Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI)-Hargreaves Lansdown plc

RNS Number : 7649W

Morgan Stanley & Co. Int'l plc

17 July 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hargreaves Lansdown plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hargreaves Lansdown plc
(d) Date dealing undertaken:	16 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	PURCHASES	627,209	11.0552 GBP	10.8960 GBP
0.4p ordinary	SALES	386,415	11.1450 GBP	10.9042 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	increasing a long position	1	10.9200 GBP
0.4p ordinary	CFD	increasing a long position	146	10.9270 GBP
0.4p ordinary	CFD	increasing a long position	1,228	10.9311 GBP
0.4p ordinary	CFD	increasing a long position	908	10.9393 GBP
0.4p ordinary	CFD	increasing a long position	187	11.0043 GBP
0.4p ordinary	CFD	increasing a short position	1,620	10.9357 GBP
0.4p ordinary	CFD	increasing a short position	14,173	10.9400 GBP
0.4p ordinary	CFD	increasing a short position	20,910	10.9514 GBP
0.4p ordinary	CFD	increasing a short position	2,101	10.9516 GBP
0.4p ordinary	CFD	increasing a short position	9,115	10.9516 GBP
0.4p ordinary	CFD	increasing a short position	7,904	10.9516 GBP
0.4p ordinary	CFD	increasing a short position	425	10.9516 GBP
0.4p ordinary	CFD	increasing a short position	1,000	10.9800 GBP
0.4p ordinary	CFD	increasing a short position	918	11.0500 GBP
0.4p ordinary	CFD	reducing a long position	19,135	10.8987 GBP
0.4p ordinary	CFD	reducing a long position	50,000	10.9055 GBP
0.4p ordinary	CFD	reducing a long position	68,833	10.9327 GBP
0.4p ordinary	CFD	reducing a long position	4,380	10.9349 GBP
0.4p ordinary	CFD	reducing a long position	17,230	10.9358 GBP
0.4p ordinary	CFD	reducing a long position	1,862	10.9360 GBP
0.4p ordinary	CFD	reducing a long position	2,800	10.9362 GBP
0.4p ordinary	CFD	reducing a long position	923	10.9400 GBP
0.4p ordinary	CFD	reducing a long position	208	10.9400 GBP
0.4p ordinary	CFD	reducing a long position	1	10.9400 GBP
0.4p ordinary	CFD	reducing a long position	81	10.9496 GBP
0.4p ordinary	CFD	reducing a long position	764	10.9496 GBP
0.4p ordinary	CFD	reducing a long position	2,192	10.9859 GBP
0.4p ordinary	CFD	reducing a long position	11	10.9900 GBP
0.4p ordinary	CFD	reducing a long position	510	11.0050 GBP
0.4p ordinary	CFD	reducing a short position	6,593	10.9364 GBP
0.4p ordinary	CFD	reducing a short position	3,934	10.9366 GBP
0.4p ordinary	CFD	reducing a short position	396	10.9400 GBP
0.4p ordinary	CFD	reducing a short position	14,166	10.9400 GBP
0.4p ordinary	CFD	reducing a short position	1	10.9400 GBP
0.4p ordinary	CFD	reducing a short position	136	10.9400 GBP
0.4p ordinary	CFD	reducing a short position	300	10.9400 GBP
0.4p ordinary	CFD	reducing a short position	209	10.9409 GBP
0.4p ordinary	CFD	reducing a short position	6,024	10.9625 GBP
0.4p ordinary	CFD	reducing a short position	1,620	10.9808 GBP
0.4p ordinary	CFD	reducing a short position	7	10.9917 GBP
0.4p ordinary	CFD	reducing a short position	1,000	11.0175 GBP
0.4p ordinary	CFD	reducing a short position	700	11.0310 GBP
0.4p ordinary	CFD	reducing a short position	918	11.0368 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

Date of disclosure:	17 July 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

 

 

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