BARCLAYS PLC Form 8 (DD) - Xstrata Plc

 
TIDMXTA 
 
 

FORM 8 (DD)

Note: The Panel Executive has confirmed on an ex-parte basis that the trades detailed in this disclosure have no Code consequence

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.KEY INFORMATION

 
(a) Identity of the party                 Barclays Plc 
to the offer or person 
acting in  concert making 
the disclosure: 
(b) Owner or controller 
of interests and short 
positions  disclosed, if 
different from 1(a): 
The naming of nominee or vehicle 
companies is insufficient 
(c) Name of offeror/offeree               XSTRATA PLC 
in relation to whose 
relevant  securities this form relates: 
Use a separate form for 
each offeror/offeree 
(d) Status of person making               Person acting in concert 
the disclosure:                           with the Offeree 
e.g. offeror, offeree, person 
acting in concert with the 
offeror/offeree (specify 
name of offeror/offeree) 
(e) Date dealing undertaken:              30 April 2013 
8(f) Has the party previously             YES 
disclosed, 
or is it today  disclosing,               GLENCORE INTERNATIONAL PLC 
under the Code in respect of any          : 
other party to this  offer? 
 
 

2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 
Class of relevant security:             USD 0.5 Ordinary 
                                        Interests       Short positions 
                                        Number   %      Number  % 
(1) Relevant securities owned           199,262  0.01%  0 
and/or controlled: 
(2) Derivatives (other than options): 
(3) Options and agreements 
to purchase/sell: 
TOTAL:                                  199,262  0.01%  0 
 
 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)Rights to subscribe for new securities (including directors' and other executive options)

 
Class of relevant security in relation 
to which subscription  right exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.DEALINGS BY THE PERSON MAKING THE DISCLOSURE

(a)Purchases and sales

 
Class of relevant   Purchase/sale  Number of securities  Price per unit 
security 
USD 0.5 Ordinary    Sale           47,332                9.697 GBP 
 
 

(b)Derivatives transactions (other than options)

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a 
                                 long/short 
                                 position, 
                                 increasing/reducing 
                                 a 
                                 long/short 
                                 position 
 
 

(c)Options transactions in respect of existing securities

(i)Writing, selling, purchasing or varying

 
Class of   Product          Writing,      Number         Exercise price  Type            Expiry date  Option money 
relevant   descriptione.g.  purchasing,   of securities  per unit        e.g. American,               paid/ 
security   call             selling,      to                             European etc.                received 
           option           varying etc.  which option                                                per unit 
                                          relates 
 
 

(ii)Exercising

 
Class of relevant   Product description  Number         Exercise price 
security            e.g. call option     of securities  per unit 
 
 

(d)Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.OTHER INFORMATION

(a)Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement  or understanding, 
formal or informal, relating to relevant 
securities which may be an inducement 
to deal or refrain from  dealing entered 
into by the party to the offer or 
person acting in  concert making the disclosure and any other person: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(b)Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the party to 
the offer or person acting in concert  making the 
disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any  option; or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c)Attachments

Are any Supplemental Forms attached?

 
Supplemental Form 8 (Open Positions)  NO 
Supplemental Form 8 (SBL)             NO 
 
 
Date of disclosure:   01 May 2013 
Contact name:         Geoff Smith 
Telephone number:     020 3555 4632 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail].

 
 
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