Exit Report Under Regulation a (1-z)

Form 1-Z Issuer Information

FORM 1-Z

UNITED STATE

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 1-Z

EXIT REPORT UNDER REGULATION A

OMB APPROVAL

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1-Z: Filer Information

Issuer CIK

0001444874 

Issuer CCC

XXXXXXXX 

File Number

 

Is this filing by a successor company pursuant to Rule 257(b)(5) resulting from a merger or other business combination?

o Yes x No

Successor File Number

 

Is this a LIVE or TEST Filing?

x LIVE o TEST

Is this an electronic copy of an official filing submitted in paper format?

o

Would you like a Return Copy?

o

Submission Contact Information

Name

 

Phone

 

E-Mail Address

 

Notify via Filing Website only?

o

1-Z: PRELIMINARY INFORMATION

Exact name of issuer as specified in the issuer's charter

Teton Advisors, Inc. 

Address of Principal Executive Offices

Address 1

189 Mason Street 

Address 2

 

City

Greenwich 

State/Country

CONNECTICUT  

Mailing Zip/ Postal Code

06830 

Phone

9144571070 

Commission File Number(s)

024-11882 

1-Z: PART II Certification of Suspension of Duty to File Reports

Certification

Title of each class of securities covered by this Form

Common Shares

Commission File Number(s)

024-11882 

Approximate number of holders of record as of the certification date

120 

1-Z: Signature

Signature

Pursuant to the requirements of Regulation A,

Cik

0001444874 

(Name of issuer as specified in charter)

Teton Advisors

certifies that it meets all of the conditions for termination of Regulation A reporting specified in Rule 257(d) and that there are no classes of securities other than those that are the subject to this Form 1-Z regarding which the issuer has Regulation A reporting obligations.

(Name of issuer as specified in charter)

Teton Advisors

Has caused this certification to be signed on its behalf by the undersigned duly authorized person.

By

Patrick Huvane 

Date

06-08-2023 

Title

Chief Financial Officer

Instructions: This Part II of Form 1-Z is required by Rule 257(d) of Regulation A. An officer of the issuer or any other duly authorized person may sign, and must do so by typed signature. The name and title of the person signing the form must be typed or printed under the signature. The signatory to the filing must also manually sign a signature page or other document authenticating, acknowledging or otherwise adopting his or her signature that appears in the filing. Such document must be executed before or at the time the filing is made and must be retained by the issuer for a period of five years. Upon request, the issuer must furnish to the Commission or its staff a copy of any or all documents retained pursuant to this instruction.