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Share Name | Share Symbol | Market | Type |
---|---|---|---|
U Swirl Inc (CE) | USOTC:SWRL | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.0003 | 0.00 | 01:00:00 |
Nevada
(State or other jurisdiction of
incorporation)
|
000-53130
(Commission
File Number)
|
43-2092180
(IRS Employer
Identification No.)
|
Item 1.01
|
Entry into a Material Definitive Agreement
|
Item 2.01
|
Completion of Acquisition or Disposition of Assets
|
Item 2.03
|
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
|
Item 3.02
|
Unregistered Sales of Equity Securities
|
Item 5.01
|
Changes in Control of Registrant
|
Item 5.02
|
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
|
Exhibit No.
|
Document
|
2.1
|
Asset Purchase Agreement between U-Swirl, Inc. and Aspen Leaf Yogurt, LLC dated January 14, 2013 (1)
|
2.2
|
Membership Interest Purchase Agreement between U-Swirl, Inc. and Rocky Mountain Chocolate Factory, Inc. dated January 14, 2013 (1)
|
4.1
|
Warrant issued to Rocky Mountain Chocolate Factory, Inc.
|
99.1
|
Form of Recourse Notes
|
99.2
|
Form of Non-Recourse Notes
|
99.3
|
Form of Security Agreement between U-Swirl, Inc. and Aspen Leaf Yogurt, LLC
|
99.4
|
Investor Rights Agreement between U-Swirl, Inc. and Rocky Mountain Chocolate Factory, Inc. dated January 14, 2013
|
99.5
|
Investor Rights Agreement between U-Swirl, Inc. and Aspen Leaf Yogurt, LLC dated January 14, 2013
|
99.6
|
Voting Agreement among U-Swirl, Inc., Henry Cartwright, Ulderico Conte, Terry Cartwright, Rocky Mountain Chocolate Factory, Inc., and Aspen Leaf Yogurt, LLC dated January 14, 2013
|
99.7
|
Form of Employment Agreement between U-Swirl, Inc. and its executive officers
|
99.8
|
Form of Restricted Stock Agreement (included in Exhibit 99.7)
|
99.9
|
Press Release dated January 14, 2013
|
99.10
|
Financial Statements of Aspen Leaf Yogurt, LLC (2)
|
99.11
|
Financial Statements of Yogurtini (2)
|
99.12
|
Pro forma combined balance sheet (2)
|
Exhibit No. | Document |
99.13
|
Pro forma combined income statement (2)
|
(1)
|
Schedules and similar attachments have been omitted pursuant to Item 602(b)(2) of Regulation S-K under the Securities Exchange Act of 1934, as amended. The registrant undertakes to supplementally furnish copies of any omitted schedules to the SEC upon request by the SEC.
|
(2)
|
To be filed by amendment to this Current Report on Form 8-K not later than 71 days after the date on which this Current Report on Form 8-K is required to be filed.
|
U-SWIRL, INC.
|
|
January 18, 2013
|
By:
/s/ Ulderico Conte
Ulderico Conte
Chief Executive Officer
|
Exhibit No.
|
Document
|
2.1
|
Asset Purchase Agreement between U-Swirl, Inc. and Aspen Leaf Yogurt, LLC dated January 14, 2013 (1)
|
2.2
|
Membership Interest Purchase Agreement between U-Swirl, Inc. and Rocky Mountain Chocolate Factory, Inc. dated January 14, 2013 (1)
|
4.1
|
Warrant issued to Rocky Mountain Chocolate Factory, Inc.
|
99.1
|
Form of Recourse Notes
|
99.2
|
Form of Non-Recourse Notes
|
99.3
|
Form of Security Agreement between U-Swirl, Inc. and Aspen Leaf Yogurt, LLC
|
99.4
|
Investor Rights Agreement between U-Swirl, Inc. and Rocky Mountain Chocolate Factory, Inc. dated January 14, 2013
|
99.5
|
Investor Rights Agreement between U-Swirl, Inc. and Aspen Leaf Yogurt, LLC dated January 14, 2013
|
99.6
|
Voting Agreement among U-Swirl, Inc., Henry Cartwright, Ulderico Conte, Terry Cartwright, Rocky Mountain Chocolate Factory, Inc., and Aspen Leaf Yogurt, LLC dated January 14, 2013
|
99.7
|
Form of Employment Agreement between U-Swirl, Inc. and its executive officers
|
99.8
|
Form of Restricted Stock Agreement (included in Exhibit 99.7)
|
99.9
|
Press Release dated January 14, 2013
|
99.10
|
Financial Statements of Aspen Leaf Yogurt, LLC (2)
|
99.11
|
Financial Statements of Yogurtini (2)
|
99.12
|
Pro forma combined balance sheet (2)
|
99.13
|
Pro forma combined income statement (2)
|
(1)
|
Schedules and similar attachments have been omitted pursuant to Item 602(b)(2) of Regulation S-K under the Securities Exchange Act of 1934, as amended. The registrant undertakes to supplementally furnish copies of any omitted schedules to the SEC upon request by the SEC.
|
(2)
|
To be filed by amendment to this Current Report on Form 8-K not later than 71 days after the date on which this Current Report on Form 8-K is required to be filed.
|
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