JPMorgan Securities Plc Form 8.5 (EPT/RI) - SABMiller Plc (7719L)

TIDMSAB

RNS Number : 7719L

JPMorgan Securities Plc

05 October 2016

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Name of exempt principal trader:                                                      J.P. Morgan Securities plc 
----------------------------------------------------------------------------------------  ---------------------------- 
 (b) Name of offeror/offeree in relation to whose relevant securities this form relates:   SABMiller Plc 
  Use a separate form for each offeror/offeree 
----------------------------------------------------------------------------------------  ---------------------------- 
 (c) Name of the party to the offer with which exempt principal trader is connected:       SABMiller Plc 
----------------------------------------------------------------------------------------  ---------------------------- 
 (d) Date dealing undertaken:                                                              04 October 2016 
----------------------------------------------------------------------------------------  ---------------------------- 
 (e) In addition to the company in 1(b) above, is the exempt principal trader making       Yes 
 disclosures                                                                                Anheuser-Busch InBev SA/NV 
 in respect of any other party to this offer? 
 If it is a cash offer or possible cash offer, state "N/A" 
----------------------------------------------------------------------------------------  ---------------------------- 
 
   2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
   Class of relevant      Purchases/ sales       Total number of       Highest price per unit   Lowest price per unit 
        security                                   securities              paid/received            paid/received 
                                                                               (GBP)                    (GBP) 
-----------------------  -----------------  ------------------------  -----------------------  ----------------------- 
    Ordinary Shares          Purchases              1,091,624                 44.9700                  44.9450 
 
                                Sales               1,266,547                  44.9700                  44.9450 
-----------------------  -----------------  ------------------------  -----------------------  ----------------------- 
 
   (b)        Cash-settled derivative transactions 
 
    Class of relevant       Product description      Nature of dealing         Number of reference      Price per unit 
         security                 e.g. CFD         e.g. opening/closing a           securities               (GBP) 
                                                    long/short position, 
                                                   increasing/reducing a 
                                                    long/short position 
-------------------------  --------------------  -------------------------  -------------------------  --------------- 
     Ordinary Shares           Equity Swaps                 Long                      20,000               44.9325 
                                                                                        316                 44.9416 
                                                                                      144,273               44.9450 
                                                                                      46,309                45.0000 
 
                                                            Short                       600                 44.9504 
                                                                                        511                 44.9650 
                                                                                      46,309                45.0000 
-------------------------  --------------------  -------------------------  -------------------------  --------------- 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class of       Product        Writing,      Number of       Exercise          Type       Expiry date   Option money 
   relevant     description    purchasing,     securities      price per         e.g.                        paid/ 
   security      e.g. call       selling,       to which         unit         American,                   received per 
                   option      varying etc.      option          (GBP)         European                       unit 
                                                relates                          etc.                        (GBP) 
-------------  -------------  -------------  -------------  --------------  -------------  ------------  ------------- 
   Ordinary 
    Shares 
-------------  -------------  -------------  -------------  --------------  -------------  ------------  ------------- 
 
   (ii)        Exercise 
 
   Class of relevant     Product description   Exercising/ exercised    Number of securities      Exercise price per 
       security            e.g. call option           against                                            unit 
                                                                                                        (GBP) 
----------------------  --------------------  ----------------------  -----------------------  ----------------------- 
 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant security         Nature of dealing          Details   Price per unit (if applicable) 
                               e.g. subscription, conversion                          (GBP) 
---------------------------  -------------------------------  --------  ------------------------------- 
 
 
   3.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the exempt principal trader making the disclosure and any party 
  to the offer or any person acting in concert with a party to the offer: 
  Irrevocable commitments and letters of intent should not be included. If there are no such 
  agreements, arrangements or understandings, state "none" 
---------------------------------------------------------------------------------------------- 
 None 
---------------------------------------------------------------------------------------------- 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt 
  principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
----------------------------------------------------------------------------------------------- 
 None 
----------------------------------------------------------------------------------------------- 
 
 
 Date of disclosure:    05 October 2016 
---------------------  ---------------- 
 Contact name:          Tung Le 
---------------------  ---------------- 
 Telephone number:      020 7742 7272 
---------------------  ---------------- 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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October 05, 2016 06:33 ET (10:33 GMT)