Current Report Filing (8-k)

 

 

  

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

 

  

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported):  September 24, 2019

AMERICAN SHARED HOSPITAL SERVICES

(Exact name of registrant as specified in charter)

California	1-08789	94-2918118
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

 

Two Embarcadero Center, Suite 410, San Francisco, CA 94111

(Address of principal executive offices)

 

Registrant’s telephone number, including area code 415-788-5300

 

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
American Shared Hospital Services Common Stock, No Par Value		AMS		NYSE AMERICAN

 

 Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

 

Item 7.01 Regulation FD Disclosure.

 

American Shared Hospital Services (the “Company”) has announced that Chairman & Chief Executive Officer Ernest A. Bates, M.D. and Chief Operating & Financial Officer Craig K. Tagawa will present at the Sidoti & Company Fall 2019 Conference on September 25, 2019. The Company intends to use the presentation furnished as Exhibit 99.1 to this Form 8-K at the conference and other investor meetings taking place on September 24 and 25, 2019. The slides from the presentation are attached hereto as Exhibit 99.1 and are hereby incorporated by reference.

 

Certain Information

 

The information in this Current Report on Form 8-K, including Exhibit 99.1, is furnished pursuant to this Item 7.01 and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit 99.1

Presentation material from the Sidoti & Company Fall 2019 Conference, dated September 25, 2019

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

			American Shared Hospital Services
Date:	September 24, 2019		By:	/s/ Craig K. Tagawa
				Name:	Craig K. Tagawa
				Title:	Senior Vice President
					Chief Operating and Financial Officer