
Gold		Kundan Care Products Ltd.		CID003463		India
Gold		Kyrgyzaltyn JSC		CID001029		Kyrgyzstan
Gold		Kyshtym Copper-Electrolytic Plant ZAO		CID002865		Russian Federation
Gold		L’azurde Company For Jewelry		CID001032		Saudi Arabia
Gold		Lingbao Gold Co., Ltd.		CID001056		China
Gold		Lingbao Jinyuan Tonghui Refinery Co., Ltd.		CID001058		China
Gold		L’Orfebre S.A.		CID002762		Andorra		Yes
Gold		LS-NIKKO Copper Inc.		CID001078		Korea, Republic of		Yes
Gold		LT Metal Ltd.		CID000689		Korea, Republic of		Yes
Gold		Luoyang Zijin Yinhui Gold Refinery Co., Ltd.		CID001093		China
Gold		Marsam Metals		CID002606		Brazil
Gold		Materion		CID001113		United States		Yes
Gold		Matsuda Sangyo Co., Ltd.		CID001119		Japan		Yes
Gold		MD Overseas		CID003548		India
Gold		Metal Concentrators SA (Pty) Ltd.		CID003575		South Africa		Yes
Gold		Metallix Refining Inc.		CID003557		United States
Gold		Metalor Technologies (Hong Kong) Ltd.		CID001149		China		Yes
Gold		Metalor Technologies (Singapore) Pte., Ltd.		CID001152		Singapore		Yes
Gold		Metalor Technologies (Suzhou) Ltd.		CID001147		China		Yes
Gold		Metalor Technologies S.A.		CID001153		Switzerland		Yes
Gold		Metalor USA Refining Corporation		CID001157		United States		Yes
Gold		Metalurgica Met-Mex Penoles S.A. De C.V.		CID001161		Mexico		Yes
Gold		Mitsubishi Materials Corporation		CID001188		Japan		Yes
Gold		Mitsui Mining and Smelting Co., Ltd.		CID001193		Japan		Yes
Gold		MKS PAMP SA		CID001352		Switzerland		Yes
Gold		MMTC-PAMP India Pvt., Ltd.		CID002509		India		Yes
Gold		Modeltech Sdn Bhd		CID002857		Malaysia
Gold		Morris and Watson		CID002282		New Zealand
Gold		Moscow Special Alloys Processing Plant		CID001204		Russian Federation
Gold		Nadir Metal Rafineri San. Ve Tic. A.S.		CID001220		Turkey		Yes
Gold		Navoi Mining and Metallurgical Combinat		CID001236		Uzbekistan		Yes
Gold		NH Recytech Company		CID003189		Korea, Republic of		Yes
Gold		Nihon Material Co., Ltd.		CID001259		Japan		Yes

 

 

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certification
Gold		Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH		CID002779		Austria		Yes
Gold		Ohura Precious Metal Industry Co., Ltd.		CID001325		Japan		Yes
Gold		OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)		CID001326		Russian Federation
Gold		Pease & Curren		CID002872		United States
Gold		Penglai Penggang Gold Industry Co., Ltd.		CID001362		China
Gold		Planta Recuperadora de Metales SpA		CID002919		Chile		Yes
Gold		Prioksky Plant of Non-Ferrous Metals		CID001386		Russian Federation
Gold		PT Aneka Tambang (Persero) Tbk		CID001397		Indonesia		Yes
Gold		PX Precinox S.A.		CID001498		Switzerland		Yes
Gold		QG Refining, LLC		CID003324		United States
Gold		Rand Refinery (Pty) Ltd.		CID001512		South Africa		Yes
Gold		Refinery of Seemine Gold Co., Ltd.		CID000522		China
Gold		REMONDIS PMR B.V.		CID002582		Netherlands		Yes
Gold		Royal Canadian Mint		CID001534		Canada		Yes
Gold		SAAMP		CID002761		France
Gold		Sabin Metal Corp.		CID001546		United States
Gold		Safimet S.p.A		CID002973		Italy
Gold		SAFINA A.S.		CID002290		Czech Republic		Yes
Gold		Sai Refinery		CID002853		India
Gold		Sam Precious Metals		CID003666		United Arab Emirates
Gold		Samduck Precious Metals		CID001555		Korea, Republic of
Gold		SAMWON METALS Corp.		CID001562		Korea, Republic of
Gold		SEMPSA Joyeria Plateria S.A.		CID001585		Spain		Yes
Gold		Shandong Gold Smelting Co., Ltd.		CID001916		China		Yes
Gold		Shandong Humon Smelting Co., Ltd.		CID002525		China
Gold		Shandong Tiancheng Biological Gold Industrial Co., Ltd.		CID001619		China
Gold		Shandong Zhaojin Gold & Silver Refinery Co., Ltd.		CID001622		China		Yes
Gold		Shenzhen CuiLu Gold Co., Ltd.		CID002750		China
Gold		Shenzhen Zhonghenglong Real Industry Co., Ltd.		CID002527		China
Gold		Shirpur Gold Refinery Ltd.		CID002588		India
Gold		Sichuan Tianze Precious Metals Co., Ltd.		CID001736		China		Yes
Gold		Singway Technology Co., Ltd.		CID002516		Taiwan
Gold		SOE Shyolkovsky Factory of Secondary Precious Metals		CID001756		Russian Federation
Gold		Solar Applied Materials Technology Corp.		CID001761		Taiwan		Yes

