Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI)-Hargreaves Lansdown plc

RNS Number : 0155Y

Morgan Stanley & Co. Int'l plc

26 July 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hargreaves Lansdown plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hargreaves Lansdown plc
(d) Date dealing undertaken:	25 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	PURCHASES	563,625	11.0500 GBP	10.8750 GBP
0.4p ordinary	SALES	438,008	11.0501 GBP	10.8850 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	increasing a long position	2,153	10.9162 GBP
0.4p ordinary	CFD	increasing a long position	82	10.9224 GBP
0.4p ordinary	CFD	increasing a long position	17	10.9254 GBP
0.4p ordinary	CFD	increasing a long position	2	10.9450 GBP
0.4p ordinary	CFD	increasing a long position	228	11.0500 GBP
0.4p ordinary	CFD	increasing a short position	400	10.9025 GBP
0.4p ordinary	CFD	increasing a short position	587	10.9057 GBP
0.4p ordinary	CFD	increasing a short position	2,948	10.9143 GBP
0.4p ordinary	CFD	increasing a short position	21	10.9190 GBP
0.4p ordinary	CFD	increasing a short position	370	10.9223 GBP
0.4p ordinary	CFD	increasing a short position	2,756	10.9229 GBP
0.4p ordinary	CFD	increasing a short position	135	10.9254 GBP
0.4p ordinary	CFD	increasing a short position	7,279	10.9264 GBP
0.4p ordinary	CFD	increasing a short position	903	10.9275 GBP
0.4p ordinary	CFD	increasing a short position	150	10.9278 GBP
0.4p ordinary	CFD	increasing a short position	187	10.9350 GBP
0.4p ordinary	CFD	increasing a short position	298	10.9378 GBP
0.4p ordinary	CFD	increasing a short position	1,233	10.9404 GBP
0.4p ordinary	CFD	increasing a short position	114,933	10.9482 GBP
0.4p ordinary	CFD	increasing a short position	360	11.0151 GBP
0.4p ordinary	CFD	increasing a short position	605	11.0153 GBP
0.4p ordinary	CFD	increasing a short position	47,198	11.0334 GBP
0.4p ordinary	CFD	increasing a short position	470	11.0500 GBP
0.4p ordinary	CFD	increasing a short position	42,293	11.0500 GBP
0.4p ordinary	CFD	reducing a long position	17	10.8750 GBP
0.4p ordinary	CFD	reducing a long position	25,000	10.8982 GBP
0.4p ordinary	CFD	reducing a long position	2	10.9278 GBP
0.4p ordinary	CFD	reducing a long position	1,672	10.9327 GBP
0.4p ordinary	CFD	reducing a long position	1,798	10.9383 GBP
0.4p ordinary	CFD	reducing a long position	12,488	10.9960 GBP
0.4p ordinary	CFD	reducing a long position	1,328	10.9960 GBP
0.4p ordinary	CFD	reducing a long position	1,305	10.9993 GBP
0.4p ordinary	CFD	reducing a long position	6,468	11.0016 GBP
0.4p ordinary	CFD	reducing a long position	2,123	11.0478 GBP
0.4p ordinary	CFD	reducing a long position	1,314	11.0500 GBP
0.4p ordinary	CFD	reducing a long position	1,553	11.0500 GBP
0.4p ordinary	CFD	reducing a long position	206	11.0500 GBP
0.4p ordinary	CFD	reducing a long position	17,188	11.0500 GBP
0.4p ordinary	CFD	reducing a long position	820	11.0500 GBP
0.4p ordinary	CFD	reducing a long position	62	11.0500 GBP
0.4p ordinary	CFD	reducing a short position	780	10.9433 GBP
0.4p ordinary	CFD	reducing a short position	39,780	10.9897 GBP
0.4p ordinary	CFD	reducing a short position	190	11.0500 GBP
0.4p ordinary	CFD	reducing a short position	51,205	11.0500 GBP
0.4p ordinary	CFD	reducing a short position	95	11.0500 GBP
0.4p ordinary	CFD	reducing a short position	115,083	11.0500 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

Date of disclosure:	26 July 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

 

 

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