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GMO General Moly Inc

0.113
0.00 (0.00%)
08 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
General Moly Inc AMEX:GMO AMEX Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.113 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

06/01/2020 10:38pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

HANSEN BRUCE D
2. Issuer Name and Ticker or Trading Symbol

General Moly, Inc [ GMO ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Executive Officer & CFO
(Last)          (First)          (Middle)

C/O GENERAL MOLY, INC., 1726 COLE BLVD. SUITE 115
3. Date of Earliest Transaction (MM/DD/YYYY)

12/27/2019
(Street)

LAKEWOOD, CO 80401
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
10% senior convertible promissory notes  (1)12/27/2019  D     750000   (2)12/26/2019 Common Stock 750000 $0 0 D 
 
Common stock purchase warrants (right to buy) $.35 12/27/2019  A   1174024 (1)   12/27/2019 12/26/2022 Common Stock 1174024 $0 1174024 D 
 
Common stock purchase warrants (right to buy) $.35 12/27/2019  P   223700 (3)   12/27/2019 12/26/2022 Common Stock 223700 $0 223700 D 
 

Explanation of Responses:
(1) The reporting person disposed of 10% senior convertible promissory notes, plus accrued and unpaid interest, in an issuer exchange offer in exchange for newly issued 12% senior promissory notes, which are not convertible into common stock of the issuer, and warrants to purchase common stock.
(2) The notes are convertible at any time at the option of the holder into common stock of the issuer.
(3) Represents warrants issued as part of a subscription offer conducted by the issuer in connection with the issuer exchange offer.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
HANSEN BRUCE D
C/O GENERAL MOLY, INC.
1726 COLE BLVD. SUITE 115
LAKEWOOD, CO 80401
X
Chief Executive Officer & CFO

Signatures
/s/ Jennifer A. D'Alessandro, as attorney-in-fact1/6/2020
**Signature of Reporting PersonDate

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