Mainstay Medical Holding(s) in Company

 
TIDMIRSH 
 
 

Standard Form TR-1

Standard form for notification of major holdings

 
NOTIFICATION 
OF 
MAJOR 
HOLDINGS 
(to be 
sent 
to 
the 
relevant 
issuer 
and to 
the 
Central 
Bank 
of 
Ireland)i 
1. 
Identity 
of the 
issuer 
or the 
underlying 
issuer 
of 
existing 
shares to 
which 
voting 
rights 
are 
attachedii: 
Mainstay 
Medical 
International 
plc 
 
2. Reason 
for the 
notification 
(please 
tick 
the 
appropriate 
box 
or 
boxes): 
[x 
] 
An 
acquisition 
or 
disposal 
of voting 
rights 
[ 
] 
An 
acquisition 
or 
disposal 
of 
financial 
instruments 
[ ] An 
event 
changing 
the 
breakdown 
of voting 
rights 
[ ] Other 
(please 
specify)iii: 
 
3. 
Details 
of person 
subject 
to 
the 
notification 
obligationiv: 
Name:            City and country of registered office (if applicable): 
Seamus           45 Fitzwilliam Square,Dublin 2D02 DC93 
Mulligan 
(includes 
ordinary 
shares 
held by 
Nerano 
Capital 
Ltd 
and 
Barrymore 
Investments 
Limited) 
4. Full 
name 
of 
shareholder(s) 
(if 
different 
from 
3.)v: N/A 
 
5. Date 
on 
which the 
threshold 
was 
crossed 
or 
reachedvi: 
29 July 
2019 
 
6. Date 
on 
which 
issuer 
notified: 
31 
July 2019 
 
7. 
Threshold(s) 
that 
is/are 
crossed 
or 
reached: 
Above 5% 
 
8. 
Total 
positions 
of 
person(s) 
subject 
to 
the 
notification 
obligation: 
                % of voting rights attached to shares (total of 9.A)  % of voting rights through financial instruments(total of 9.B.1 + 9.B.2) Total of both in % (9.A + 9.B) Total number of voting rights of issuervii 
Resulting       5.8%                                                  N/A                                                                      5.8%                           772,039 
situation 
on 
the date 
on which 
threshold 
was 
crossed 
or 
reached 
Position        4.2%                                                  N/A                                                                      4.2% 
of 
previous 
notification 
(if 
applicable) 
 
 
9. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii: 
A: Voting rights attached to shares 
Class/type ofshares           Number of voting rightsix                                                      % of voting rights 
ISIN code (if possible) 
 
                              Direct                        Indirect                                         Direct       Indirect 
 
                              772,039                       N/A                                              5.8%         N/A 
SUBTOTAL A                    772,039                                                                        5.8% 
B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations 
Type of financial instrument        Expirationdatex Exercise/Conversion Periodxi                             Number of voting rights that may be acquired if the instrument is exercised/converted.        % of voting rights 
                                                    SUBTOTAL B.1 
B 2: Financial Instruments with similar economic effect according to Regulation 17(1)(b) of the Regulations 
Type of financial instrument  Expirationdatex       Exercise/Conversion Period xi  Physical or cash settlementxii  Number of voting rights                                                                  % of voting rights 
N/A                           N/A                   N/A                            N/A                             N/A                                                                                      N/A 
                                                                                   SUBTOTAL B.2 
 
 
10. 
Information 
in 
relation 
to the 
person 
subject 
to 
the 
notification 
obligation 
(please 
tick 
the 
applicable 
box): 
 
[ 
X ] Person 
subject 
to 
the 
notification 
obligation 
is not 
controlled 
by any 
natural 
person 
or legal 
entity 
and does 
not 
control 
any other 
undertaking(s) 
holding 
directly 
or 
indirectly 
an 
interest 
in the 
(underlying) 
issuer.xiii 
 
[ ] Full 
chain 
of 
controlled 
undertakings 
through 
which 
the voting 
rights 
and/or 
thefinancial 
instruments 
are 
effectively 
held 
starting 
with the 
ultimate 
controlling 
natural 
person 
or 
legal 
entityxiv: 
 
Namexv           % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold 
11. In 
case 
of proxy 
voting: 
[name 
of the 
proxy 
holder] 
will 
cease to 
hold [% 
and 
number] 
voting 
rights 
as 
of [date] 
 
 
12. 
Additional 
informationxvi: 
 
 
 
 
 

Done at Dublin on 31 July 2019.

View source version on businesswire.com: https://www.businesswire.com/news/home/20190731005617/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

July 31, 2019 10:29 ET (14:29 GMT)