BARCLAYS PLC FORM 38.5(b)- DRAGON OIL PLC

 
TIDMDGO 
 
FORM 
38.5(b) 
IRISH 
TAKEOVER 
PANEL 
DISCLOSURE 
UNDER 
RULE 
38.5(b) 
OF THE 
IRISH 
TAKEOVER 
PANEL ACT, 
1997, 
TAKEOVER 
RULES, 
2013 
DEALINGS 
BY 
CONNECTED 
EXEMPT 
PRINCIPAL 
TRADERS 
WITHOUT 
RECOGNISED 
INTERMEDIARY 
STATUS, OR 
WITH 
RECOGNISED 
INTERMEDIARY 
STATUS BUT 
NOT 
DEALING 
IN A 
CLIENT-SERVING 
CAPACITY 
1.                KEY INFORMATION 
Name of           BARCLAYS CAPITAL SECURITIES LTD 
exempt 
principal 
trader: 
Company           DRAGON OIL PLC 
dealt 
in 
Class of          EUR0.10 ordinary shares 
relevant 
security 
to which 
the 
dealings 
being 
disclosed 
relate 
Date              22 July 2015 
of dealing 
2.                INTERESTS AND SHORT POSITIONS 
(a)               Interests and short positions (following dealing) in the class of  relevant security dealt in 
Class of                                                   ORD 
relevant 
security: 
                                                           Interests                                                        Short Positions 
                                                           Number                         (%)                               Number     (%) 
(1)               Relevant securities owned 
                                                           1,057,584                      0.21%                             149,805    0.03% 
(2)               Derivatives (other than options): 
                                                           137,280                        0.03%                             1,045,059  0.21% 
(3)               Options and agreements to 
                  purchase/sell:                           0                              0.00%                             0          0.00% 
(4) 
                  TOTAL:                                   1,194,864                      0.24%                             1,194,864  0.24% 
(b)               Interests and short positions in relevant securities of the company,  other than the class dealt in 
Class of 
relevant 
security: 
                                                           Long                                                             Short 
                                                           Number                         (%)                               Number     (%) 
(1)               Relevant securities owned 
(2)               Derivatives (other than 
                  options): 
(3)               Options and agreements to 
                  purchase/sell: 
(4)               TOTAL: 
3.                DEALINGS 
(a)               Purchases and sales 
Purchase/sell     Number of                                Price per unit 
                  securities 
Purchase          667                                      7.1500 GBP 
Purchase          1,400                                    7.1775 GBP 
Purchase          3,554                                    7.1756 GBP 
Purchase          7,896                                    10.2046 EUR 
Purchase          11,196                                   7.1726 GBP 
Sale              55                                       10.2450 EUR 
Sale              56                                       7.1700 GBP 
Sale              2,067                                    7.1686 GBP 
Sale              2,463                                    7.1780 GBP 
Sale              6,536                                    10.1999 EUR 
Sale              100,000                                  7.1628 GBP 
Sale              100,000                                  7.1692 GBP 
(b)               Derivatives transactions (other than options transactions) 
Product           Nature of transaction                    Number of relevant securities  Price per unit 
name 
CFD               Long                                     55                             10.2430 EUR 
CFD               Long                                     85                             7.1843 GBP 
CFD               Long                                     379                            7.1689 GBP 
SWAP              Long                                     2,055                          7.1790 GBP 
CFD               Long                                     100,000                        7.1628 GBP 
CFD               Long                                     100,000                        7.1692 GBP 
CFD               Short                                    85                             10.2576 EUR 
SWAP              Short                                    4,720                          7.1739 GBP 
CFD               Short                                    7,811                          10.2061 EUR 
SWAP              Short                                    10,030                         7.1731 GBP 
(c)               Options transactions in respect of existing securities 
(i)               Writing, selling, purchasing or varying 
Class             Product                                  Writing,                       Number                            Exercise   Type    Expiry  Option 
of                description                              purchasing,                    of                                price              date    money 
relevant                                                   selling,                       securities                        per unit                   paid/ 
security                                                   varying etc                    to which                                                     received 
                                                                                          option                                                       per unit 
                                                                                          relates 
(ii)              Exercising 
Class of          Product description                      Number of                      Exercise price per 
relevant 
security                                                   securities                     unit 
(d)               Other dealings (including transactions in respect of new securities) 
Nature            Details                                  Price per unit (if 
of 
transaction 
                                                           applicable) 
4.                OTHER INFORMATION 
Agreements, 
arrangements 
or 
understandings 
relating 
to 
options 
or 
derivatives 
Full 
details 
of 
any 
agreement, 
arrangement 
or 
understanding 
between 
the person 
disclosing 
and any 
other 
person 
relating 
to the 
voting 
rights 
of 
any 
relevant 
securities 
under any 
option 
referred 
to on this 
form 
or 
relating 
to the 
voting 
rights or 
future 
acquisition 
or 
disposal 
of 
any 
relevant 
securities 
to which 
any 
derivative 
referred 
to 
on this 
form 
is 
referenced. 
If none, 
this 
should 
be stated. 
Attachments 
Is                NO 
a 
Supplemental 
Form 
38.5(b) 
attached? 
Date              23 Jul 2015 
of 
disclosure: 
Contact           Jay Supaya 
name: 
Telephone         [phone] 
number: 
Name              Emirates National Oil Company 
of 
offeree/sell 
with which 
connected 
Nature            Financial Adviser 
of 
connection 
 
 
 
 

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