 

 

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certification
Gold		Sovereign Metals		CID003383		India
Gold		State Research Institute Center for Physical Sciences and Technology		CID003153		Lithuania
Gold		Sudan Gold Refinery		CID002567		Sudan
Gold		Sumitomo Metal Mining Co., Ltd.		CID001798		Japan		Yes
Gold		SungEel HiMetal Co., Ltd.		CID002918		Korea, Republic of		Yes
Gold		Super Dragon Technology Co., Ltd.		CID001810		Taiwan
Gold		T.C.A S.p.A		CID002580		Italy		Yes
Gold		Tanaka Kikinzoku Kogyo K.K.		CID001875		Japan		Yes
Gold		Tokuriki Honten Co., Ltd.		CID001938		Japan		Yes
Gold		Tongling Nonferrous Metals Group Co., Ltd.		CID001947		China
Gold		TOO Tau-Ken-Altyn		CID002615		Kazakhstan		Yes
Gold		Torecom		CID001955		Korea, Republic of		Yes
Gold		Umicore Precious Metals Thailand		CID002314		Thailand
Gold		Umicore S.A. Business Unit Precious Metals Refining		CID001980		Belgium		Yes
Gold		United Precious Metal Refining, Inc.		CID001993		United States		Yes
Gold		Valcambi S.A.		CID002003		Switzerland		Yes
Gold		WEEEREFINING		CID003615		France		Yes
Gold		Western Australian Mint (T/a The Perth Mint)		CID002030		Australia		Yes
Gold		WIELAND Edelmetalle GmbH		CID002778		Germany		Yes
Gold		Yamakin Co., Ltd.		CID002100		Japan		Yes
Gold		Yokohama Metal Co., Ltd.		CID002129		Japan		Yes
Gold		Yunnan Copper Industry Co., Ltd.		CID000197		China
Gold		Zhongyuan Gold Smelter of Zhongjin Gold Corporation		CID002224		China		Yes
Tantalum		5D Production OU		CID003926		Estonia
Tantalum		AMG Brasil		CID001076		Brazil		Yes
Tantalum		Changsha South Tantalum Niobium Co., Ltd.		CID000211		China		Yes
Tantalum		D Block Metals, LLC		CID002504		United States		Yes
Tantalum		F&X Electro-Materials Ltd.		CID000460		China		Yes
Tantalum		FIR Metals & Resource Ltd.		CID002505		China		Yes
Tantalum		Global Advanced Metals Aizu		CID002558		Japan		Yes
Tantalum		Global Advanced Metals Boyertown		CID002557		United States		Yes
Tantalum		Guangdong Rising Rare Metals-EO Materials Ltd.		CID000291		China
Tantalum		Hengyang King Xing Lifeng New Materials Co., Ltd.		CID002492		China		Yes
Tantalum		Jiangxi Dinghai Tantalum & Niobium Co., Ltd.		CID002512		China		Yes
Tantalum		Jiangxi Tuohong New Raw Material		CID002842		China		Yes
Tantalum		JiuJiang JinXin Nonferrous Metals Co., Ltd.		CID000914		China		Yes

 

 

