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MARB First Trust Merger Arbitrage ETF

19.8519
0.0669 (0.34%)
07 Feb 2025 - Closed
Delayed by 15 minutes
Name Symbol Market Type
First Trust Merger Arbitrage ETF AMEX:MARB AMEX Exchange Traded Fund
  Price Change % Change Price High Price Low Price Open Price Traded Last Trade
  0.0669 0.34% 19.8519 20.01 19.82 19.86 3,008 21:15:00

Securities Registration (section 12(b)) (8-a12b)

03/04/2020 6:22pm

Edgar (US Regulatory)


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934

FIRST TRUST EXCHANGE-TRADED FUND III

(Exact name of registrant as specified in its charter)

              MASSACHUSETTS                            See Exhibit 1
---------------------------------------  -------------------------------------
(State of Incorporation or Organization)   (I.R.S. Employer Identification No.)

120 East Liberty Drive, Suite 400,
         Wheaton, Illinois                               60187
---------------------------------------  ---------------------------------------
Address of Principal Executive Offices)                (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

           TITLE OF EACH CLASS                NAME OF EACH EXCHANGE ON WHICH
           TO BE SO REGISTERED                EACH CLASS IS TO BE REGISTERED

 Common Shares of Beneficial Interest,              NYSE Arca, Inc.
      $0.01 par value per share,
                  of
First Trust Horizon Managed Volatility
             Small/Mid ETF

If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A. (c), check the following box.--
[X]

If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A. (d), check the following box.--
[ ]

Securities Act registration statement file number to which this form relates:
333-176976.


Securities to be registered pursuant to Section 12(g) of the Act:

None

TITLE OF EACH CLASS TO BE REGISTERED

INFORMATION REQUIRED IN REGISTRATION STATEMENT

ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED

The securities to be registered hereunder are common shares of beneficial interest, $0.01 par value per share (the "Shares"), of First Trust Horizon Managed Volatility Small/Mid ETF (the "Fund"), a series of First Trust Exchange-Traded Fund III (the "Registrant"). An application for listing of the Shares of the Fund has been filed with and approved by NYSE Arca, Inc. A description of the Shares is contained in the Prospectus, which is a part of the Registration Statement on Form N-1A (Registration Nos. 333-176976 and 811-22245), filed with the Securities and Exchange Commission on March 16, 2020. Such description is incorporated by reference herein.

ITEM 2. EXHIBITS

Pursuant to the "Instruction as to Exhibits" of Form 8-A, no exhibits are filed herewith or incorporated by reference.


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

FIRST TRUST EXCHANGE-TRADED FUND III

                                      By: /s/ W. Scott Jardine
                                          -------------------------------------
                                          W. Scott Jardine, Secretary

April 3, 2020


                                   Exhibit 1

---------------------------------------  ---------------------------------------
                 FUND                       I.R.S. EMPLOYER IDENTIFICATION NO.
---------------------------------------  ---------------------------------------
  First Trust Horizon Managed Volatility               84-4707973
             Small/Mid ETF
---------------------------------------  ---------------------------------------

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