Pembridge Resources plc Holding(s) in Company (1723W)

TIDMPERE

RNS Number : 1723W

Pembridge Resources plc

10 November 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)i 
-------------------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer 
  or the underlying issuer of                                         Pembridge Resources PLC 
  existing shares to which voting 
  rights are attachedii: 
---------------------------------------------  --------------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
-------------------------------------------------------------------------------------------------------------- 
 Non-UK issuer 
----------------------------------------------------------------------------------------------  -------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
-------------------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                          X 
----------------------------------------------------------------------------------------------  -------------- 
 An acquisition or disposal of financial instruments 
----------------------------------------------------------------------------------------------  -------------- 
 An event changing the breakdown of voting rights 
----------------------------------------------------------------------------------------------  -------------- 
 Other (please specify)iii: 
----------------------------------------------------------------------------------------------  -------------- 
 3. Details of person subject to the notification obligationiv 
-------------------------------------------------------------------------------------------------------------- 
 Name                                           Mark Lancaster 
---------------------------------------------  --------------------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
---------------------------------------------  --------------------------------------------------------------- 
 4. Full name of shareholder(s) (if different from 3.)v 
-------------------------------------------------------------------------------------------------------------- 
 Name 
---------------------------------------------  --------------------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
---------------------------------------------  --------------------------------------------------------------- 
 5. Date on which the threshold                 09/11/2017 
  was crossed or reachedvi: 
---------------------------------------------  --------------------------------------------------------------- 
 6. Date on which issuer notified               10/11/2017 
  (DD/MM/YYYY): 
---------------------------------------------  --------------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
-------------------------------------------------------------------------------------------------------------- 
                               % of voting           % of voting                                 Total number 
                              rights attached      rights through            Total of both        of voting 
                                 to shares          financial in-            in % (8.A            rights of 
                                 (total of            struments              + 8.B)               issuervii 
                                   8. A)            (total of 8.B 
                                                     1 + 8.B 2) 
------------------------  -------------------  ---------------------  ------------------------  -------------- 
 Resulting 
  situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                 6.14%                4.2%                   10.34%                    223,849,257 
------------------------  -------------------  ---------------------  ------------------------  -------------- 
 Position of 
  previous notification 
  (if applicable) 
------------------------  -------------------  ---------------------  ------------------------  -------------- 
 
 

1

 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reachedviii 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type            Number of voting rightsix              % of voting rights 
  of shares 
  ISIN code (if 
  possible) 
--------------------  -------------------------------------  ------------------------------------------------- 
                            Direct              Indirect                   Direct                  Indirect 
                           (Art 9 of            (Art 10 of           (Art 9 of Directive           (Art 10 of 
                           Directive            Directive               2004/109/EC)               Directive 
                          2004/109/EC)         2004/109/EC)               (DTR5.1)                2004/109/EC) 
                            (DTR5.1)            (DTR5.2.1)                                         (DTR5.2.1) 
-------------------   -----------------  ------------------  -----------------------------  ------------------ 
 GB00B3ZW6Z85          13,741,901                             6.14% 
--------------------  -----------------  ------------------  -----------------------------  ------------------ 
 
 
 SUBTOTAL 8. 
  A                                            13,741,901                                         6.14% 
--------------------  -------------------------------------  ------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
                                                              Number of voting 
   Type of financial     Expiration        Exercise/           rights that                     % of voting 
   instrument            datex             Conversion          may be acquired                 rights 
                                           Periodxi            if the instrument 
                                                               is exercised/converted. 
--------------------  -----------------  ------------------  -----------------------------  ------------------ 
 
 Warrants over                             At any time 
  ordinary shares                          prior to 
  with a 3.2p                              expiration 
  exercise price         21/08/2019        date                 9,375,000                      4.2% 
--------------------  -----------------  ------------------  -----------------------------  ------------------ 
 
 
                                          SUBTOTAL 8. 
                                           B 1                9,375,000                      4.2% 
                                         ------------------  -----------------------------  ------------------ 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 
  (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial    Expiration          Exercise/           Physical         Number 
  instrument           datex              Conversion          or cash           of voting      % of voting 
                                          Period xi           settlementxii     rights         rights 
-------------------  ------------------  ------------------  ---------------  ------------  ------------------ 
 
 
 
                                                              SUBTOTAL 
                                                               8.B.2 
                                                             ---------------  ------------  ------------------ 
 
 
 
 9. Information in relation to the person subject to the 
  notification obligation (please mark the applicable box 
  with an "X") 
------------------------------------------------------------------------------------------------------ 
 Person subject to the notification obligation is                                        X 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuerxiii 
---------------------------------------------------------------------------  ------------------------- 
 Full chain of controlled undertakings through which 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or legal 
  entityxiv (please add additional rows as necessary) 
---------------------------------------------------------------------------  ------------------------- 
                             % of voting rights       % of voting rights            Total of both 
                                if it equals           through financial             if it equals 
                 Namexv         or is higher             in- struments               or is higher 
                             than the notifiable         if it equals             than the notifiable 
                                  threshold              or is higher                  threshold 

                                                      than the notifiable 
                                                           threshold 
-----------------------  -----------------------  -----------------------  --------------------------- 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
------------------------------------------------------------------------------------------------------ 
 Name of the proxy holder 
------------------------------------------------  ---------------------------------------------------- 
 The number and % of voting 
  rights held 
------------------------------------------------  ---------------------------------------------------- 
 The date until which the voting 
  rights will be held 
------------------------------------------------  ---------------------------------------------------- 
 
 11. Additional informationxvi 
------------------------------------------------------------------------------------------------------ 
 
 
 
 
 Place of completion   London, UK 
--------------------  ----------- 
 Date of completion    10/11/2017 
--------------------  ----------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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November 10, 2017 05:35 ET (10:35 GMT)