CAP.MAN.& INV Capital Management & Investment Plc : Holding(s) In Company

 
TIDMCMIP 
 
 
 
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
 - AMENDED NOTIFICATION 
 
1. Identity of the issuer or the underlying issuer                          Capital Management and Investment Plc 
 of existing shares to which voting rights are 
 attached: (ii) 
2 Reason for the notification (please tick the appropriate 
 box or boxes): 
An acquisition or disposal of voting rights                                                  X 
An acquisition or disposal of qualifying financial 
 instruments which may result in the acquisition of 
 shares already issued to which voting rights are attached 
An acquisition or disposal of instruments with similar 
 economic effect to qualifying financial instruments 
An event changing the breakdown of voting rights 
Other (please specify): 
3. Full name of person(s) subject to the                        Friends Life Group Limited (previously Resolution 
 notification obligation: (iii)                                                                          Limited) 
4. Full name of shareholder(s)                                                                        See 9 below 
 (if different from 3.):(iv) 
5. Date of the transaction and date on                                                                 28/01/2014 
 which the threshold is crossed or 
 reached: (v) 
6. Date on which issuer notified:                                        Original notification made on 28/01/2014 
                                                                     Amendment to notification made on 24/10/2014 
7. Threshold(s) that is/are crossed or                                           Each 1% threshold from 9% to 24% 
 reached: (vi, vii) 
 
 
 
 
8. Notified details: 
A: Voting rights attached to shares (viii, ix) 
Class/type of 
 shares             Situation previous 
 if possible using   to the triggering 
 the ISIN CODE       transaction                        Resulting situation after the triggering transaction 
                                      Number 
                    Number             of 
                    of                 Voting           Number                        Number of voting 
                    Shares             Rights            of shares                     rights                                           % of voting rights (x) 
                                                        Direct                        Direct (xi)           Indirect (xii)              Direct              Indirect 
 
GB00B590LQ84        612,232           612,232           1,790,533                     1,790,533                                         24.9999% 
 
B: Qualifying Financial Instruments 
Resulting situation after the triggering transaction 
                                                                                        Number of voting 
                                                                                         rights that may be 
                                                                                         acquired if the 
Type of financial       Expiration      Exercise/                                        instrument is                                      % of voting 
 instrument              date (xiii)     Conversion Period (xiv)                         exercised/ converted.                               rights 
 
 
C: Financial Instruments with similar economic effect 
 to Qualifying Financial Instruments (xv, xvi) 
Resulting situation after the triggering transaction 
Type of financial                     Expiration      Exercise/ Conversion 
 instrument           Exercise price  date (xvii)     period (xviii)                  Number of voting rights instrument refers to        % of voting rights (xix, xx) 
                                                                                                                                          Nominal             Delta 
 
 
Total (A+B+C) 
Number of voting rights                                   Percentage of voting rights 
1,790,533                                                 24.9999% 
 
 
 
 
9. Chain of controlled undertakings through which 
 the voting rights and/or the 
 financial instruments are effectively held, if applicable: 
 (xxi) 
All of the shares are held by Vidacos Nominees Limited 
 as a nominee for Friends Provident International Limited, 
 which is wholly owned by Friends Life and Pensions 
 Limited. 
 Friends Life and Pensions Limited is a wholly owned 
 subsidiary of Friends Life Limited, a wholly owned 
 subsidiary of Friends Life FPL Limited, a wholly owned 
 subsidiary of Friends Life FPG Limited, a wholly owned 
 subsidiary of Friends Life Holdings plc (previously 
 Friends Life Group plc), a wholly owned subsidiary 
 of FLG Holdings Limited (previously Resolution Holdings 
 (Guernsey) Limited), a wholly owned subsidiary of 
 Resolution Holdco No.1 LP, which is 99.99% owned by 
 Friends Life Group Limited (previously Resolution 
 Limited). 
 
Proxy Voting: 
10. Name of the proxy holder:                                                                           N/A 
11. Number of voting rights proxy holder will cease 
 to hold:                                                                                               N/A 
12. Date on which proxy holder will cease to hold 
 voting rights:                                                                                         N/A 
 
 
                                                       Notification using the total issued share capital 
                                                       figure of 7,162,133 
                                                       This notification has been amended to reflect that 
                                                       the holding notified on 28 January 2014 was rounded 
                                                       up to 25% from 24.9999% in error, and clarifies that 
                                                       the 25% threshold was not in fact passed. The number 
                                                       of shares advised in the original notification was 
 13. Additional information:                           correct. 
14. Contact name:                                                         Victoria Hames, Company Secretary 
15. Contact telephone number:                                                                  0845 6417844 
 
 
 
   This announcement is distributed by NASDAQ OMX Corporate Solutions on 
behalf of NASDAQ OMX Corporate Solutions clients. 
 
   The issuer of this announcement warrants that they are solely 
responsible for the content, accuracy and originality of the information 
contained therein. 
 
   Source: Capital Management & Investment Plc via Globenewswire 
 
   HUG#1866116 
 
 
  http://www.cmi-plc.co.uk/