Baker Bros. Advisors Form 8.3 - Plethora - Position Dealing Disclosure

 
TIDMTTM TIDMPLE 
 
Form 8.3 - Plethora - Position Dealing Disclosure 
                                                                                            FORM 8.3 
 
                      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
               A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 
 
                             Rule 8.3 of the Takeover Code (the "Code") 
 
1. KEY INFORMATION 
 
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(a) Full name of discloser:                                              Baker Bros. Advisors LP 
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(b) Owner or controller of interests and short positions disclosed, 
    if different from 1(a): 
    The naming of nominee or vehicle companies is insufficient. For 
    a trust, the trustee(s), settlor and beneficiaries must be 
    named. 
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(c) Name of offeror/offeree in relation to whose relevant securities     PLETHORA SOLUTIONS HOLDINGS 
    this form relates:                                                   PLC 
    Use a separate form for each offeror/offeree 
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(d) If an exempt fund manager connected with an offeror/offeree, state 
    this and specify identity of offeror/offeree: 
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(e) Date position held/dealing undertaken:                               February 25, 2016 
    For an opening position disclosure, state the latest practicable 
    date prior to the disclosure 
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(f) In addition to the company in 1(c) above, is the discloser making    NO 
    disclosures in respect of any other party to the offer? 
    If it is a cash offer or possible cash offer, state "N/A" 
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
If there are positions or rights to subscribe to disclose in more than one class of relevant 
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each 
additional class of relevant security. 
 
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the 
    disclosure relates following the dealing (if any) 
 
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Class of relevant security:                                              1p Ordinary 
 
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                                                              Interests           Short positions 
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                                                           Number        %      Number           % 
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(1) Relevant securities owned and/or controlled:         47,781,385     5.80 
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(2) Cash-settled derivatives: 
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(3) Stock-settled derivatives (including options) and 
    agreements to purchase/DEALING: 
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    TOTAL:                                               47,781,385     5.80 
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Class of relevant security:                                         Fund raising warrants 
 
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                                                              Interests           Short positions 
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                                                           Number        %      Number           % 
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(1) Relevant securities owned and/or controlled:         28,619,528    28.29 
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(2) Cash-settled derivatives: 
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(3) Stock-settled derivatives (including options) and 
    agreements to purchase/DEALING: 
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    TOTAL:                                               28,619,528    28.29 
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All interests and all short positions should be disclosed. 
 
Details of any open stock-settled derivative positions (including traded options), or agreements to 
purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). 
 
(b) Rights to subscribe for new securities (including directors' and other employee options) 
 
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Class of relevant security in relation to 
which subscription right exists: 
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Details, including nature of the rights 
concerned and relevant percentages: 
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
Where there have been dealings in more than one class of relevant securities of the offeror or 
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class 
of relevant security dealt in. 
 
The currency of all prices and other monetary amounts should be stated. 
 
(a) Purchases and sales 
 
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 Class of relevant          Purchase/DEALING             Number of                     Price per unit 
     security                                         securities 
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 Ordinary 1p                Sale                      1,450,000                     3.81p 
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(b) Cash-settled derivative transactions 
 
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 Class of           Product           Nature of dealing             Number of           Price per 
 relevant         description       e.g. opening/closing a          reference              unit 
 security           e.g. CFD         long/short position,           securities 
                                     increasing/reducing a 
                                      long/short position 
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(c) Stock-settled derivative transactions (including options) 
 
(i) Writing, selling, purchasing or varying 
 
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 Class of      Product        Writing,        Number      Exercise     Type     Expiry     Option 
 relevant    description    purchasing,         of         price       e.g.      date       money 
 security     e.g. call       selling,      securities    per unit   American,              paid/ 
               option       varying etc.     to which                European             received 
                                              option                   etc.               per unit 
                                              relates 
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(ii) Exercise 
 
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 Class of             Product             Exercising/           Number of           Exercise price 
 relevant           description            exercised            securities             per unit 
 security        e.g. call option           against 
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(d) Other dealings (including subscribing for new securities) 
 
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  Class of relevant           Nature of dealing                 Details         Price per unit (if 
      security          e.g. subscription, conversion                               applicable) 
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4. OTHER INFORMATION 
 
(a) Indemnity and other dealing arrangements 
 

February 26, 2016 10:00 ET (15:00 GMT)

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Details of any indemnity or option arrangement, or any agreement or understanding, formal or 
informal, relating to relevant securities which may be an inducement to deal or refrain from dealing 
entered into by the person making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: 
Irrevocable commitments and letters of intent should not be included. If there are no such 
agreements, arrangements or understandings, state "none" 
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None 
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(b) Agreements, arrangements or understandings relating to options or derivatives 
 
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NONE 
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(c) Attachments 
 
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Is a Supplemental Form 8 (Open Positions) attached?                                     No 
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Date of disclosure:                                 26 February 2016 
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Contact name:                                       Alexandra A. Toohey 
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Telephone number:                                   [phone] 
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and 
must also be emailed to the Takeover Panel at [e-mail]. The Panel's Market 
Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on 
[phone]. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
 
 
Baker Bros. Advisors LP 
 

(END) Dow Jones Newswires

February 26, 2016 10:00 ET (15:00 GMT)