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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Golden Minerals Co | AMEX:AUMN | AMEX | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.028 | 5.00% | 0.588 | 304 | 13:14:13 |
|
Delaware
|
| |
1040
|
| |
26-4413382
|
|
|
(State or other jurisdiction of
incorporation or organization) |
| |
(Primary Standard Industrial
Classification Code Number) |
| |
(I.R.S. Employer
Identification Number) |
|
|
Large accelerated filer
☐
|
| |
Accelerated filer
☐
|
|
|
Non-accelerated filer
☒
|
| |
Smaller reporting company
☒
|
|
| | | |
Emerging growth company
☐
|
|
| | | | | ii | | | |
| | | | | iii | | | |
| | | | | v | | | |
| | | | | 1 | | | |
| | | | | 4 | | | |
| | | | | 5 | | | |
| | | | | 6 | | | |
| | | | | 7 | | | |
| | | | | 8 | | | |
| | | | | 10 | | | |
| | | | | 11 | | | |
| | | | | 13 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 15 | | | |
| | | | | 16 | | | |
| | | | | 17 | | |
Name
|
| |
Beneficial Ownership
Prior to this Offering |
| |
Shares to be
Sold in this Offering(1) |
| |
Beneficial Ownership
After this Offering(2) |
| |||||||||||||||||||||
|
Number
of Shares |
| |
%
|
| |
Number
of Shares |
| |
%
|
| ||||||||||||||||||||
Armistice Capital, LLC(3)
|
| | | | 2,113,587(4) | | | | | | 24.66%(5) | | | | | | 1,427,587 | | | | | | 686,000 | | | | | | 6.86%(5) | | |
Directors, Executive Officers and 5% Stockholders of Golden Minerals(1)
|
| |
Beneficial Ownership as of
August 30, 2023(2) |
| |||||||||
Name
|
| |
Number
|
| |
Percentage(3)
|
| ||||||
Armistice Capital Master Fund Ltd(4)
|
| | | | 2,113,857 | | | | | | 21% | | |
The Sentient Group(5)
|
| | | | 1,506,027 | | | | | | 15% | | |
Warren M. Rehn(6)
|
| | | | 210,000 | | | | | | 2% | | |
Jeffrey G. Clevenger(7)
|
| | | | 56,108 | | | | | | * | | |
W. Durand Eppler(8)
|
| | | | 33,213 | | | | | | * | | |
David H. Watkins(9)
|
| | | | 29,893 | | | | | | * | | |
Terry M. Palmer(10)
|
| | | | 29,813 | | | | | | * | | |
Kevin R. Morano(11)
|
| | | | 29,773 | | | | | | * | | |
Julie Z. Weedman(12)
|
| | | | 13,400 | | | | | | * | | |
Deborah J. Friedman(13)
|
| | | | 8,000 | | | | | | * | | |
Pablo Castanos
|
| | | | 0 | | | | | | * | | |
Directors and Executive Officers as a group 10 persons)(14)
|
| | | | 410,200 | | | | | | 4% | | |
Item
|
| |
Amount
|
| |||
SEC registration fee
|
| | | $ | 160 | | |
Legal fees and expenses
|
| | | | 50,000 | | |
Accounting fees and expenses
|
| | | | 15,000 | | |
Printing, transfer agent fees and miscellaneous expenses
|
| | | | 5,000 | | |
Total
|
| | | $ | 70,160 | | |
Exhibit
No |
| |
Description
|
| |||
| | 3.6 | | | | | |
| | 4.1 | | | | | |
| | 4.2 | | | | | |
| | 4.3 | | | | | |
| | 4.4 | | | | | |
| | 4.5 | | | | | |
| | 4.6 | | | | | |
| | 5.1 | | | | | |
| | 10.1 | | | | | |
| | 10.2 | | | | Securities Purchase Agreement between Golden Minerals Company and certain institutional investors, dated as of June 26, 2023 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on June 29, 2023). | |
| | 10.3 | | | |
Form of Restricted Stock Unit Award Agreement Pursuant to the 2023 Equity Incentive Plan
(incorporated by reference to Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q filed on August 9, 2023). |
|
| | 16.1 | | | | | |
| | 21.1 | | | | | |
| | 23.1 | | | | | |
| | 23.2 | | | | | |
| | 23.3 | | | | | |
| | 23.4 | | | | | |
| | 23.5 | | | | | |
| | 24.1 | | | | | |
107
|
| | |
| Dated: September 7, 2023 | | |
GOLDEN MINERALS COMPANY
Registrant |
| |||
| | | | By: | | |
/s/ WARREN M. REHN
Warren M. Rehn
President and Chief Executive Officer |
|
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ WARREN M. REHN
Warren M. Rehn
|
| |
President and Chief Executive Officer
(Principal Executive Officer) |
| |
September 7, 2023
|
|
|
/s/ JULIE Z. WEEDMAN
Julie Z. Weedman
|
| |
Senior Vice President and Chief Financial Officer
(Principal Financial and Accounting Officer) |
| |
September 7, 2023
|
|
|
*
Jeffrey G. Clevenger
|
| | Chairman of the Board of Directors | | |
September 7, 2023
|
|
|
*
Deborah J. Friedman
|
| | Director | | |
September 7, 2023
|
|
|
*
Kevin R. Morano
|
| | Director | | |
September 7, 2023
|
|
|
*
Terry M. Palmer
|
| | Director | | |
September 7, 2023
|
|
|
*
David H. Watkins
|
| | Director | | |
September 7, 2023
|
|
|
By:
/s/ WARREN M. REHN
Warren M. Rehn
Attorney-in-Fact |
| | | | | | |
Exhibit 23.5
Consent of Independent Registered Public Accounting Firm
We hereby consent to the incorporation by reference in this Registration Statement on Form S-1 of Golden Minerals Company and its subsidiaries of our report dated March 23, 2022, relating to the consolidated financial statements, which appears in Golden Minerals Company’s Annual Report on Form 10-K for the year ended December 31, 2021. We also consent to the reference to us under the heading “Experts” in such Registration Statement.
Denver, Colorado
September 7, 2023
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