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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Uniroyal Global Engineered Products Inc (CE) | USOTC:UNIR | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.0008 | 0.00 | 00:00:00 |
1. Name and Address of Reporting Person * CURD HOWARD R | 2. Issuer Name and Ticker or Trading Symbol UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. [ UNIR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO & Co-Chairman |
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security (Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
common stock | 10/16/2019 | P | 1900 | A | $1.0316 | 8190268 | D | |||
Class B Common Stock | 1619102 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
stock option | $2.37 | (1) | 7/30/2025 | common stock | 100000 | 100000 | D | ||||||||
stock option | $3.57 | (2) | 4/7/2026 | common stock | 50000 | 50000 | D |
Explanation of Responses: | |
(1) | 1/3 exercisable on each of 07/30/2016, 07/30/2017 and 07/30/2018 |
(2) | 1/3 exercisable on each of 04/07/2017, 04/07/2018 and 04/07/2019 |
Reporting Owners |
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Reporting Owner Name / Address |
|
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Director | 10% Owner | Officer | Other | ||
CURD HOWARD R 1800 2ND STREET, SUITE 970 SARASOTA, FL 34236 |
X | X | CEO & Co-Chairman |
Signatures |
||
Howard R Curd | 10/16/2019 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Uniroyal Global Engineer... (CE) Chart |
1 Month Uniroyal Global Engineer... (CE) Chart |
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