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ESP Espey Manufacturing and Electronics Corp

25.2663
0.7163 (2.92%)
08 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Espey Manufacturing and Electronics Corp AMEX:ESP AMEX Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.7163 2.92% 25.2663 25.2663 24.95 25.10 3,032 01:00:00

Initial Statement of Beneficial Ownership (3)

02/12/2020 2:42pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/1/2020 

3. Issuer Name and Ticker or Trading Symbol

ESPEY MFG & ELECTRONICS CORP [ESP]
(Last)        (First)        (Middle)

233 BALLSTON AVE.
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          ___X___ 10% Owner
_____ Officer (give title below)        _____ Other (specify below)
(Street)

SARATOGA SPRINGS, NY 12866      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock - $.33 1/3 par value 300000 D (1) 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) The amount does not include an additional 469,119 shares owned by the Reporting Person which have been allocated to the accounts of the beneficiaries of the Trust.

Remarks:
P- Reporting person is Trustee of ESOP

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust
233 BALLSTON AVE.
SARATOGA SPRINGS, NY 12866

X


Signatures
/s/ Espey Mfg. & Electronics Corp. Employee Retirement Plan and Trust by Peggy A. Murphy, Trustee12/1/2020
**Signature of Reporting PersonDate

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