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certification
Tantalum		Jiujiang Tanbre Co., Ltd.		CID000917		China		Yes
Tantalum		Jiujiang Zhongao Tantalum & Niobium Co., Ltd.		CID002506		China		Yes
Tantalum		KEMET de Mexico		CID002539		Mexico		Yes
Tantalum		Materion Newton Inc.		CID002548		United States		Yes
Tantalum		Metallurgical Products India Pvt., Ltd.		CID001163		India		Yes
Tantalum		Mineracao Taboca S.A.		CID001175		Brazil		Yes
Tantalum		Mitsui Mining and Smelting Co., Ltd.		CID001192		Japan		Yes
Tantalum		Molycorp Silmet A.S.		CID001200		Estonia		Yes
Tantalum		Ningxia Orient Tantalum Industry Co., Ltd.		CID001277		China		Yes
Tantalum		PowerX Ltd.		CID004054		Rwanda		Yes
Tantalum		QuantumClean		CID001508		United States		Yes
Tantalum		Resind Industria e Comercio Ltda.		CID002707		Brazil		Yes
Tantalum		RFH Yancheng Jinye New Material Technology Co., Ltd.		CID003583		China		Yes
Tantalum		Solikamsk Magnesium Works OAO		CID001769		Russian Federation
Tantalum		Taki Chemical Co., Ltd.		CID001869		Japan		Yes
Tantalum		TANIOBIS Co., Ltd.		CID002544		Thailand		Yes
Tantalum		TANIOBIS GmbH		CID002545		Germany		Yes
Tantalum		TANIOBIS Japan Co., Ltd.		CID002549		Japan		Yes
Tantalum		TANIOBIS Smelting GmbH & Co. KG		CID002550		Germany		Yes
Tantalum		Telex Metals		CID001891		United States		Yes
Tantalum		Ulba Metallurgical Plant JSC		CID001969		Kazakhstan		Yes
Tantalum		XIMEI RESOURCES (GUANGDONG) LIMITED		CID000616		China		Yes
Tantalum		XinXing Haorong Electronic Material Co., Ltd.		CID002508		China		Yes
Tantalum		Yanling Jincheng Tantalum & Niobium Co., Ltd.		CID001522		China		Yes
Tin		Alpha		CID000292		United States		Yes
Tin		An Vinh Joint Stock Mineral Processing Company		CID002703		Viet Nam
Tin		Aurubis Beerse		CID002773		Belgium		Yes
Tin		Aurubis Berango		CID002774		Spain		Yes
Tin		Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.		CID000228		China		Yes
Tin		Chifeng Dajingzi Tin Industry Co., Ltd.		CID003190		China		Yes
Tin		China Tin Group Co., Ltd.		CID001070		China		Yes
Tin		CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda		CID003486		Brazil		Yes
Tin		CRM Synergies		CID003524		Spain		Yes
Tin		CV Ayi Jaya		CID002570		Indonesia		Yes
Tin		CV Venus Inti Perkasa		CID002455		Indonesia		Yes
Tin		Dongguan CiEXPO Environmental Engineering Co., Ltd.		CID003356		China

 

 

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certification
Tin		Dowa		CID000402		Japan		Yes
Tin		DS Myanmar		CID003831		Myanmar		Yes
Tin		Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company		CID002572		Viet Nam
Tin		EM Vinto		CID000438		Bolivia		Yes
Tin		Estanho de Rondonia S.A.		CID000448		Brazil		Yes
Tin		Fabrica Auricchio Industria e Comercio Ltda.		CID003582		Brazil		Yes
Tin		Fenix Metals		CID000468		Poland		Yes
Tin		Gejiu City Fuxiang Industry and Trade Co., Ltd.		CID003410		China
Tin		Gejiu Kai Meng Industry and Trade LLC		CID000942		China
Tin		Gejiu Non-Ferrous Metal Processing Co., Ltd.		CID000538		China		Yes
Tin		Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.		CID001908		China
Tin		Gejiu Zili Mining And Metallurgy Co., Ltd.		CID000555		China
Tin		Guangdong Hanhe Non-Ferrous Metal Co., Ltd.		CID003116		China		Yes
Tin		HuiChang Hill Tin Industry Co., Ltd.		CID002844		China		Yes
Tin		Jiangxi New Nanshan Technology Ltd.		CID001231		China		Yes
Tin		Luna Smelter, Ltd.		CID003387		Rwanda		Yes
Tin		Ma’anshan Weitai Tin Co., Ltd.		CID003379		China
Tin		Magnu’s Minerais Metais e Ligas Ltda.		CID002468		Brazil		Yes
Tin		Malaysia Smelting Corporation (MSC)		CID001105		Malaysia		Yes
Tin		Malaysia Smelting Corporation Berhad (Port Klang)		CID004434		Malaysia
Tin		Melt Metais e Ligas S.A.		CID002500		Brazil
Tin		Metallic Resources, Inc.		CID001142		United States		Yes
Tin		Mineracao Taboca S.A.		CID001173		Brazil		Yes
Tin		Mining Minerals Resources SARL		CID004065		DRC- Congo (Kinshasa)		Yes
Tin		Minsur		CID001182		Peru		Yes
Tin		Mitsubishi Materials Corporation		CID001191		Japan		Yes
Tin		Modeltech Sdn Bhd		CID002858		Malaysia
Tin		Nghe Tinh Non-Ferrous Metals Joint Stock Company		CID002573		Viet Nam
Tin		Novosibirsk Tin Combine		CID001305		Russian Federation
Tin		O.M. Manufacturing (Thailand) Co., Ltd.		CID001314		Thailand		Yes
Tin		O.M. Manufacturing Philippines, Inc.		CID002517		Philippines		Yes
Tin		Operaciones Metalurgicas S.A.		CID001337		Bolivia		Yes
Tin		Pongpipat Company Limited		CID003208		Myanmar
Tin		Precious Minerals and Smelting Limited		CID003409		India
Tin		PT Aries Kencana Sejahtera		CID000309		Indonesia		Yes
Tin		PT Artha Cipta Langgeng		CID001399		Indonesia		Yes

