HaloSource Inc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (3852X)

TIDMHAL TIDMHALO

RNS Number : 3852X

HaloSource Inc

18 November 2014

 
 For filings with the FCA include the 
  annex 
 For filings with issuer exclude the 
  annex 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
------------------------------------------------------------------------------------------ 
 
 1. Identity of the issuer or the underlying                               HaloSource Inc. 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
-----------------------------------------------------  ----------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights                                          x 
---------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
---------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
---------------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
---------------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
-------------------  ------------------------------------------------------------  ------- 
 3. Full name of person(s) subject                      Woodford Investment Management LLP 
  to the                                                                             (WIM) 
  notification obligation: (iii) 
--------------------------------------------  -------------------------------------------- 
 4. Full name of shareholder(s)                                             Clients of WIM 
  (if different from 3.):(iv) 
--------------------------------------------  -------------------------------------------- 
 5. Date of the transaction and date                                              14.11.14 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
--------------------------------------------  -------------------------------------------- 
 6. Date on which issuer notified:                                                14.11.14 
--------------------------------------------  -------------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or                                                 5, 10, 11 ,12 ,13 ,14 ,15 ,16 ,17 ,18 
  reached: (vi, vii)                                                                  ,19% 
--------------------------------------------  -------------------------------------------- 
 
 
 
 8. Notified details: 
--------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
--------------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                  Resulting situation after the triggering 
 of              to the triggering                   transaction 
 shares          transaction 
 
 if possible 
 using 
 the ISIN 
 CODE 
-------------  ----------------------------------  ------------------------------------------------------------------------ 
                Number          Number              Number         Number of voting            % of voting rights 
                 of              of                  of shares      rights                      (x) 
                 Shares          Voting 
                                 Rights 
-------------  --------------  ------------------  -------------  --------------------------  ----------------------------- 
                                                    Direct         Direct           Indirect   Direct         Indirect 
                                                                    (xi)             (xii) 
-------------    ---  -------  ------  -----  ---  -------------  ---------------  ---------  -------------  -------------- 
 USU4063G1077   1,383,628               1,383,628     42,944,928       42,944,928                     19.5% 
               --------------  ------------------  -------------  ---------------  ---------  -------------  -------------- 
 
 B: Qualifying Financial Instruments 
--------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
--------------------------------------------------------------------------------------------------------------------------- 
 Type of financial     Expiration       Exercise/                          Number of voting             % of voting 
  instrument            date (xiii)      Conversion Period                  rights that may              rights 
                                         (xiv)                              be 
                                                                            acquired if the 
                                                                            instrument is 
                                                                            exercised/ converted. 
--------------------  ---------------  ---------------------------------  ---------------------------  -------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
--------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
--------------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise      Expiration     Exercise/           Number of voting                % of voting rights 
 financial         price         date (xvii)    Conversion          rights instrument               (xix, xx) 
 instrument                                     period              refers to 
                                                (xviii) 
---------------  ------------  -------------  ------------------  ------------------------------  ------------------------- 
                                                                                                   Nominal       Delta 
---------------  ------------  -------------  ------------------  ------------------------------  ------------  ----------- 
 
 
 Total (A+B+C) 
--------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                         Percentage of voting rights 
--------------------------------------------------------------  ----------------------------------------------------------- 
 42,944,928                                                      19.5% 
--------------------------------------------------------------  ----------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
-------------------------------------------------------------------------------- 
 
                        Woodford Investment Management LLP as Investment Manager 
 
 Proxy Voting: 
-------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
---------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
---------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
---------------------------------------------------  --------------------------- 
 
 
  13. Additional information: 
----------------------------------------  -------------------------------------- 
 14. Contact name:                                                      Jon Webb 
----------------------------------------  -------------------------------------- 
 15. Contact telephone number:                                      01865 809023 
----------------------------------------  -------------------------------------- 
 
 
 
 Note: Annex should only be submitted to the FSA not the issuer 
 Annex: Notification of major interests in shares(xxii) 
 
 A: Identity of the persons or legal entity subject to the notification 
  obligation 
------------------------------------------------------------------------------- 
 Full name                                   Woodford Investment Management LLP 
  (including legal form of legal entities) 
------------------------------------------  ----------------------------------- 
 Contact address                                     9400 Garsington Rd, Oxford 
  (registered office for legal entities)                 OX4 2HN United Kingdom 
------------------------------------------  ----------------------------------- 
 Phone number & email                                              01865 809023 
                                                     [e-mail] 
------------------------------------------  ----------------------------------- 
 Other useful information 
  (at least legal representative for 
  legal persons) 
------------------------------------------  ----------------------------------- 
 
 B: Identity of the notifier, if applicable 
------------------------------------------------------------------------------- 
 Full name 
------------------------------------------  ----------------------------------- 
 Contact address 
------------------------------------------  ----------------------------------- 
 Phone number & email 
------------------------------------------  ----------------------------------- 
 Other useful information 
  (e.g. functional relationship with 
  the person or legal entity subject 
  to the notification obligation) 
------------------------------------------  ----------------------------------- 
 
 C: Additional information 
------------------------------------------------------------------------------- 
 
 For notes on how to complete form TR-1 please see the FSA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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