BARCLAYS PLC Form 38.5(b) - DRAGON OIL PLC

 
TIDMDGO 
 
 

FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

1. KEY INFORMATION

 
Name of exempt principal trader:          BARCLAYS CAPITAL SECURITIES LTD 
Company dealt in                          DRAGON OIL PLC 
Class of relevant security to which the   EUR0.10 ordinary shares 
dealings being disclosed relate 
Date of dealing                           31 July 2015 
 
 

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

 
Class of relevant                   ORD 
security: 
                                    Interests       Short Positions 
                                    Number   (%)    Number   (%) 
(1)                 Relevant 
                    securities 
                    owned 
                                    189,105  0.04%  138,942  0.03% 
(2)                 Derivatives 
                    (other 
                    than options): 
                                    135,439  0.03%  182,128  0.04% 
(3)                 Options and 
                    agreements 
                    to 
                    purchase/sell:  0        0.00%  0        0.00% 
                    TOTAL:          324,544  0.07%  321,070  0.07% 
 
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

 
Class of relevant security:                   Long         Short 
                                              Number  (%)  Number  (%) 
(1) Relevant securities 
(2) Derivatives (other than options) 
(3) Options and agreements to purchase/sell 
Total 
 
 

3. DEALINGS (Note 3)

(a) Purchases and sales

 
Purchase/sell   Number of   Price per unit 
                securities 
Purchase        734         10.3079 EUR 
Purchase        3,424       7.3024 GBP 
Purchase        5,300       7.3067 GBP 
Purchase        6,977       10.3475 EUR 
Sale            645         7.2800 GBP 
Sale            1,026       10.3532 EUR 
Sale            4,908       7.2717 GBP 
Sale            15,699      7.2850 GBP 
 
 

(b) Derivatives transactions (other than options transactions)

 
Product   Nature of transaction  Number of relevant  Price per unit 
                                 securities 
name 
CFD       Long                   115                 7.2840 GBP 
CFD       Long                   1,026               10.3512 EUR 
SWAP      Long                   5,553               7.2726 GBP 
CFD       Long                   12,081              7.2841 GBP 
CFD       Short                  103                 7.3142 GBP 
CFD       Short                  734                 10.3100 EUR 
SWAP      Short                  1,400               7.3150 GBP 
SWAP      Short                  7,221               7.3031 GBP 
 
 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

 
Product     Writing,      Number      Exercise  Type,      Expiry date  Option 
name,       selling,      of          price     e.g.                    money 
e.g. call   purchasing,   securities            American,               paid/received 
option      varying etc.  to which              European                per unit 
                          the                   etc.                    (Note 4) 
                          option 
                          relates 
                          (Note 7) 
 
 

(ii) Exercising

 
Product name,      Number of securities  Exercise price per unit (Note 4) 
e.g. call option 
 
 

(d) Other dealings (including transactions in respect of new securities) (Note 3)

 
Nature of transaction   Details  Price per unit 
(Note 7)                         (if applicable) (Note 4) 
 
 

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 
Is a Supplemental Form    NO 
38.5(b) attached? 
Date of disclosure:       3 Aug 2015 
Contact name:             Jay Supaya 
Telephone number:         020 7773 0635 
Name of offeree/sell   Emirates National Oil Company 
with which connected 
Nature of connection      Financial Adviser 
 
 
 
 

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