 

 

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certification
Tin		PT ATD Makmur Mandiri Jaya		CID002503		Indonesia		Yes
Tin		PT Babel Inti Perkasa		CID001402		Indonesia		Yes
Tin		PT Babel Surya Alam Lestari		CID001406		Indonesia		Yes
Tin		PT Bangka Prima Tin		CID002776		Indonesia		Yes
Tin		PT Bangka Serumpun		CID003205		Indonesia		Yes
Tin		PT Bangka Tin Industry		CID001419		Indonesia
Tin		PT Belitung Industri Sejahtera		CID001421		Indonesia		Yes
Tin		PT Bukit Timah		CID001428		Indonesia		Yes
Tin		PT Cipta Persada Mulia		CID002696		Indonesia		Yes
Tin		PT Menara Cipta Mulia		CID002835		Indonesia		Yes
Tin		PT Mitra Stania Prima		CID001453		Indonesia		Yes
Tin		PT Mitra Sukses Globalindo		CID003449		Indonesia		Yes
Tin		PT Panca Mega Persada		CID001457		Indonesia
Tin		PT Premium Tin Indonesia		CID000313		Indonesia		Yes
Tin		PT Prima Timah Utama		CID001458		Indonesia		Yes
Tin		PT Putera Sarana Shakti (PT PSS)		CID003868		Indonesia		Yes
Tin		PT Rajawali Rimba Perkasa		CID003381		Indonesia		Yes
Tin		PT Rajehan Ariq		CID002593		Indonesia		Yes
Tin		PT Refined Bangka Tin		CID001460		Indonesia		Yes
Tin		PT Sariwiguna Binasentosa		CID001463		Indonesia		Yes
Tin		PT Stanindo Inti Perkasa		CID001468		Indonesia		Yes
Tin		PT Sukses Inti Makmur		CID002816		Indonesia		Yes
Tin		PT Timah Tbk Kundur		CID001477		Indonesia		Yes
Tin		PT Timah Tbk Mentok		CID001482		Indonesia		Yes
Tin		PT Tinindo Inter Nusa		CID001490		Indonesia		Yes
Tin		PT Tirus Putra Mandiri		CID002478		Indonesia
Tin		PT Tommy Utama		CID001493		Indonesia		Yes
Tin		Resind Industria e Comercio Ltda.		CID002706		Brazil		Yes
Tin		Rui Da Hung		CID001539		Taiwan		Yes
Tin		Super Ligas		CID002756		Brazil		Yes
Tin		Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.		CID004403		Taiwan
Tin		Thaisarco		CID001898		Thailand		Yes
Tin		Tin Smelting Branch of Yunnan Tin Co., Ltd.		CID002180		China		Yes
Tin		Tin Technology & Refining		CID003325		United States		Yes
Tin		Tuyen Quang Non-Ferrous Metals Joint Stock Company		CID002574		Viet Nam
Tin		VQB Mineral and Trading Group JSC		CID002015		Viet Nam
Tin		White Solder Metalurgia e Mineracao Ltda.		CID002036		Brazil		Yes

 

 

