We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Neuberger Berman High Yield Strategies Fund | AMEX:NHS | AMEX | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.05 | 0.63% | 8.01 | 8.02 | 7.995 | 8.00 | 92,251 | 22:59:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * MetLife Investment Management, LLC | 2. Issuer Name and Ticker or Trading Symbol Neuberger Berman High Yield Strategies Fund Inc. [ NHS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 | 8/4/2020 | J(1) | 15969333 | D | $15992744.26 (3) | 7984667 | I (4)(5) | See Footnotes (4)(5) | ||
Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 | 8/4/2020 | J(1) | 17621333 | D | $17647166.12 (3) | 8810667 | I (4)(5) | See Footnotes (4)(5) | ||
Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 | 8/4/2020 | J(1) | 26409334 | D | $26448050.45 (3) | 13204666 | I (4)(5) | See Footnotes (4)(5) | ||
Series B Mandatory Redeemable Preferred Shares | 8/4/2020 | J(2) | 1400 | D | $35092143.82 (3) | 0 | I (4)(5) | See Footnotes (4)(5) | ||
Series C Mandatory Redeemable Preferred Shares | 8/4/2020 | P | 4960000 | A | $12.5 | 4960000 | I (4)(5) | See Footnotes (4)(5) | ||
Series C Mandatory Redeemable Preferred Shares | 8/4/2020 | P | 960000 | A | $12.5 | 960000 | I (4)(5) | See Footnotes (4)(5) | ||
Series C Mandatory Redeemable Preferred Shares | 8/4/2020 | P | 1680000 | A | $12.5 | 1680000 | I (4)(5) | See Footnotes (4)(5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Remarks: The initial Form 3 was filed on October 9, 2013 by Metropolitan Life Insurance Company. Subsequent to that filing, management of positions in the Issuer's securities was transferred to MetLife Investment Management, LLC, who assumed the Section 16 reporting obligations for such positions. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
MetLife Investment Management, LLC ONE METLIFE WAY WHIPPANY, NJ 07981 | X |
Signatures | ||
/s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC | 6/10/2022 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Neuberger Berman High Yi... Chart |
1 Month Neuberger Berman High Yi... Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions