Oberon Investments Group PLC Director Share Dealing & PDMR Issue of Options (5197O)

TIDMOBE

RNS Number : 5197O

Oberon Investments Group PLC

08 October 2021

Oberon Investments Group plc

('Oberon', or 'the Company')

Director Share Dealing

& PDMR Issue of Options

Oberon Investments Group Plc, the boutique wealth management and corporate broking group, announces the acquisition by The Hon. Robert Hanson, Non-Executive Chairman, of 1,491,674 ordinary shares of 0.5p in Oberon ('Ordinary Shares') at 6.85p per share on 07 October 2021, and the award on 6 October 2021 of options over 625,000 Ordinary Shares (the "Options") to Simon Mathisen, Chief Risk and Compliance Officer and PDMR, under its EMI Option Scheme at an exercise price of 4p per share.

Following the share purchase, Robert Hanson holds 1,491,674 shares in Oberon representing 0.36% of the issued share capital.

The Options awarded to Simon Mathisen will vest equally in three annual tranches over the following three years. Simon Mathisen does not own any Ordinary Shares or hold other share options in Oberon.

Following this award, the Company has 57,023,625 Ordinary Shares under option, representing 13.8% of the current issued share capital of the Company.

This announcement contains inside information for the purposes of Article 7 of EU Regulation 596/2014.

The directors of Oberon accept responsibility for this announcement.

For further information, please contact:

 
 Oberon Investments Group plc 
 Simon McGivern / John Beaumont               via Walbrook PR 
 AQSE Corporate Adviser and Broker 
 Novum Securities Limited 
 Richard Potts / Lucy Bowden                    020 7399 9400 
 
 Walbrook PR Ltd                        Tel: [phone] or 
  Tom Cooper / Nick Rome / Nicholas     [e-mail] 
  Johnson 
 

Notes to Editors

Oberon operates in the UK wealth and fund management sector and in the corporate broking and financial advisory sectors. Since Oberon Investments Ltd was established in April 2017, Oberon group's AUA have grown to in excess of GBP600 million in June 2021. This has been achieved organically by adding new clients and new fund managers, attracted by the emerging brand and by a number of small, selective and accretive acquisitions. Oberon Capital, the corporate broking division, launched in May 2020, provides advice and raises capital for companies from seed and early-stage funding through to IPO and beyond.

www.oberoninvestments.com

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

 
 1.   Details of the person discharging managerial responsibilities/person 
       closely associated 
 a)   Name:                                        The Hon. Robert Hanson 
     --------------------------------------  ------------------------------- 
 2.   Reason for the notification 
     ----------------------------------------------------------------------- 
 a)   Position/status:                        Non-Executive Chairman 
     --------------------------------------  ------------------------------- 
 b)   Initial notification/Amendment:         Initial notification 
     --------------------------------------  ------------------------------- 
 3.   Details of the issuer, emission allowance market participant, 
       auction platform, auctioneer or auction monitor 
     ----------------------------------------------------------------------- 
 a)   Name:                                   Oberon Investments Group 
                                               Plc 
     --------------------------------------  ------------------------------- 
 b)   LEI:                                    213800AMGNBSOCOSDN11 
     --------------------------------------  ------------------------------- 
 4.   Details of the transaction(s): section to be repeated 
       for (i) each type of instrument; (ii) each type of 
       transaction; (iii) each date; and (iv) each place 
       where transactions have been conducted 
     ----------------------------------------------------------------------- 
 a)   Description of the financial            Ordinary shares of 0.5 
       instrument, type of instrument:         pence each 
 
       Identification code:                    ISIN Code: GB00BDZRYX75 
     --------------------------------------  ------------------------------- 
 b)   Nature of the transaction:               Acquisition of Ordinary 
                                                Shares 
     --------------------------------------  ------------------------------- 
 c)   Price(s) and volume(s):                  Price(s)      Volume(s) 
                                                     6.8542   1,491,674 
                                                             ---------- 
     --------------------------------------  ------------------------------- 
 d)   Aggregated information:                 N/A 
        *    Aggregated volume: 
 
 
        *    Price: 
     --------------------------------------  ------------------------------- 
 e)   Date of the transaction:                7 October 2021 
     --------------------------------------  ------------------------------- 
 f)   Place of the transaction:               London Stock Exchange 
     --------------------------------------  ------------------------------- 
 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

 
 1.   Details of the person discharging managerial responsibilities/person 
       closely associated 
 a)   Name:                                       Simon Mathisen 
     -------------------------------------  -------------------------------- 
 2.   Reason for the notification 
     ----------------------------------------------------------------------- 
 a)   Position/status:                       Chief Risk and Compliance 
                                              Officer 
     -------------------------------------  -------------------------------- 
 b)   Initial notification/Amendment:        Initial notification 
     -------------------------------------  -------------------------------- 
 3.   Details of the issuer, emission allowance market participant, 
       auction platform, auctioneer or auction monitor 
     ----------------------------------------------------------------------- 
 a)   Name:                                  Oberon Investments Group 
                                              Plc 
     -------------------------------------  -------------------------------- 
 b)   LEI:                                   213800AMGNBSOCOSDN11 
     -------------------------------------  -------------------------------- 
 4.   Details of the transaction(s): section to be repeated 
       for (i) each type of instrument; (ii) each type of 
       transaction; (iii) each date; and (iv) each place 
       where transactions have been conducted 
     ----------------------------------------------------------------------- 
 a)   Description of the financial           Options over Ordinary shares 
       instrument, type of instrument:        of 0.5 pence each 
 
       Identification code:                   ISIN Code: GB00BDZRYX75 
     -------------------------------------  -------------------------------- 
 b)   Nature of the transaction:              Grant of Options 
     -------------------------------------  -------------------------------- 
 c)   Price(s) and volume(s):                 Price(s)   Volume(s) 
                                                    4p    625,000 
                                                         ---------- 
     -------------------------------------  -------------------------------- 
 d)   Aggregated information:                N/A 
        *    Aggregated volume: 
 
 
        *    Price: 
     -------------------------------------  -------------------------------- 
 e)   Date of the transaction:               6 October 2021 
     -------------------------------------  -------------------------------- 
 f)   Place of the transaction:              N/A 
     -------------------------------------  -------------------------------- 
 

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October 08, 2021 06:30 ET (10:30 GMT)