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certification
Tin		Yunnan Chengfeng Non-ferrous Metals Co., Ltd.		CID002158		China		Yes
Tin		Yunnan Yunfan Non-ferrous Metals Co., Ltd.		CID003397		China		Yes
Tungsten		A.L.M.T. TUNGSTEN Corp.		CID000004		Japan		Yes
Tungsten		ACL Metais Eireli		CID002833		Brazil
Tungsten		Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.		CID003427		Brazil
Tungsten		Artek LLC		CID003553		Russian Federation
Tungsten		Asia Tungsten Products Vietnam Ltd.		CID002502		Viet Nam		Yes
Tungsten		China Molybdenum Co., Ltd.		CID002641		China		Yes
Tungsten		Chongyi Zhangyuan Tungsten Co., Ltd.		CID000258		China		Yes
Tungsten		CNMC (Guangxi) PGMA Co., Ltd.		CID000281		China
Tungsten		Cronimet Brasil Ltda		CID003468		Brazil		Yes
Tungsten		DONGKUK INDUSTRIES CO., LTD.		CID004060		Korea, Republic of
Tungsten		Fujian Xinlu Tungsten Co., Ltd.		CID003609		China		Yes
Tungsten		Ganzhou Jiangwu Ferrotungsten Co., Ltd.		CID002315		China		Yes
Tungsten		Ganzhou Seadragon W & Mo Co., Ltd.		CID002494		China		Yes
Tungsten		Global Tungsten & Powders LLC		CID000568		United States		Yes
Tungsten		Guangdong Xianglu Tungsten Co., Ltd.		CID000218		China		Yes
Tungsten		H.C. Starck Tungsten GmbH		CID002541		Germany		Yes
Tungsten		HANNAE FOR T Co., Ltd.		CID003978		Korea, Republic of
Tungsten		Hubei Green Tungsten Co., Ltd.		CID003417		China		Yes
Tungsten		Hunan Chenzhou Mining Co., Ltd.		CID000766		China		Yes
Tungsten		Hunan Jintai New Material Co., Ltd.		CID000769		China
Tungsten		Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch		CID002513		China		Yes
Tungsten		Hydrometallurg, JSC		CID002649		Russian Federation
Tungsten		Japan New Metals Co., Ltd.		CID000825		Japan		Yes
Tungsten		Jiangwu H.C. Starck Tungsten Products Co., Ltd.		CID002551		China		Yes
Tungsten		Jiangxi Gan Bei Tungsten Co., Ltd.		CID002321		China		Yes
Tungsten		Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.		CID002313		China
Tungsten		Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.		CID002318		China		Yes
Tungsten		Jiangxi Xinsheng Tungsten Industry Co., Ltd.		CID002317		China		Yes
Tungsten		Jiangxi Yaosheng Tungsten Co., Ltd.		CID002316		China		Yes
Tungsten		JSC “Kirovgrad Hard Alloys Plant”		CID003408		Russian Federation
Tungsten		Kenee Mining Corporation Vietnam		CID004619		Viet Nam
Tungsten		Kennametal Fallon		CID000966		United States		Yes

 

 

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certification
Tungsten		Kennametal Huntsville		CID000105		United States		Yes
Tungsten		Lianyou Metals Co., Ltd.		CID003407		Taiwan		Yes
Tungsten		Lianyou Resources Co., Ltd.		CID004397		Taiwan		Yes
Tungsten		LLC Vostok		CID003643		Russian Federation
Tungsten		Malipo Haiyu Tungsten Co., Ltd.		CID002319		China		Yes
Tungsten		Masan High-Tech Materials		CID002543		Viet Nam		Yes
Tungsten		Moliren Ltd.		CID002845		Russian Federation
Tungsten		Nam Viet Cromit Joint Stock Company		CID004034		Viet Nam
Tungsten		Niagara Refining LLC		CID002589		United States		Yes
Tungsten		NPP Tyazhmetprom LLC		CID003416		Russian Federation
Tungsten		OOO “Technolom” 1		CID003614		Russian Federation
Tungsten		OOO “Technolom” 2		CID003612		Russian Federation
Tungsten		Philippine Chuangxin Industrial Co., Inc.		CID002827		Philippines		Yes
Tungsten		Shinwon Tungsten (Fujian Shanghang) Co., Ltd.		CID004430		China		Yes
Tungsten		Sumitomo Metal Mining Co., Ltd.		CID001801		Japan
Tungsten		TANIOBIS Smelting GmbH & Co. KG		CID002542		Germany		Yes
Tungsten		Tungsten Vietnam Joint Stock Company		CID003993		Viet Nam		Yes
Tungsten		Unecha Refractory Metals Plant		CID002724		Russian Federation
Tungsten		Wolfram Bergbau und Hutten AG		CID002044		Austria		Yes
Tungsten		Xiamen Tungsten (H.C.) Co., Ltd.		CID002320		China		Yes
Tungsten		Xiamen Tungsten Co., Ltd.		CID002082		China		Yes
Tungsten		YUDU ANSHENG TUNGSTEN CO., LTD.		CID003662		China

