Kirkland Lake Gold TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
13/03/2015 7:00am
UK Regulatory
TIDMKGI
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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For filings with the FSA include the annex
For filings with issuer exclude the annex
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer Kirkland Lake Gold Inc.
of existing shares to which voting rights are
attached: ii
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial instruments which may
result in the acquisition of shares already issued to which voting rights
are attached
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An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to the Resolute Funds Limited
notification obligation: iii
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4. Full name of shareholder(s)
(if different from 3.):iv
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5. Date of the transaction and date on March 11, 2015
which the threshold is crossed or
reached: v
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6. Date on which issuer notified: March 12, 2015
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7. Threshold(s) that is/are crossed or 11.31%
reached: vi, vii
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8. Notified details:
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A: Voting rights attached to shares viii, ix
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Class/type of Situation previous Resulting situation after the triggering transaction
shares to the triggering
transaction
if possible using --------------------------------------------------------------------------------
the ISIN CODE Number Number Number Number of voting % of voting
of of of shares rights rights x
Shares Voting ------------------------------------------------------
Rights Direct Direct xi Indirect xii Direct Indirect
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Common Stock 10,000,000 10,000,000 - - 9,050,000 11.31%
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B: Qualifying Financial Instrument
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period xiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
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Resulting situation after the triggering transaction
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Type of financial Exercise Expiration Exercise/ Number of voting rights % of voting rights xix,
instrument price date xvii Conversion instrument refers to xx
period xviii
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Nominal Delta
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Total (A+B+C)
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Number of voting rights Percentage of voting rights
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9,050,000 11.31%
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9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease
to hold:
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12. Date on which proxy holder will cease to hold
voting rights:
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13. Additional information:
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14. Contact name: Anna Goncharova
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15. Contact telephone number: 416-350-3232
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Note: Annex should only be submitted to the FSA not the issuer
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Annex: Notification of major interests in sharesxxii
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A: Identity of the persons or legal entity subject to the notification obligation
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Full name Resolute Funds Limited
(including legal form of legal entities)
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Contact address 2323 Yonge Street, Suite 502
(registered office for legal entities) Toronto, ON M4P 2C9
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Phone number & email
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Other useful information
(at least legal representative for legal persons)
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B: Identity of the notifier, if applicable
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Full name
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Contact address
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Phone number & email
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Other useful information
(e.g. functional relationship with the person or legal
entity subject to the notification obligation)
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C: Additional information
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For notes on how to complete form TR-1 please see the FSA website.
Kirkland Lake Gold Inc.