NBNK Investments PLC Holding(s) in Company (0849J)

TIDMNBNK TIDMAV.

RNS Number : 0849J

NBNK Investments PLC

06 June 2014

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or the underlying          NBNK Investments plc 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
---------------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
--------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights 
------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
------------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
------------------  ----------------------------------------------------------  ------- 
 3. Full name of person(s) subject           Aviva plc & its subsidiaries 
  to the 
  notification obligation: (iii) 
------------------------------------------  ------------------------------------------- 
 4. Full name of shareholder(s)                   Registered Holder: 
  (if different from 3.):(iv) 
                                                   NONE HELD 
------------------------------------------  ------------------------------------------- 
 5. Date of the transaction and date         5 June 2014 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
------------------------------------------  ------------------------------------------- 
 6. Date on which issuer notified:           6 June 2014 
------------------------------------------  ------------------------------------------- 
 7. Threshold(s) that is/are crossed         11% to <3% Change at Direct Interest 
  or                                          Level 
  reached: (vi, vii) 
------------------------------------------  ------------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                Resulting situation after the triggering 
 of               to the triggering                 transaction 
 shares           transaction 
 
 if possible 
 using 
 the ISIN CODE 
--------------  --------------------------------  -------------------------------------------------------------------- 
                 Number            Number          Number        Number of voting             % of voting rights 
                  of                of              of shares     rights                       (x) 
                  Shares            Voting 
                                    Rights 
--------------  ----------------  --------------  ------------  ---------------------------  ------------------------- 
                                                   Direct        Direct         Indirect      Direct     Indirect 
                                                                  (xi)           (xii) 
--------------  ------  --------  -------  -----  ------------  -------------  ------------  ---------  -------------- 
 Ordinary 
  Shares 
 
 
  GB00B58GVN47   6,398,707*        6,398,707*      None          None           None          None       None 
                ----------------  --------------  ------------  -------------  ------------  ---------  -------------- 
 
 * Includes Qualifying Financial Instruments (Warrants = 622,147) 
---------------------------------------------------------------------------------------------------------------------- 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of financial       Expiration         Exercise/                  Number of voting             % of voting 
  instrument              date (xiii)        Conversion Period          rights that may              rights 
                                             (xiv)                      be 
                                                                        acquired if the 
                                                                        instrument is 
                                                                        exercised/ converted. 
----------------------  -----------------  -------------------------  ---------------------------  ------------------- 
                                            ANY TIME UP TO 
 WARRANT                 31/08/2020          31/08/2020                515,847                      0.96% 
----------------------  -----------------  -------------------------  ---------------------------  ------------------- 
 
                                            ANY TIME UP TO 
 FOUNDER WARRANT         31/08/2020          31/08/2020                  106,299                    0.20% 
----------------------  -----------------  -------------------------  ---------------------------  ------------------- 
 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------ 
 Type of financial   Exercise   Expiration     Exercise/     Number of voting     % of voting rights 
  instrument          price      date (xvii)    Conversion    rights instrument    (xix, xx) 
                                                period        refers to 
                                                (xviii) 
------------------  ---------  -------------  ------------  -------------------  --------------------- 
                                                                                  Nominal      Delta 
------------------  ---------  -------------  ------------  -------------------  -----------  -------- 
 
 
 
 Total (A+B+C) 
------------------------------------------------------ 
 Number of voting rights   Percentage of voting rights 
------------------------  ---------------------------- 
 622,146                   1.16% 
------------------------  ---------------------------- 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
------------------------------------------------------------------------------------ 
              The voting rights are managed and controlled by Aviva Investors Global 
             Services Limited, with the following chain of controlled undertakings:- 
 
                                            Aviva Investors Global Services Limited: 
                                                     *    Aviva plc (Parent Company) 
 
 
                          *    Aviva Group Holdings Limited (wholly owned subsidiary 
                                                                       of Aviva plc) 
 
 
                                 *    Aviva Investors Holdings Limited (wholly owned 
                                         subsidiary of Aviva Group Holdings Limited) 
 
 
                          *    Aviva Investors Global Services Limited (wholly owned 
                                     subsidiary of Aviva Investors Holdings Limited) 
 
 Proxy Voting: 
------------------------------------------------------------------------------------ 
 10. Name of the proxy holder:                         See Section 4 
----------------------------------------------------  ------------------------------ 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
----------------------------------------------------  ------------------------------ 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
----------------------------------------------------  ------------------------------ 
 
 
  13. Additional information:               Figures are based on a total number 
                                            of voting rights of 53,771,229 as 
                                            per the Company's Share Capital, Fully 
                                            Diluted Share Capital Announcement 
                                            of 
                                            1 February 2013. 
----------------------------------------  ------------------------------------------ 
 14. Contact name:                             Neil Whittaker, Aviva plc 
----------------------------------------  ------------------------------------------ 
 15. Contact telephone number:                 01603 684420 
----------------------------------------  ------------------------------------------ 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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