 

(*) Multiple direct suppliers reported the presence of this entity (African Gold Refinery, CID003185) (“AGR”) that was sanctioned on March 17, 2022 by the United States Department of Treasury, Office of Foreign Assets Control. Because of the over-reporting nature of the industry CMRT information collection process, including near-universal reporting at the company level as opposed to at the product level, and the nature of the supply chains and goods, we are unable to confirm this, or any, smelter or refiner is or was active in our supply chain. Stereotaxis has also not identified any direct transactions or contractual relationships with AGR. Stereotaxis is in the process of contacting the applicable suppliers regarding next steps, remediation and/or disengagement procedures from AGR. To date, Stereotaxis has not received confirmation from any of its suppliers that they utilized AGR in the products provided to Stereotaxis, and Stereotaxis will continue to work with its supply base to ensure compliance with all applicable sanction laws.

 

 

 

Smelters or Refiners That Sourced from the Covered Countries

 

The table below lists the smelter or refiner facilities which, to the extent known, processed the necessary conflict minerals in our products or products produced by companies in our supply chain that were sourced from the Covered Countries, and hence were subject to due diligence.

 

The Conflict-Free Certification designations in the table are:

 

	●	LBMA: The smelter has obtained a Responsible Gold Certification from the London Bullion Market Association (LBMA).
	●	RMAP: The smelter has an active certification or is in the process of renewing their certification as a conformant smelter in the Responsible Minerals Assurance Process (RMAP) from the Responsible Minerals Initiative (RMI).
	●	RMAP-Active: The smelter is actively moving through the RMAP certification process.

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certifications
Gold		Almalyk Mining and Metallurgical Complex (AMMC)		CID000041		Uzbekistan		LBMA, RMAP
Gold		Asaka Riken Co., Ltd.		CID000090		Japan		RMAP
Gold		CCR Refinery - Glencore Canada Corporation		CID000185		Canada		LBMA, RMAP
Gold		Jiangxi Copper Co., Ltd.		CID000855		China		LBMA, RMAP
Gold		Mitsubishi Materials Corporation		CID001188		Japan		LBMA, RMAP
Gold		Nihon Material Co., Ltd.		CID001259		Japan		LBMA, RMAP
Gold		Prioksky Plant of Non-Ferrous Metals		CID001386		Russian Federation
Gold		Rand Refinery (Pty) Ltd.		CID001512		South Africa		LBMA, RMAP
Gold		Samduck Precious Metals		CID001555		Korea, Republic of
Tantalum		AMG Brasil		CID001076		Brazil		RMAP
Tantalum		Changsha South Tantalum Niobium Co., Ltd.		CID000211		China		RMAP
Tantalum		F&X Electro-Materials Ltd.		CID000460		China		RMAP
Tantalum		Global Advanced Metals Aizu		CID002558		Japan		RMAP
Tantalum		Global Advanced Metals Boyertown		CID002557		United States		RMAP
Tantalum		Guangdong Rising Rare Metals-EO Materials Ltd.		CID000291		China		RMAP - Active
Tantalum		JiuJiang JinXin Nonferrous Metals Co., Ltd.		CID000914		China		RMAP
Tantalum		Jiujiang Tanbre Co., Ltd.		CID000917		China		RMAP
Tantalum		Jiujiang Zhongao Tantalum & Niobium Co., Ltd.		CID002506		China		RMAP
Tantalum		KEMET de Mexico		CID002539		Mexico		RMAP
Tantalum		Materion Newton Inc.		CID002548		United States		RMAP
Tantalum		Ningxia Orient Tantalum Industry Co., Ltd.		CID001277		China		RMAP
Tantalum		Taki Chemical Co., Ltd.		CID001869		Japan		RMAP

 

 

 

