Statement of Ownership (sc 13g)

SC 13G 1 zk1719792.htm SC 13G

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
(Amendment No. __)

(Rule 13d-102)

INFO TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)

Under the Securities Exchange Act of 1934

Box Ships Inc.
(Name of Issuer)

Ordinary Shares
(Title of Class of Securities)

Y09675102

(CUSIP Number)

January 17, 2017
(Date of Event Which Requires Filing of this Statement)

Check box to designate the rule pursuant to which the Schedule is filed:

- Rule 13d-1(b)

- Rule 13d-1(c)

- Rule 13d-1(d)

*
The cover page shall be filled out on this form as required

CUSIP NO. Y09675102 1. Name of Reporting Person Stephen M. Chu 2. Check the Appropriate Box if a Member of a Group (a) - (b) - 3. SEC Use only 4. Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power 239,660 Ordinary Shares (*) 6. Shared Voting Power 7. Sole Dispositive Power 239,660 Ordinary Shares (*) 8. Shared Dispositive Power 9. Aggregate Amount Beneficially Owned by Each Reporting Person 239,660 Ordinary Shares (*) 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 8.23%** 12. Type of Reporting Person : IN . ** Based on 2,912,257 ordinary shares as of March 13, 2017 Item 1. (a) Name of Issuer: Box Ships Inc (b) Address of Issuer's Principal Executive Offices: Page 2 of 4 15 Karamanli Ave. GR 16673 Item 2. (a)-(c) Name of Person Filing, address and citizenship: The foregoing entity is referred to as the "Reporting Person" in this Statement: Stephen M. Chu 5700 Lochmoor Drive #271 Riverside, Ca 92507. (d) Title of Class of Securities: Ordinary Shares, 0.01 par value per share (the "Ordinary Shares") (e) CUSIP Number: Y09675102 Item 3. If statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c) Not Applicable. Item 4. Ownership a) Amt Beneficially owned 239,660 b) percent of class 8.23% c) (i) sole power to vote or to direct the vote 239,660 c) (iii)sole power to dispose or to direct the disposition of 239,660 Item 5. Ownership of Five Percent or Less of a Class If report person has ceased to be the beneficial owner of more than 5 percent? Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable. Item 7. Identification of the Subsidiary Being Reported on by the Parent Company Not Applicable. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Not Applicable. Page 3 of 4 Item 10. Certification I certify securites are not acquired to influence control [SIGNATURE PAGE TO FOLLOW] SIGNATURES I certify that the information is true, complete and correct. April 5, 2017 Stephen M. Chu. Stephen M. Chu , Individual Passive Investor Page 4 of 4 pages