EPT Disclosure
05/06/2007 12:20pm
UK Regulatory
RNS Number:7862X
UBS AG (EPT)
05 June 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 4 JUNE 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 336,409 0.03% 3,600 0.00%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 336,409 0.03% 3,600 0.00%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
PURCHASE 377 1126.5 pence
PURCHASE 1623 1126.5
SALE 2600 1126.5
SALE 1800 1126.5
SALE 3900 1126.5
SALE 32 1126.5
SALE 3346 1126.5
SALE 554 1126.5
PURCHASE 74 1127
PURCHASE 2926 1127
PURCHASE 400 1127
PURCHASE 1000 1127
PURCHASE 5100 1127
PURCHASE 3300 1127
PURCHASE 1169 1127
SALE 26 1127
SALE 2000 1127
SALE 100 1127
SALE 2494 1127
SALE 1406 1127
PURCHASE 8869 1127.5
PURCHASE 79 1127.5
PURCHASE 2454 1127.5
PURCHASE 100 1127.5
PURCHASE 503 1127.5
PURCHASE 1100 1127.5
PURCHASE 1400 1127.5
PURCHASE 4000 1127.5
SALE 601 1127.5
SALE 172 1127.5
SALE 8000 1127.5
SALE 494 1127.5
SALE 3200 1127.5
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 5 JUNE 2007
Contact name LOUISE ROBINSON
Telephone number 020 7567 8762
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
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