Metal		Smelter or Refiner Name		RMI Smelter ID		Smelter or Refiner Location		Conflict-Free Certifications
Tantalum		TANIOBIS Co., Ltd.		CID002544		Thailand		RMAP
Tantalum		TANIOBIS GmbH		CID002545		Germany		RMAP
Tantalum		TANIOBIS Japan Co., Ltd.		CID002549		Japan		RMAP
Tantalum		TANIOBIS Smelting GmbH & Co. KG		CID002550		Germany		RMAP
Tantalum		Ulba Metallurgical Plant JSC		CID001969		Kazakhstan		RMAP
Tantalum		XIMEI RESOURCES (GUANGDONG) LIMITED		CID000616		China		RMAP
Tin		Aurubis Beerse		CID002773		Belgium		RMAP
Tin		CV Venus Inti Perkasa		CID002455		Indonesia		RMAP
Tin		EM Vinto		CID000438		Bolivia		RMAP
Tin		Magnu’s Minerais Metais e Ligas Ltda.		CID002468		Brazil		RMAP
Tin		Malaysia Smelting Corporation (MSC)		CID001105		Malaysia		RMAP
Tin		Operaciones Metalurgicas S.A.		CID001337		Bolivia		RMAP
Tin		PT Bangka Tin Industry		CID001419		Indonesia		RMAP - Active
Tin		PT Bukit Timah		CID001428		Indonesia		RMAP
Tin		PT Stanindo Inti Perkasa		CID001468		Indonesia		RMAP
Tin		PT Tinindo Inter Nusa		CID001490		Indonesia		RMAP
Tin		Thaisarco		CID001898		Thailand		RMAP
Tin		VQB Mineral and Trading Group JSC		CID002015		Viet Nam
Tungsten		A.L.M.T. TUNGSTEN Corp.		CID000004		Japan		RMAP
Tungsten		Asia Tungsten Products Vietnam Ltd.		CID002502		Viet Nam		RMAP
Tungsten		Chongyi Zhangyuan Tungsten Co., Ltd.		CID000258		China		RMAP
Tungsten		Ganzhou Jiangwu Ferrotungsten Co., Ltd.		CID002315		China		RMAP
Tungsten		H.C. Starck Tungsten GmbH		CID002541		Germany		RMAP
Tungsten		Hydrometallurg, JSC		CID002649		Russian Federation
Tungsten		Jiangxi Xinsheng Tungsten Industry Co., Ltd.		CID002317		China		RMAP
Tungsten		Xiamen Tungsten (H.C.) Co., Ltd.		CID002320		China		RMAP
Tungsten		Xiamen Tungsten Co., Ltd.		CID002082		China		RMAP

 

 

 

Country of Origin

 

The countries of origin of the Conflict Minerals processed by the smelters and refiners that may be in our supply chain include the following countries:

 

Gold:

 

Argentina; Armenia; Australia; Austria; Belgium; Bermuda; Bolivia; Brazil; Burundi; Cambodia; Canada; Chile; China; Colombia; Congo (Brazzaville); Czech Republic; Djibouti; DRC- Congo (Kinshasa); Ecuador; Egypt; Estonia; Ethiopia; Finland; France; Germany; Ghana; Guinea; Guyana; Hong Kong; Hungary; India; Indonesia; Ireland; Israel; Italy; Ivory Coast; Japan; Jersey; Kazakhstan; Korea, Republic of; Kyrgyzstan; Laos; Luxembourg; Madagascar; Malaysia; Mali; Mexico; Mongolia; Mozambique; Myanmar; Namibia; Netherlands; New Zealand; Niger; Nigeria; Papua New Guinea; Peru; Philippines; Poland; Portugal; Russian Federation; Rwanda; Saudi Arabia; Sierra Leone; Singapore; Slovakia; South Africa; Spain; Suriname; Sweden; Switzerland; Taiwan; Tajikistan; Tanzania; Thailand; Turkey; United Arab Emirates; United Kingdom; United States; Uzbekistan; Viet Nam; Zambia; Zimbabwe.

