NBNK Investments PLC Holding(s) in Company - TR-1 Notification (7280X)

TIDMNBNK TIDMAV.

RNS Number : 7280X

NBNK Investments PLC

12 February 2013

 
 
 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
----------------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or the underlying            NBNK Investments plc 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
-----------------------------------------------------  ---------------------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
----------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights 
------------------------------------------------------------------------------------------  --------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
------------------------------------------------------------------------------------------  --------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
------------------------------------------------------------------------------------------  --------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------------------------------  --------- 
 Other (please 
  specify): 
------------------  ----------------------------------------------------------------------  --------- 
 3. Full name of person(s) subject           Aviva plc & its subsidiaries 
  to the 
  notification obligation: (iii) 
------------------------------------------  --------------------------------------------------------- 
 4. Full name of shareholder(s)                   Registered Holder: 
  (if different from 3.):(iv) 
                                                   BNY Norwich Union Nominees Limited 
                                                   814,051* 
                                                   Chase (GA Group) Nominees Limited 4,962,509* 
 
                                                   *denotes direct interest 
------------------------------------------  --------------------------------------------------------- 
 5. Date of the transaction and date         11 February 2013 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
------------------------------------------  --------------------------------------------------------- 
 6. Date on which issuer notified:           12 February 2013 
------------------------------------------  --------------------------------------------------------- 
 7. Threshold(s) that is/are crossed         12% to 11% Change at Direct Interest 
  or                                          Level 
  reached: (vi, vii) 
------------------------------------------  --------------------------------------------------------- 
 
 
 
 8. Notified details: 
----------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
----------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                   Resulting situation after the triggering 
 of               to the triggering                    transaction 
 shares           transaction 
 
 if possible 
 using 
 the ISIN CODE 
--------------  -----------------------------------  ------------------------------------------------------------------ 
                 Number              Number           Number      Number of voting             % of voting rights 
                  of                  of              of shares    rights                       (x) 
                  Shares              Voting 
                                      Rights 
--------------  ------------------  ---------------  ----------  ---------------------------  ------------------------- 
                                                      Direct      Direct           Indirect    Direct     Indirect 
                                                                   (xi)             (xii) 
--------------  -------  ---------  -------  ------  ----------  ---------------  ----------  ---------  -------------- 
 Ordinary 
  Shares 
 
                 6,465,181           6,465,181 
  GB00B58GVN47    *                   *               5,776,560   5,776,560        Nil held    10.74%     Nil 
                ------------------  ---------------  ----------  ---------------  ----------  ---------  -------------- 
 
 * Includes Qualifying Financial Instruments (Warrants = 688,621) 
----------------------------------------------------------------------------------------------------------------------- 
 
 B: Qualifying Financial Instruments 
----------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------- 
 Type of financial        Expiration          Exercise/                 Number of voting            % of voting 
  instrument               date (xiii)         Conversion Period         rights that may             rights 
                                               (xiv)                     be 
                                                                         acquired if the 
                                                                         instrument is 
                                                                         exercised/ converted. 
-----------------------  ------------------  ------------------------  --------------------------  -------------------- 
                                              ANY TIME UP TO 
 WARRANT                  31/08/2020           31/08/2020               582,348                     1.08% 
-----------------------  ------------------  ------------------------  --------------------------  -------------------- 
 
 
                                                                          93,867 
                                              ANY TIME UP TO              (Entitlement advised 
 FOUNDER WARRANT          31/08/2020           31/08/2020                 by Cenkos Securities)     0.18% 
-----------------------  ------------------  ------------------------  --------------------------  -------------------- 
 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------ 
 Type of financial   Exercise   Expiration     Exercise/     Number of voting     % of voting rights 
  instrument          price      date (xvii)    Conversion    rights instrument    (xix, xx) 
                                                period        refers to 
                                                (xviii) 
------------------  ---------  -------------  ------------  -------------------  --------------------- 
                                                                                  Nominal      Delta 
------------------  ---------  -------------  ------------  -------------------  -----------  -------- 
 
 
 
 Total (A+B+C) 
------------------------------------------------------ 
 Number of voting rights   Percentage of voting rights 
------------------------  ---------------------------- 
 6,452,775                 12.00% 
------------------------  ---------------------------- 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
------------------------------------------------------------------------------------ 
              The voting rights are managed and controlled by Aviva Investors Global 
             Services Limited, with the following chain of controlled undertakings:- 
 
                                            Aviva Investors Global Services Limited: 
                                                     *    Aviva plc (Parent Company) 
 
 
                          *    Aviva Group Holdings Limited (wholly owned subsidiary 
                                                                       of Aviva plc) 
 
 
                                 *    Aviva Investors Holdings Limited (wholly owned 
                                         subsidiary of Aviva Group Holdings Limited) 
 
 
                          *    Aviva Investors Global Services Limited (wholly owned 
                                     subsidiary of Aviva Investors Holdings Limited) 
 
 Proxy Voting: 
------------------------------------------------------------------------------------ 
 10. Name of the proxy holder:                         See Section 4 
----------------------------------------------------  ------------------------------ 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
----------------------------------------------------  ------------------------------ 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
----------------------------------------------------  ------------------------------ 
 
 
  13. Additional information:               Figures are based on a total number 
                                            of voting rights of 53,771,229 as 
                                            per the Company's Share Capital, Fully 
                                            Diluted Share Capital Announcement 
                                            of 
                                            1 February 2013. 
----------------------------------------  ------------------------------------------ 
 14. Contact name:                             Diane Thirkettle, Aviva plc 
----------------------------------------  ------------------------------------------ 
 15. Contact telephone number:                 01603 687803 
----------------------------------------  ------------------------------------------ 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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