RNS Number : 9674U
Morgan Stanley & Co. Int'l plc
03 July 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Hargreaves Lansdown plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Hargreaves Lansdown plc

(d) Date dealing undertaken:

02 July 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

PURCHASES

512,756

11.2500 GBP

11.1375 GBP

0.4p ordinary

SALES

330,239

11.2700 GBP

11.1375 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.4p ordinary

CFD

increasing a long position

406

11.1472 GBP

0.4p ordinary

CFD

increasing a long position

12

11.1700 GBP

0.4p ordinary

CFD

increasing a long position

1,692

11.1795 GBP

0.4p ordinary

CFD

increasing a long position

346

11.1851 GBP

0.4p ordinary

CFD

increasing a long position

2,660

11.1951 GBP

0.4p ordinary

CFD

increasing a long position

241

11.1999 GBP

0.4p ordinary

CFD

increasing a long position

2,271

11.1999 GBP

0.4p ordinary

CFD

increasing a long position

1,023

11.2015 GBP

0.4p ordinary

CFD

increasing a long position

10,673

11.2024 GBP

0.4p ordinary

CFD

increasing a long position

2,125

11.2067 GBP

0.4p ordinary

CFD

increasing a long position

1,387

11.2073 GBP

0.4p ordinary

CFD

increasing a long position

1,586

11.2193 GBP

0.4p ordinary

CFD

increasing a long position

87,766

11.2200 GBP

0.4p ordinary

CFD

increasing a long position

160

11.2200 GBP

0.4p ordinary

CFD

increasing a short position

135

11.1700 GBP

0.4p ordinary

CFD

increasing a short position

8,020

11.2189 GBP

0.4p ordinary

CFD

increasing a short position

3,577

11.2200 GBP

0.4p ordinary

CFD

increasing a short position

50

11.2340 GBP

0.4p ordinary

CFD

reducing a long position

177

11.1557 GBP

0.4p ordinary

CFD

reducing a long position

401

11.1700 GBP

0.4p ordinary

CFD

reducing a long position

3,166

11.1729 GBP

0.4p ordinary

CFD

reducing a long position

85,442

11.1729 GBP

0.4p ordinary

CFD

reducing a long position

3,620

11.1830 GBP

0.4p ordinary

CFD

reducing a long position

97,706

11.1830 GBP

0.4p ordinary

CFD

reducing a long position

5,490

11.1907 GBP

0.4p ordinary

CFD

reducing a long position

1,275

11.1940 GBP

0.4p ordinary

CFD

reducing a long position

34,412

11.1940 GBP

0.4p ordinary

CFD

reducing a long position

273

11.1951 GBP

0.4p ordinary

CFD

reducing a long position

2,809

11.1970 GBP

0.4p ordinary

CFD

reducing a long position

966

11.1982 GBP

0.4p ordinary

CFD

reducing a long position

1,509

11.1984 GBP

0.4p ordinary

CFD

reducing a long position

770

11.2044 GBP

0.4p ordinary

CFD

reducing a long position

11,790

11.2061 GBP

0.4p ordinary

CFD

reducing a long position

3,281

11.2138 GBP

0.4p ordinary

CFD

reducing a long position

25,090

11.2156 GBP

0.4p ordinary

CFD

reducing a long position

2,034

11.2199 GBP

0.4p ordinary

CFD

reducing a long position

486

11.2200 GBP

0.4p ordinary

CFD

reducing a long position

11,162

11.2200 GBP

0.4p ordinary

CFD

reducing a long position

651

11.2200 GBP

0.4p ordinary

CFD

reducing a long position

157

11.2200 GBP

0.4p ordinary

CFD

reducing a long position

1,331

11.2202 GBP

0.4p ordinary

CFD

reducing a long position

7,080

11.2260 GBP

0.4p ordinary

CFD

reducing a short position

286

11.1951 GBP

0.4p ordinary

CFD

reducing a short position

19

11.1979 GBP

0.4p ordinary

CFD

reducing a short position

1,780

11.2033 GBP

0.4p ordinary

CFD

reducing a short position

2,251

11.2200 GBP

0.4p ordinary

CFD

reducing a short position

135

11.2200 GBP

0.4p ordinary

CFD

reducing a short position

1,005

11.2200 GBP

0.4p ordinary

CFD

reducing a short position

743

11.2209 GBP

0.4p ordinary

CFD

reducing a short position

251

11.2278 GBP

0.4p ordinary

CFD

reducing a short position

114

11.2300 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

03 July 2024
Contact name:

Craig Horsley
Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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