 

Tantalum:

 

Angola; Argentina; Australia; Austria; Belarus; Belgium; Bolivia; Brazil; Burundi; Cambodia; Canada; Central African Republic; Chile; China; Colombia; Congo (Brazzaville); Czech Republic; Djibouti; DRC- Congo (Kinshasa); Ecuador; Egypt; Estonia; Ethiopia; France; Germany; Ghana; Guinea; Guyana; Hungary; India; Indonesia; Ireland; Israel; Italy; Ivory Coast; Japan; Jersey; Kazakhstan; Kenya; Korea, Republic of; Laos; Luxembourg; Madagascar; Malaysia; Mali; Mexico; Mongolia; Mozambique; Myanmar; Namibia; Netherlands; Niger; Nigeria; Peru; Philippines; Poland; Portugal; Russian Federation; Rwanda; Sierra Leone; Singapore; Slovakia; South Africa; South Sudan; Spain; Suriname; Switzerland; Taiwan; Tanzania; Thailand; Uganda; United Kingdom; United States; Viet Nam; Zambia; Zimbabwe.

 

Tin:

 

Angola; Argentina; Armenia; Australia; Austria; Belgium; Bolivia; Brazil; Burundi; Cambodia; Canada; Central African Republic; Chile; China; Colombia; Congo (Brazzaville); Czech Republic; Djibouti; DRC- Congo (Kinshasa); Ecuador; Egypt; Estonia; Ethiopia; France; Germany; Guyana; Hong Kong; Hungary; India; Indonesia; Ireland; Israel; Ivory Coast; Japan; Jersey; Kazakhstan; Kenya; Korea, Republic of; Kyrgyzstan; Laos; Luxembourg; Madagascar; Malaysia; Mexico; Mongolia; Morocco; Mozambique; Myanmar; Namibia; Netherlands; Nigeria; Papua New Guinea; Peru; Philippines; Poland; Portugal; Russian Federation; Rwanda; Sierra Leone; Singapore; Slovakia; South Africa; South Sudan; Spain; Suriname; Sweden; Switzerland; Taiwan; Tanzania; Thailand; Turkey; Uganda; United Kingdom; United States; Uzbekistan; Viet Nam; Zambia; Zimbabwe.

 

Tungsten:

 

Angola; Argentina; Australia; Austria; Belgium; Bolivia; Brazil; Burundi; Cambodia; Canada; Central African Republic; Chile; China; Colombia; Congo (Brazzaville); Czech Republic; Djibouti; DRC- Congo (Kinshasa); Ecuador; Egypt; Estonia; Ethiopia; France; Germany; Guinea; Guyana; Hungary; India; Indonesia; Ireland; Israel; Ivory Coast; Japan; Kazakhstan; Korea, Republic of; Laos; Luxembourg; Madagascar; Malaysia; Mexico; Mongolia; Mozambique; Myanmar; Namibia; Netherlands; Niger; Nigeria; Papua New Guinea; Peru; Philippines; Portugal; Russian Federation; Rwanda; Sierra Leone; Singapore; Slovakia; South Africa; South Sudan; Spain; Suriname; Switzerland; Taiwan; Tanzania; Thailand; Uganda; United Kingdom; United States; Viet Nam; Zambia; Zimbabwe.

 

 

 

Steps to be Taken to Mitigate Risk

 

Stereotaxis plans to continue to work with our suppliers as deemed appropriate to help them understand and satisfy our conflict-free and reporting expectations. We will continue to monitor the progress of suppliers which report to be sourcing from non-conformant smelters believed to source conflict minerals from the Covered Countries, work to improve supplier response rates, and continue to evolve our internal due diligence determination process.

 

Additional Risk Factors

 

Our conflict minerals disclosure is made in good faith and based on our best efforts. However, other factors could have led to errors in the disclosure. They include, but are not limited to gaps in supplier data, suppliers providing data at the company level as opposed to at the product level, error in supplier knowledge, gaps in smelter auditing processes, errors in public data, errors in language translation, and delays in reporting data through the lengthy supply chain that exists between the upstream smelters or refiners and Stereotaxis as an end-item manufacturer. This Specialized Disclosure Report on Form SD contains forward looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. These statements include any plans or intentions to improve the number and quality of supplier response rates and steps we intend to take to mitigate risk in our supply chain. These forward-looking statements involve risks and uncertainties that could cause actual results to differ materially from those projected. In particular, Stereotaxis’ actions and the results of those actions may be affected by: (a) changes in global regulations related to the extraction of and disclosure obligations related to Conflict Minerals; (b) the ability of our direct suppliers to provide accurate information in response to our requests; (c) the availability of alternate sources of materials necessary to the functionality or production of our products on commercially reasonable terms or at all; (d) the ability of certified smelters to meet demand for raw materials; and (e) limits on our ability to unilaterally influence supplier behavior. These forward-looking statements are made as of the date hereof, and Stereotaxis assumes no obligation to update such statements.

 

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