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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Tech Cent Inc (CE) | USOTC:TCHC | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.000001 | 0.00 | 00:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
SIMBERG BRUCE |
2. Issuer Name
and
Ticker or Trading Symbol
21ST CENTURY HOLDING CO [ TCHC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) __ X __ Other (specify below) Chairman of the Board |
14050 N.W. 14 STREET, SUITE 180 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
SUNRISE, FL 33323 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 8/21/2012 | P | 1000 | A | $5.0428 | 280865 | D | |||
Common Stock | 8/21/2012 | P | 1000 | A | $5.0884 | 281865 | D | |||
Common Stock | 8/21/2012 | P | 2000 | A | $5.09 | 283865 | D | |||
Common Stock | 8/21/2012 | P | 1000 | A | $5.094 | 284865 | D | |||
Common Stock | 8/21/2012 | P | 1000 | A | $5.0979 | 285865 | D | |||
Common Stock | 8/21/2012 | P | 1000 | A | $5.0999 | 286865 | D | |||
Common Stock | 8/21/2012 | P | 2500 | A | $5.10 | 289365 | D | |||
Common Stock | 8/21/2012 | P | 400 | A | $5.1599 | 289765 | D | |||
Common Stock | 8/21/2012 | P | 2000 | A | $5.1995 | 291765 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options | $13.17 | 12/6/2008 (1) | 12/6/2013 | Common Stock | 500 | 500 | D | ||||||||
Options | $12.58 | 1/30/2009 (1) | 1/30/2014 | Common Stock | 4500 | 4500 | D | ||||||||
Options | $4.73 | 1/2/2010 (2) | 1/2/2019 | Common Stock | 25000 | 25000 | D | ||||||||
Options | $2.45 | 8/22/2012 (2) | 8/22/2021 | Common Stock | 10000 | 10000 | D | ||||||||
Options | $4.40 | 4/6/2013 (2) | 4/6/2022 | Common Stock | 15000 | 15000 | D |
Explanation of Responses: | |
( 1) | The options vest 20% per year. |
( 2) | The options vest 33 1/3% per year. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
SIMBERG BRUCE
14050 N.W. 14 STREET SUITE 180 SUNRISE, FL 33323 |
X |
|
|
Chairman of the Board |
Signatures
|
||
/s/ Bruce F. Simberg | 8/23/2012 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Tech Cent (CE) Chart |
1 Month Tech Cent (CE) Chart |
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