LivaNova PLC LivaNova PLC: Holding(s) in Company

 
TIDMLIVN 
 
 
TR-1: Notifications of Major 
Interests in Shares 
1. Identity of the issuer or          Livanova PLC 
the underlying issuer  of 
existing shares to which voting 
rights are  attached: 
2. Reason for notification 
(yes/no) 
An acquisition or disposal            Yes 
of voting rights 
An acquisition or disposal            No 
of financial instruments 
which may  result 
in theacquisition 
of shares already 
issued to which 
voting rights are attached 
An acquisition or disposal of         No 
instruments with similar 
economic  effect toqualifying 
financial instruments 
An event changing the breakdown       No 
of voting rights 
Other                                 No 
(please 
specify):___________________________ 
3. Full name of person(s)             Ameriprise Financial, Inc. and its group 
subject 
to notification  obligation: 
4. Full name of shareholder(s)        Ameriprise Enterprise Investment Services 
(if different from  3):              Bank Lombard Odier & Co Ltd 
                                      Chase Nominees Limited 
                                      The Bank of New York (Nominees) Limited 
                                      Morgan Stanley & Co. LLC 
5. Date of transaction                1stDecember 2016 
and date on which 
the  threshold is crossed 
or reached: 
6. Date on which                      5thDecember 2016 
issuer notified: 
7. Threshold(s) that is/are           Below the threshold of 5% 
crossed or reached: 
 
 
8: Notified Details 
A: Voting rights attached to shares 
Class/type of shares       Situation previous to the triggering transaction    Resulting situation after the triggering transaction 
If possible useISIN code 
                           Number of shares  Number of voting rights           Number of shares  Number of votingrights    Percentage of voting rights 
                                                                               Direct            Direct  Indirect          Direct  Indirect 
GB00BYMT0J19               2,465,354         2,465,354                         0                 0       2,249,849         0.000%  4.639% 
 
 
B: Qualifying Financial Instruments 
Resulting situation after the triggering transaction 
Type of financial instrument   Expiration date  Exercise/ conversion period  No. of voting rights that may be acquired  if the instrument is exercised/converted.  Percentage of voting rights 
 
 
C: Financial Instruments with similar economic effect to  Qualifying Financial Instruments 
Resulting situation after the triggering transaction 
Type of financial instrument  ExercisePrice Expirationdate Exercise / conversion period No. of voting rights instrument refers  to Percentage of voting rights 
                                                                                                                                    Nominal Delta 
 
 
Total (A+B+C) 
Number of voting rights   Percentage of voting rights 
2,249,849                 4.639% 
 
 
9. Chain of controlled undertakings through which the voting  rights and 
/or the financial instruments are  effectively held, if applicable: 
Threadneedle Asset Management Limited (0.029%) 
Columbia Management Investment Advisers, LLC (0.259%) 
Ameriprise Financial Services, Inc. (0.003%) 
Columbia Wanger Asset Management, LLC (4.348%) 
 
 
Columbia Wanger Asset Management, LLC is wholly 
owned by ColumbiaManagement  Investment 
Advisers, LLC, which is itself wholly owned by  AmeripriseFinancial, Inc. 
 
Ameriprise Financial Services, Inc. is wholly 
owned by AMPF  Holding Corporation,which 
is itself wholly owned by  Ameriprise Financial, Inc. 
 
Threadneedle Asset Management Limited is wholly owned by TC  Financing 
Limited,which is itself wholly owned by  Threadneedle 
Asset Management Holdings Limited,which is  itself wholly owned 
by TAM UK Holdings Limited, which is itself  whollyowned 
by Threadneedle Holdings Limited, which is  itself wholly owned 
byThreadneedle Asset Management Holdings  SARL, which is itself 
wholly owned byAmeriprise  International Holdings GmbH, which 
is itself wholly owned by  AmeripriseFinancial, Inc. 
 
 
Proxy Voting: 
10. Name of proxy holder:                                            N/A 
11. Number of voting rights proxy holder will  cease to hold:       N/A 
12. Date on which proxy holder will cease to hold  voting rights:   N/A 
 
 
13. Additional information:   The Shares referred to in section 9 of 
                              thisform are held in  portfolios and 
                              fundsmanaged on a discretionary basis by 
                              theentities  set out in section 9. 
                              Please note that the Shares 
                              are heldthrough 
                              certain nominee  companies. 
14 Contact name:              Mark Powney, Threadneedle 
                              AssetManagement Ltd. 
15. Contact telephone name:   [phone] 
 
 
 
 

View source version on businesswire.com: http://www.businesswire.com/news/home/20161205006387/en/

 
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(END) Dow Jones Newswires

December 06, 2016 02:00 ET (07:00 GMT)