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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Air Industries Group | AMEX:AIRI | AMEX | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.18 | -2.69% | 6.50 | 6.9699 | 6.35 | 6.54 | 58,973 | 20:34:07 |
1. Name and Address of Reporting Person * TAGLICH MICHAEL N | 2. Issuer Name and Ticker or Trading Symbol AIR INDUSTRIES GROUP [ AIRI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 1/4/2021 | J(1) | 12857 | A | $1.23 | 3916571 | D | |||
Common Stock | 239946 | I | See Note (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (right to purchase) | $2.38 | 12/31/2020 | 12/31/2026 | Common Stock | 10000 | 10000 | D | ||||||||
Stock Options | $1.28 | 12/31/2019 | 12/31/2025 | Common Stock | 10000 | 10000 | D | ||||||||
Stock Options | $1.59 | 5/14/2018 | 5/31/2023 | Common Stock | 13000 | 13000 | D | ||||||||
Stock Options | $4.64 | 12/31/2017 | 6/1/2021 | Common Stock | 3000 | 3000 | D | ||||||||
Stock Options (right to purchase) | $1.69 | 1/2/2018 | 12/31/2022 | Common Stock | 3000 | 3000 | D | ||||||||
Convertible Notes (3) | $1.5 | 9/30/2018 | 12/31/2020 | Common Stock | 866666 (4) | $1300000 | D | ||||||||
Convertible Notes | $0.93 | 1/15/2019 | 12/31/2020 | Common Stock | 1103225 (4) | $1026000 | D | ||||||||
Convertible Notes | $1.5 | 9/30/2018 | 12/31/2020 | Common Stock | 254666 (4) | $382000 | I | See Note (5) | |||||||
Convertible Notes | $0.93 | 1/15/2019 | 12/31/2020 | Common Stock | 30107 (4) | $28000 | I | See Note (6) | |||||||
Warrants | $1.4 | 10/1/2018 | 9/30/2023 | Common Stock | 17500 | 17500 | I | See Note (7) | |||||||
Warrants | $5 | 8/19/2016 | 7/31/2021 | Common Stock | 61817 | 61817 | D | ||||||||
Warrants (8) | $6.15 | 11/27/2016 | 5/26/2021 | Common Stock | 16500 | 16500 | D | ||||||||
Warrants | $6.15 | 9/1/2016 | 7/31/2021 | Common Stock | 19300 | 19300 | D | ||||||||
Warrants | $3 | 11/23/2016 | 11/30/2021 | Common Stock | 88889 | 88889 | D | ||||||||
Warrants | $3 | 12/22/2016 | 11/30/2021 | Common Stock | 22814 | 111703 | D | ||||||||
Warrants | $3 | 11/22/2016 | 11/30/2021 | Common Stock | 19000 | 130703 | D | ||||||||
Warrants | $1.5 | 1/29/2017 | 11/30/2022 | Common Stock | 48000 | 48000 | D | ||||||||
Warrants (8) | $3 | 12/22/2016 | 11/30/2021 | Common Stock | 13000 | 143703 | D | ||||||||
Warrants (8) | $4.45 | 2/17/2017 | 1/31/2022 | Common Stock | 7880 | 7880 | D | ||||||||
Warrants (8) | $3.3 | 3/8/2017 | 1/31/2022 | Common Stock | 4850 | 4850 | D | ||||||||
Warrants (8) | $3.78 | 3/15/2017 | 1/31/2022 | Common Stock | 4775 | 4775 | D | ||||||||
Warrants (8) | $4 | 3/21/2017 | 1/31/2022 | Common Stock | 964 | 964 | D | ||||||||
Warrants (10) | $1.5 (9) | 5/12/2017 | 5/12/2022 | Common Stock | 98591 (10) | 98591 (10) | D | ||||||||
Warrants | $3.78 | 3/15/2017 | 1/31/2022 | Common Stock | 3354 | 3354 | I | See Note (11) | |||||||
Warrants | $4 | 3/21/2017 | 1/31/2022 | Common Stock | 615 | 615 | I | See Note (11) |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
TAGLICH MICHAEL N C/O TAGLICH BROTHERS, INC. 37 MAIN STREET COLD SPRING HARBOR, NY 11724 | X | X |
Signatures | ||
/s/ Michael N. Taglich | 1/6/2021 | |
**Signature of Reporting Person | Date |
1 Year Air Industries Chart |
1 Month Air Industries Chart |
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