BARCLAYS PLC FORM 38.5(b) - DRAGON OIL PLC - Amendment

 
TIDMDGO 
 
FORM              AMENDMENT 
38.5(b) 
IRISH 
TAKEOVER 
PANEL 
DISCLOSURE 
UNDER 
RULE 
38.5(b) 
OF THE 
IRISH 
TAKEOVER 
PANEL ACT, 
1997, 
TAKEOVER 
RULES, 
2013 
DEALINGS 
BY 
CONNECTED 
EXEMPT 
PRINCIPAL 
TRADERS 
WITHOUT 
RECOGNISED 
INTERMEDIARY 
STATUS, OR 
WITH 
RECOGNISED 
INTERMEDIARY 
STATUS BUT 
NOT 
DEALING 
IN A 
CLIENT-SERVING 
CAPACITY 
1.                KEY INFORMATION 
Name of           BARCLAYS CAPITAL SECURITIES LTD 
exempt 
principal 
trader: 
Company           DRAGON OIL PLC 
dealt 
in 
Class of          EUR0.10 ordinary shares 
relevant 
security 
to which 
the 
dealings 
being 
disclosed 
relate 
Date              23 July 2015 
of dealing 
2.                INTERESTS AND SHORT POSITIONS 
(a)               Interests and short positions (following dealing) in the class of  relevant security dealt in 
Class of                                                   ORD 
relevant 
security: 
                                                           Interests                                                        Short Positions 
                                                           Number                         (%)                               Number           (%) 
(1)               Relevant securities owned 
                                                           454,208                        0.09%                             150,224          0.03% 
(2)               Derivatives (other than options): 
                                                           149,699                        0.03%                             453,683          0.09% 
(3)               Options and agreements to 
                  purchase/sell:                           0                              0.00%                             0                0.00% 
(4) 
                  TOTAL:                                   603,907                        0.12%                             603,907          0.12% 
(b)               Interests and short positions in relevant securities of the company,  other than the class dealt in 
Class of 
relevant 
security: 
                                                           Long                                                             Short 
                                                           Number                         (%)                               Number           (%) 
(1)               Relevant securities owned 
(2)               Derivatives (other than 
                  options): 
(3)               Options and agreements to 
                  purchase/sell: 
(4)               TOTAL: 
3.                DEALINGS 
(a)               Purchases and sales 
Purchase/sell     Number of                                Price per unit 
                  securities 
Purchase          204                                      10.1400 EUR 
Purchase          582                                      7.1800 GBP 
Purchase          3,151                                    7.1805 GBP 
Purchase          44,872                                   7.1709 GBP 
Sale              1,758                                    10.1754 EUR 
Sale              8,686                                    7.1706 GBP 
Sale              13,176                                   7.1720 GBP 
Sale              36,186                                   7.1710 GBP 
Sale              135,000                                  7.1792 GBP 
Sale              457,798                                  7.1700 GBP 
(b)               Derivatives transactions (other than options transactions) 
Product           Nature of transaction                    Number of relevant securities  Price per unit 
name 
CFD               Long                                     24                             7.1745 GBP 
CFD               Long                                     1,758                          10.1733 EUR 
SWAP              Long                                     7,173                          7.1725 GBP 
SWAP              Long                                     8,979                          7.1707 GBP 
CFD               Long                                     12,000                         10.2500 EUR 
CFD               Long                                     135,000                        7.1793 GBP 
CFD               Long                                     454,798                        7.1700 GBP 
CFD               Short                                    204                            10.1420 EUR 
SWAP              Short                                    3,733                          7.1805 GBP 
CFD               Short                                    12,000                         7.2375 GBP 
(c)               Options transactions in respect of existing securities 
(i)               Writing, selling, purchasing or varying 
Class             Product                                  Writing,                       Number                            Exercise         Type   Expiry  Option 
of                description                              purchasing,                    of                                price                   date    money 
relevant                                                   selling,                       securities                        per unit                        paid/ 
security                                                   varying etc                    to which                                                          received 
                                                                                          option                                                            per unit 
                                                                                          relates 
(ii)              Exercising 
Class of          Product description                      Number of                      Exercise price per 
relevant 
security                                                   securities                     unit 
(d)               Other dealings (including transactions in respect of new securities) 
Nature            Details                                  Price per unit (if 
of 
transaction 
                                                           applicable) 
4.                OTHER INFORMATION 
Agreements, 
arrangements 
or 
understandings 
relating 
to 
options 
or 
derivatives 
Full 
details 
of 
any 
agreement, 
arrangement 
or 
understanding 
between 
the person 
disclosing 
and any 
other 
person 
relating 
to the 
voting 
rights 
of 
any 
relevant 
securities 
under any 
option 
referred 
to on this 
form 
or 
relating 
to the 
voting 
rights or 
future 
acquisition 
or 
disposal 
of 
any 
relevant 
securities 
to which 
any 
derivative 
referred 
to 
on this 
form 
is 
referenced. 
If none, 
this 
should 
be stated. 
Attachments 
Is                NO 
a 
Supplemental 
Form 
38.5(b) 
attached? 
Date              27 Jul 2015 
of 
disclosure: 
Contact           Rajesh Muthanna 
name: 
Telephone         [phone] 
number: 
Name              Emirates National Oil Company 
of 
offeree/sell 
with which 
connected 
Nature            Financial Adviser 
of 
connection 
 
 
 
 

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