EPT Disclosure
20/04/2007 12:31pm
UK Regulatory
RNS Number:2399V
UBS AG (EPT)
20 April 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 19th April 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 15,741 0.00% 68,646 0.01%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 15,741 0.00% 68,646 0.01%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
SALE 1900 1049 pence
SALE 1717 1049.5
SALE 2283 1049.5
SALE 4000 1049.5
PURCHASE 3300 1049.5
SALE 3300 1049.5
SALE 4000 1049.5
PURCHASE 3300 1049.5
PURCHASE 3300 1049.5
SALE 3300 1049.5
PURCHASE 2777 1049.5
SALE 4000 1049.5
SALE 2822 1049.5
SALE 478 1049.5
SALE 211 1049.5
SALE 3089 1049.5
PURCHASE 4000 1049.5
SALE 3000 1049.5
PURCHASE 192 1050
PURCHASE 2700 1050
SALE 1723 1050
PURCHASE 4000 1050
PURCHASE 1700 1050
PURCHASE 442 1050
PURCHASE 388 1050
PURCHASE 399 1050
PURCHASE 4971 1050
SALE 600 1050
SALE 105 1050
SALE 3195 1050
SALE 4000 1050
PURCHASE 4000 1050
SALE 3300 1050
PURCHASE 2775 1050
PURCHASE 1225 1050
PURCHASE 22 1050
PURCHASE 3978 1050
PURCHASE 4000 1050
SALE 212 1050.5
SALE 197 1050.5
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 20 APRIL 2007
Contact name NIMISHA SACHDEV
Telephone number 020 7568 9289
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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